JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 3,936,490
- Share change
- +56,217
- Total reported value
- $65,582,000
- Price per share
- $16.66
- Number of holders
- 40
- Value change
- +$929,462
- Number of buys
- 16
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,016,373
|
$16,953,000 | — | 30 Jun 2015 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
670,344
|
$11,181,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
405,322
|
$6,761,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
360,789
|
$6,018,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
235,950
|
$3,934,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
194,523
|
$3,245,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
97,184
|
$1,621,000 | — | 30 Jun 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
96,585
|
$1,611,000 | — | 30 Jun 2015 | |
| BURNEY CO/ |
13F
|
Company |
—
class O/S missing
|
91,823
|
$1,532,000 | — | 30 Jun 2015 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
84,000
|
$1,401,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
—
class O/S missing
|
74,506
|
$1,245,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
65,322
|
$1,120,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
59,639
|
$995,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
56,835
|
$948,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
40,700
|
$678,000 | — | 30 Jun 2015 | |
| Shaker Financial Services, LLC |
13F
|
Company |
—
class O/S missing
|
39,540
|
$660,000 | — | 30 Jun 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
37,596
|
$627,000 | — | 30 Jun 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
34,950
|
$583,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
—
class O/S missing
|
33,970
|
$567,000 | — | 30 Jun 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
22,670
|
$378,000 | — | 30 Jun 2015 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
18,265
|
$305,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
—
class O/S missing
|
16,990
|
$283,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
14,833
|
$247,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
13,675
|
$228,000 | — | 30 Jun 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
—
class O/S missing
|
13,200
|
$220,000 | — | 30 Jun 2015 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
11,741
|
$194,000 | — | 30 Jun 2015 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
11,336
|
$189,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
10,893
|
$181,695 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
8,617
|
$143,000 | — | 30 Jun 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
4,184
|
$70,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,468
|
$57,000 | — | 30 Jun 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
2,200
|
$37,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
1,828
|
$30,000 | — | 30 Jun 2015 | |
| Transamerica Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
600
|
$11,000 | — | 30 Jun 2015 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 30 Jun 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
341
|
$6,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
300
|
$5,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
130
|
$2,000 | — | 30 Jun 2015 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q3 2015
As of 30 Sep 2015,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,936,490 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., Invesco Ltd., UBS Group AG, BANK OF AMERICA CORP /DE/, GUGGENHEIM CAPITAL LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Capital Investment Advisors, LLC, CREDIT SUISSE AG/, and NWAM LLC.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
38
Q3 2015 holders
40
Holder diff
2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.