JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / COM
- Total 13F shares
- 3,169,164
- Share change
- +58,366
- Total reported value
- $59,059,702
- Price per share
- $18.64
- Number of holders
- 42
- Value change
- +$1,134,878
- Number of buys
- 19
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
646,421
|
$11,396,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
554,278
|
$9,772,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
508,856
|
$8,972,000 | — | 31 Mar 2018 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
249,761
|
$4,403,000 | — | 31 Mar 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
191,380
|
$3,374,000 | — | 31 Mar 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
—
class O/S missing
|
145,522
|
$2,566,000 | — | 31 Mar 2018 | |
| BURNEY CO/ |
13F
|
Company |
—
class O/S missing
|
134,372
|
$2,369,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
133,649
|
$2,356,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
90,681
|
$1,599,000 | — | 31 Mar 2018 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
71,404
|
$1,259,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
45,599
|
$804,000 | — | 31 Mar 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
37,725
|
$665,000 | — | 31 Mar 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
33,281
|
$587,000 | — | 31 Mar 2018 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
31,231
|
$551,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
23,731
|
$418,000 | — | 31 Mar 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
22,301
|
$393,000 | — | 31 Mar 2018 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
21,500
|
$379,000 | — | 31 Mar 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
21,400
|
$377,000 | — | 31 Mar 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
20,856
|
$368,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
—
class O/S missing
|
17,610
|
$310,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
16,281
|
$288,000 | — | 31 Mar 2018 | |
| Annex Advisory Services, LLC |
13F
|
Company |
—
class O/S missing
|
14,025
|
$247,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
13,238
|
$233,000 | — | 31 Mar 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
12,936
|
$229,000 | — | 31 Mar 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
12,496
|
$220,000 | — | 31 Mar 2018 | |
| Brown Advisory Securities, LLC |
13F
|
Company |
—
class O/S missing
|
11,933
|
$210,000 | — | 31 Mar 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
11,108
|
$196,000 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
—
class O/S missing
|
3,125
|
$55,000 | — | 31 Mar 2018 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
—
class O/S missing
|
3,121
|
$55,000 | — | 31 Mar 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
2,456
|
$43,000 | — | 31 Mar 2018 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
1,598
|
$28,168 | — | 31 Mar 2018 | |
| IHT Wealth Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,490
|
$26,000 | — | 31 Mar 2018 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
1,370
|
$24,000 | — | 31 Mar 2018 | |
| PIN OAK INVESTMENT ADVISORS INC |
13F
|
Company |
—
class O/S missing
|
1,100
|
$19,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,021
|
$18,000 | — | 31 Mar 2018 | |
| MGO ONE SEVEN LLC |
13F
|
Company |
—
class O/S missing
|
850
|
$15,000 | — | 31 Mar 2018 | |
| Global Retirement Partners, LLC |
13F
|
Company |
—
class O/S missing
|
764
|
$13,000 | — | 31 Mar 2018 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
—
class O/S missing
|
500
|
$9,000 | — | 31 Mar 2018 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
—
class O/S missing
|
317
|
$5,589 | — | 31 Mar 2018 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
—
class O/S missing
|
300
|
$5,289 | — | 31 Mar 2018 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
—
class O/S missing
|
150
|
$3,000 | — | 31 Mar 2018 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2018
As of 30 Jun 2018,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
42 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,169,164 shares.
The largest 10 holders included
Spectrum Asset Management, Inc., MORGAN STANLEY, UBS Group AG, Invesco Ltd., COHEN & STEERS INC, BURNEY CO/, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, ROYAL BANK OF CANADA, and NWAM LLC.
This page lists
42
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
41
Q2 2018 holders
42
Holder diff
1
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.