What does CUSIP 41021P103 represent in this 13F holders report?

CUSIP 41021P103 is the security identifier for HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM used to aggregate holder disclosures.

How many institutions held HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in Q3 2021?

58 institutional investors reported HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM for Q3 2021. Use the holders table for investor-level position and value details.

JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)

CUSIP: 41021P103

Q3 2021 13F Holders as of 30 Sep 2021

Type / Class: Equity / COM
Total 13F shares: 3,237,171
Share change: -146,545
Total reported value: $60,634,716
Price per share: $18.73
Number of holders: 58
Value change: -$2,750,347
Number of buys: 21
Number of sells: 23

Quarterly Holders Quick Answers

What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2021
Previous quarter: Q2 2021

Recent filing periods for CUSIP 41021P103:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Spectrum Asset Management, Inc.	13F	Company	— class O/S missing	646,421	$12,418,000	—	30 Jun 2021	13F
UBS Group AG	13F	Company	— class O/S missing	568,755	$10,925,000	—	30 Jun 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	551,538	$10,595,000	—	30 Jun 2021	13F
Invesco Ltd.	13F	Company	— class O/S missing	278,375	$5,347,000	—	30 Jun 2021	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	237,870	$4,569,000	—	30 Jun 2021	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	144,455	$2,775,000	—	30 Jun 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	81,285	$1,561,000	—	30 Jun 2021	13F
CreativeOne Wealth, LLC	13F	Company	— class O/S missing	62,345	$1,198,000	—	30 Jun 2021	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	55,656	$1,069,000	—	30 Jun 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	— class O/S missing	54,751	$1,051,000	—	30 Jun 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	52,258	$1,004,000	—	30 Jun 2021	13F
Fiera Capital Corp	13F	Company	— class O/S missing	50,870	$977,000	—	30 Jun 2021	13F
BURNEY CO/	13F	Company	— class O/S missing	47,331	$909,000	—	30 Jun 2021	13F
Selway Asset Management	13F	Company	— class O/S missing	44,500	$855,000	—	30 Jun 2021	13F
Sowell Financial Services LLC	13F	Company	— class O/S missing	42,933	$825,000	—	30 Jun 2021	13F
Live Oak Private Wealth LLC	13F	Company	— class O/S missing	38,630	$742,000	—	30 Jun 2021	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	36,945	$710,000	—	30 Jun 2021	13F
Western Wealth Management, LLC	13F	Company	— class O/S missing	34,908	$676,000	—	30 Jun 2021	13F
LPL Financial LLC	13F	Company	— class O/S missing	34,504	$663,000	—	30 Jun 2021	13F
PHILADELPHIA TRUST CO	13F	Company	— class O/S missing	32,300	$620,000	—	30 Jun 2021	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	32,045	$616,000	—	30 Jun 2021	13F
Arkfeld Wealth Strategies, L.L.C.	13F	Company	— class O/S missing	23,000	$445,000	—	30 Jun 2021	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	22,724	$437,000	—	30 Jun 2021	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	22,185	$426,000	—	30 Jun 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	22,112	$424,000	—	30 Jun 2021	13F
Janney Montgomery Scott LLC	13F	Company	— class O/S missing	21,414	$411,000	—	30 Jun 2021	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	— class O/S missing	20,426	$392,000	—	30 Jun 2021	13F
HighTower Advisors, LLC	13F	Company	— class O/S missing	17,247	$331,000	—	30 Jun 2021	13F
JANE STREET GROUP, LLC	13F	Company	— class O/S missing	16,193	$311,000	—	30 Jun 2021	13F
OLD NATIONAL BANCORP /IN/	13F	Company	— class O/S missing	15,837	$304,000	—	30 Jun 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	15,721	$302,000	—	30 Jun 2021	13F
Sigma Planning Corp	13F	Company	— class O/S missing	12,286	$236,000	—	30 Jun 2021	13F
NWAM LLC	13F	Company	— class O/S missing	11,356	$218,000	—	30 Jun 2021	13F
HARBOUR INVESTMENTS, INC.	13F	Company	— class O/S missing	11,016	$212,000	—	30 Jun 2021	13F
American Portfolios Advisors	13F	Company	— class O/S missing	8,482	$162,937	—	30 Jun 2021	13F
Rockefeller Capital Management L.P.	13F	Company	— class O/S missing	6,600	$126,000	—	30 Jun 2021	13F
CITIGROUP INC	13F	Company	— class O/S missing	6,568	$126,000	—	30 Jun 2021	13F
Newbridge Financial Services Group, Inc.	13F	Company	— class O/S missing	3,396	$65,000	—	30 Jun 2021	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	3,275	$62,000	—	30 Jun 2021	13F
Steward Partners Investment Advisory, LLC	13F	Company	— class O/S missing	3,122	$60,000	—	30 Jun 2021	13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	13F	Company	— class O/S missing	2,632	$51,000	—	30 Jun 2021	13F
FNY Investment Advisers, LLC	13F	Company	— class O/S missing	2,500	$48,000	—	30 Jun 2021	13F
Allworth Financial LP	13F	Company	— class O/S missing	2,000	$38,000	—	30 Jun 2021	13F
CoreFirst Bank & Trust	13F	Company	— class O/S missing	1,500	$29,000	—	30 Jun 2021	13F
North Star Investment Management Corp.	13F	Company	— class O/S missing	1,370	$26,000	—	30 Jun 2021	13F
Key FInancial Inc	13F	Company	— class O/S missing	1,342	$26,000	—	30 Jun 2021	13F
Arkadios Wealth Advisors	13F	Company	— class O/S missing	1,227	$23,000	—	30 Jun 2021	13F
Addison Advisors LLC	13F	Company	— class O/S missing	1,012	$19,000	—	30 Jun 2021	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	1,006	$19,000	—	30 Jun 2021	13F
Global Retirement Partners, LLC	13F	Company	— class O/S missing	764	$15,000	—	30 Jun 2021	13F

Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q3 2021

As of 30 Sep 2021, JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by 58 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,237,171 shares. The largest 10 holders included Spectrum Asset Management, Inc., UBS Group AG, MORGAN STANLEY, Invesco Ltd., COHEN & STEERS, INC., AMERIPRISE FINANCIAL INC, COMMONWEALTH EQUITY SERVICES, LLC, ADVISOR GROUP HOLDINGS, INC., Change Path, LLC, and ROYAL BANK OF CANADA. This page lists 58 institutional shareholders reporting positions in this security for the Q3 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2021 vs Q2 2021 Across Filers

Q2 2021 holders

Q3 2021 holders

Holder diff

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Investor	Q2 2021 Shares	Q3 2021 Shares	Share Diff	Share Chg %	Q2 2021 Value $	Q3 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.