What does CUSIP 41021P103 represent in this 13F holders report?

CUSIP 41021P103 is the security identifier for HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM used to aggregate holder disclosures.

How many institutions held HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in Q2 2019?

45 institutional investors reported HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM for Q2 2019. Use the holders table for investor-level position and value details.

JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)

CUSIP: 41021P103

Q2 2019 13F Holders as of 30 Jun 2019

Type / Class: Equity / COM
Total 13F shares: 3,173,947
Share change: -5,818
Total reported value: $61,342,719
Price per share: $19.33
Number of holders: 45
Value change: -$104,134
Number of buys: 26
Number of sells: 15

Quarterly Holders Quick Answers

What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2019
Previous quarter: Q1 2019

Recent filing periods for CUSIP 41021P103:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Spectrum Asset Management, Inc.	13F	Company	— class O/S missing	646,421	$12,107,000	—	31 Mar 2019	13F
MORGAN STANLEY	13F	Company	— class O/S missing	621,963	$11,649,000	—	31 Mar 2019	13F
UBS Group AG	13F	Company	— class O/S missing	468,125	$8,768,000	—	31 Mar 2019	13F
COHEN & STEERS, INC.	13F	Company	— class O/S missing	333,384	$6,244,000	—	31 Mar 2019	13F
Invesco Ltd.	13F	Company	— class O/S missing	247,040	$4,627,000	—	31 Mar 2019	13F
Elevated Capital Advisors, LLC	13F	Company	— class O/S missing	159,003	$2,331,000	—	31 Mar 2019	13F
BURNEY CO/	13F	Company	— class O/S missing	117,669	$2,204,000	—	31 Mar 2019	13F
Cetera Advisor Networks LLC	13F	Company	— class O/S missing	79,481	$1,486,000	—	31 Mar 2019	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	70,570	$1,321,000	—	31 Mar 2019	13F
NWAM LLC	13F	Company	— class O/S missing	68,704	$1,287,000	—	31 Mar 2019	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	62,328	$1,167,000	—	31 Mar 2019	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	— class O/S missing	51,664	$968,000	—	31 Mar 2019	13F
GUGGENHEIM CAPITAL LLC	13F	Company	— class O/S missing	51,226	$959,000	—	31 Mar 2019	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	— class O/S missing	44,738	$837,000	—	31 Mar 2019	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	40,958	$768,000	—	31 Mar 2019	13F
OLD NATIONAL BANCORP /IN/	13F	Company	— class O/S missing	30,290	$567,000	—	31 Mar 2019	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	27,282	$511,000	—	31 Mar 2019	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	— class O/S missing	25,145	$472,000	—	31 Mar 2019	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	— class O/S missing	20,240	$379,000	—	31 Mar 2019	13F
WEDBUSH SECURITIES INC	13F	Company	— class O/S missing	17,653	$331,000	—	31 Mar 2019	13F
LPL Financial LLC	13F	Company	— class O/S missing	17,381	$326,000	—	31 Mar 2019	13F
Stratos Wealth Partners, LTD.	13F	Company	— class O/S missing	15,895	$298,000	—	31 Mar 2019	13F
Brown Advisory Securities, LLC	13F	Company	— class O/S missing	14,933	$280,000	—	31 Mar 2019	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	11,606	$217,000	—	31 Mar 2019	13F
CITIGROUP INC	13F	Company	— class O/S missing	11,457	$215,000	—	31 Mar 2019	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	11,202	$210,000	—	31 Mar 2019	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	— class O/S missing	11,152	$209,000	—	31 Mar 2019	13F
Capital Investment Advisors, LLC	13F	Company	— class O/S missing	10,786	$202,000	—	31 Mar 2019	13F
STIFEL FINANCIAL CORP	13F	Company	— class O/S missing	10,775	$201,000	—	31 Mar 2019	13F
HORIZON KINETICS ASSET MANAGEMENT LLC	13F	Company	— class O/S missing	10,624	$199,000	—	31 Mar 2019	13F
CONCOURSE FINANCIAL GROUP SECURITIES, INC.	13F	Company	— class O/S missing	5,093	$95,000	—	31 Mar 2019	13F
PNC FINANCIAL SERVICES GROUP, INC.	13F	Company	— class O/S missing	4,693	$88,000	—	31 Mar 2019	13F
NEXT Financial Group, Inc	13F	Company	— class O/S missing	3,822	$72,000	—	31 Mar 2019	13F
NEXT Financial Holdings	13F	Company	— class O/S missing	3,822	$72,000	—	31 Mar 2019	13F
Geneos Wealth Management Inc.	13F	Company	— class O/S missing	3,125	$58,000	—	31 Mar 2019	13F
American Portfolios Advisors	13F	Company	— class O/S missing	2,565	$48,045	—	31 Mar 2019	13F
WealthBridge Capital Management, LLC	13F	Company	— class O/S missing	1,663	$31,000	—	31 Mar 2019	13F
North Star Investment Management Corp.	13F	Company	— class O/S missing	1,370	$26,000	—	31 Mar 2019	13F
SeaCrest Wealth Management, LLC	13F	Company	— class O/S missing	1,298	$24,000	—	31 Mar 2019	13F
PIN OAK INVESTMENT ADVISORS INC	13F	Company	— class O/S missing	1,100	$21,000	—	31 Mar 2019	13F
Certified Advisory Corp	13F	Company	— class O/S missing	1,040	$19,000	—	31 Mar 2019	13F
Realta Investment Advisors	13F	Company	— class O/S missing	900	$16,000	—	31 Mar 2019	13F
Global Retirement Partners, LLC	13F	Company	— class O/S missing	764	$14,000	—	31 Mar 2019	13F
FLAGSHIP HARBOR ADVISORS, LLC	13F	Company	— class O/S missing	650	$12,000	—	31 Mar 2019	13F
AdvisorNet Financial, Inc	13F	Company	— class O/S missing	500	$9,000	—	31 Mar 2019	13F
Federation Des Caisses Desjardins du Quebec	13F	Individual	— class O/S missing	300	$5,619	—	31 Mar 2019	13F
FIRST HAWAIIAN BANK	13F	Company	— class O/S missing	190	$4,000	—	31 Mar 2019	13F

Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2019

As of 30 Jun 2019, JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by 45 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 3,173,947 shares. The largest 10 holders included Spectrum Asset Management, Inc., MORGAN STANLEY, UBS Group AG, COHEN & STEERS, INC., Invesco Ltd., BURNEY CO/, BANK OF AMERICA CORP /DE/, Cetera Advisor Networks LLC, NWAM LLC, and ROYAL BANK OF CANADA. This page lists 45 institutional shareholders reporting positions in this security for the Q2 2019 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2019 vs Q1 2019 Across Filers

Q1 2019 holders

Q2 2019 holders

Holder diff

-1

Investor	Q1 2019 Shares	Q2 2019 Shares	Share Diff	Share Chg %	Q1 2019 Value $	Q2 2019 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.