JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS)
CUSIP: 41021P103
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / COM
- Total 13F shares
- 3,851,622
- Share change
- +202,083
- Total reported value
- $64,273,695
- Price per share
- $16.68
- Number of holders
- 38
- Value change
- +$3,352,470
- Number of buys
- 16
- Number of sells
- 17
Quarterly Holders Quick Answers
What is CUSIP 41021P103?
CUSIP 41021P103 identifies HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM in SEC institutional holdings data.
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Recent filing periods for CUSIP 41021P103:
Top shareholders of HPS - JOHN HANCOCK PREFERRED INCOME FUND III - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
992,404
|
$18,558,000 | — | 31 Mar 2015 | |
| Spectrum Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
670,344
|
$12,535,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
370,188
|
$6,923,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
366,805
|
$6,859,000 | — | 31 Mar 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
251,880
|
$4,708,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
201,894
|
$3,775,000 | — | 31 Mar 2015 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
96,585
|
$1,806,000 | — | 31 Mar 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
90,691
|
$1,696,000 | — | 31 Mar 2015 | |
| BURNEY CO/ |
13F
|
Company |
—
class O/S missing
|
90,064
|
$1,684,000 | — | 31 Mar 2015 | |
| NWAM LLC |
13F
|
Company |
—
class O/S missing
|
83,102
|
$1,554,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
70,458
|
$1,318,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
62,697
|
$1,172,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
62,275
|
$1,159,000 | — | 31 Mar 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
26,975
|
$504,000 | — | 31 Mar 2015 | |
| OLD NATIONAL BANCORP /IN/ |
13F
|
Company |
—
class O/S missing
|
23,381
|
$437,000 | — | 31 Mar 2015 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
23,123
|
$426,000 | — | 31 Mar 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
—
class O/S missing
|
22,670
|
$424,000 | — | 31 Mar 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
18,024
|
$337,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
—
class O/S missing
|
15,339
|
$287,000 | — | 31 Mar 2015 | |
| STEEL GROVE CAPITAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
13,504
|
$253,000 | — | 31 Mar 2015 | |
| INVESTMENT CENTERS OF AMERICA INC |
13F
|
Company |
—
class O/S missing
|
13,044
|
$243,000 | — | 31 Mar 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
10,893
|
$203,699 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
8,817
|
$165,000 | — | 31 Mar 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
—
class O/S missing
|
8,490
|
$159,000 | — | 31 Mar 2015 | |
| CAPTRUST FINANCIAL ADVISORS |
13F
|
Company |
—
class O/S missing
|
3,913
|
$73,172 | — | 31 Mar 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
—
class O/S missing
|
3,443
|
$64,000 | — | 31 Mar 2015 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
—
class O/S missing
|
2,500
|
$47,000 | — | 31 Mar 2015 | |
| Formidable Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,730
|
$30,000 | — | 31 Mar 2015 | |
| Somerset Trust Co |
13F
|
Company |
—
class O/S missing
|
900
|
$17,000 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
—
class O/S missing
|
800
|
$15,000 | — | 31 Mar 2015 | |
| Transamerica Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
600
|
$12,000 | — | 31 Mar 2015 | |
| Integrated Wealth Management |
13F
|
Company |
—
class O/S missing
|
400
|
$7,000 | — | 31 Mar 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
341
|
$6,000 | — | 31 Mar 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
—
class O/S missing
|
300
|
$6,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
265
|
$5,000 | — | 31 Mar 2015 |
Institutional Holders of JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) as of Q2 2015
As of 30 Jun 2015,
JOHN HANCOCK PREFERRED INCOME FUND III - COM (HPS) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,851,622 shares.
The largest 10 holders included
MORGAN STANLEY, Spectrum Asset Management, Inc., Invesco Ltd., UBS Group AG, GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, Capital Investment Advisors, LLC, CREDIT SUISSE AG/, BURNEY CO/, and NWAM LLC.
This page lists
38
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
35
Q2 2015 holders
38
Holder diff
3
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.