Security key
41021P103
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Equity / COM
- Total 13F shares
- 3,480,322
- Total 13F value
- $67,278,896
- Share change
- +116,353
- SEC-reported price per share
- $19.29
- Number of holders
- 56
- Value change
- +$2,218,203
- Number of buys
- 29
- Number of sells
- 20
Report period
Q4 2019
Institutions
56
Top holders
10
HPS full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
JOHN HANCOCK PREFERRED INCOME FUND III SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 41021P103
Recent filing periods:
Ownership snapshot
Top reported holders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Spectrum Asset Management...
Disclosed value leader
Spectrum Asset Management...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $12,935,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Spectrum Asset Management, Inc. has the largest disclosed position value at $12.94M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Spectrum Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Spectrum Asset Management, Inc.
$12.94M
MORGAN STANLEY
$11.08M
UBS Group AG
$9M
Invesco Ltd.
$4.56M
COHEN & STEERS, INC.
$4.45M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$12,935,000
646,421 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$11,084,000
553,915 shares
|
— | 30 Sep 2019 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$8,996,000
449,600 shares
|
— | 30 Sep 2019 |
| Invesco Ltd. |
13F
Company
|
—
class O/S missing
|
$4,557,000
227,727 shares
|
— | 30 Sep 2019 |
| COHEN & STEERS, INC. |
13F
Company
|
—
class O/S missing
|
$4,448,000
222,291 shares
|
— | 30 Sep 2019 |
| BURNEY CO/ |
13F
Company
|
—
class O/S missing
|
$2,213,000
110,586 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
56
Shares
3,480,322
Rows available
56
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q1 2026 Across Filers
Q1 2026 holders
60
Q4 2019 holders
56
Holder diff
-4
| Investor | Q1 2026 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend