JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q4 2021 13F Holders as of 31 Dec 2021
- Type / Class
- Equity / COM
- Total 13F shares
- 2,514,334
- Share change
- -107,105
- Total reported value
- $47,137,600
- Price per share
- $18.75
- Number of holders
- 58
- Value change
- -$2,031,063
- Number of buys
- 21
- Number of sells
- 26
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$12,107,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
550,498
|
$10,311,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
492,083
|
$9,217,000 | — | 30 Sep 2021 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
283,777
|
$5,315,000 | — | 30 Sep 2021 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
145,393
|
$2,723,000 | — | 30 Sep 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
140,623
|
$2,635,000 | — | 30 Sep 2021 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
85,800
|
$1,607,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
59,018
|
$1,105,000 | — | 30 Sep 2021 | |
| CreativeOne Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
56,424
|
$1,057,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
52,632
|
$986,000 | — | 30 Sep 2021 | |
| Fiera Capital Corp |
13F
|
Company |
—
class O/S missing
|
50,870
|
$953,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
50,749
|
$950,000 | — | 30 Sep 2021 | |
| Sowell Financial Services LLC |
13F
|
Company |
—
class O/S missing
|
46,633
|
$873,000 | — | 30 Sep 2021 | |
| BURNEY CO/ |
13F
|
Company |
—
class O/S missing
|
45,900
|
$860,000 | — | 30 Sep 2021 | |
| Selway Asset Management |
13F
|
Company |
—
class O/S missing
|
43,650
|
$818,000 | — | 30 Sep 2021 | |
| PHILADELPHIA TRUST CO |
13F
|
Company |
—
class O/S missing
|
42,300
|
$792,000 | — | 30 Sep 2021 | |
| Live Oak Private Wealth LLC |
13F
|
Company |
—
class O/S missing
|
38,630
|
$724,000 | — | 30 Sep 2021 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
34,952
|
$655,000 | — | 30 Sep 2021 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
27,942
|
$523,000 | — | 30 Sep 2021 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
—
class O/S missing
|
24,324
|
$456,000 | — | 30 Sep 2021 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,969
|
$449,000 | — | 30 Sep 2021 | |
| Arkfeld Wealth Strategies, L.L.C. |
13F
|
Company |
—
class O/S missing
|
23,000
|
$437,000 | — | 30 Sep 2021 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
23,109
|
$433,000 | — | 30 Sep 2021 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
22,712
|
$425,000 | — | 30 Sep 2021 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
—
class O/S missing
|
21,826
|
$409,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
21,148
|
$396,000 | — | 30 Sep 2021 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
20,961
|
$393,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
18,568
|
$348,000 | — | 30 Sep 2021 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
16,446
|
$309,000 | — | 30 Sep 2021 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
15,789
|
$296,000 | — | 30 Sep 2021 | |
| Sigma Planning Corp |
13F
|
Company |
—
class O/S missing
|
12,786
|
$239,000 | — | 30 Sep 2021 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,658
|
$218,000 | — | 30 Sep 2021 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
—
class O/S missing
|
11,105
|
$208,000 | — | 30 Sep 2021 | |
| HARBOUR INVESTMENTS, INC. |
13F
|
Company |
—
class O/S missing
|
10,973
|
$206,000 | — | 30 Sep 2021 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
10,561
|
$197,563 | — | 30 Sep 2021 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
6,600
|
$123,000 | — | 30 Sep 2021 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
—
class O/S missing
|
5,600
|
$104,000 | — | 30 Sep 2021 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,275
|
$61,000 | — | 30 Sep 2021 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
3,122
|
$58,000 | — | 30 Sep 2021 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
2,891
|
$54,000 | — | 30 Sep 2021 | |
| Allworth Financial LP |
13F
|
Company |
—
class O/S missing
|
2,000
|
$37,000 | — | 30 Sep 2021 | |
| Herold Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
1,986
|
$37,000 | — | 30 Sep 2021 | |
| CoreFirst Bank & Trust |
13F
|
Company |
—
class O/S missing
|
1,500
|
$28,000 | — | 30 Sep 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,449
|
$27,000 | — | 30 Sep 2021 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$26,000 | — | 30 Sep 2021 | |
| Key FInancial Inc |
13F
|
Company |
—
class O/S missing
|
1,342
|
$25,000 | — | 30 Sep 2021 | |
| Addison Advisors LLC |
13F
|
Company |
—
class O/S missing
|
1,012
|
$19,000 | — | 30 Sep 2021 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,006
|
$19,000 | — | 30 Sep 2021 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$14,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
661
|
$12,000 | — | 30 Sep 2021 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q4 2021
As of 31 Dec 2021,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
58 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,514,334 shares.
The largest 10 holders included
UBS Group AG, MORGAN STANLEY, Invesco Ltd., AMERIPRISE FINANCIAL INC, COHEN & STEERS, INC., COMMONWEALTH EQUITY SERVICES, LLC, LPL Financial LLC, Change Path, LLC, ADVISOR GROUP HOLDINGS, INC., and FIERA CAPITAL CORP.
This page lists
58
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
58
Q4 2021 holders
58
Holder diff
0
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.