JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,574,262
- Share change
- +21,545
- Total reported value
- $100,077,221
- Price per share
- $28.03
- Number of holders
- 48
- Value change
- +$752,722
- Number of buys
- 18
- Number of sells
- 19
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.5%
|
1,480,722
|
$37,462,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.3%
|
446,868
|
$11,306,000 | — | 30 Sep 2015 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.6%
|
322,047
|
$8,148,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.2%
|
230,981
|
$5,844,000 | — | 30 Sep 2015 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
1.2%
|
229,048
|
$5,795,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.72%
|
142,348
|
$3,601,000 | — | 30 Sep 2015 | |
| FCA CORP /TX |
13F
|
Company |
0.58%
|
113,986
|
$2,884,000 | — | 30 Sep 2015 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.35%
|
68,921
|
$1,744,000 | — | 30 Sep 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.33%
|
65,661
|
$1,661,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.27%
|
53,934
|
$1,365,000 | — | 30 Sep 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.21%
|
41,016
|
$1,038,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.2%
|
39,002
|
$987,000 | — | 30 Sep 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.2%
|
38,948
|
$985,000 | — | 30 Sep 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.18%
|
34,725
|
$879,000 | — | 30 Sep 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.17%
|
34,110
|
$863,000 | — | 30 Sep 2015 | |
| Patten Group, Inc. |
13F
|
Company |
0.12%
|
23,080
|
$583,924 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.11%
|
21,617
|
$534,000 | — | 30 Sep 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.1%
|
19,135
|
$484,000 | — | 30 Sep 2015 | |
| Community Bank of Raymore |
13F
|
Company |
0.09%
|
17,900
|
$451,000 | — | 30 Sep 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.09%
|
17,158
|
$434,000 | — | 30 Sep 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.09%
|
17,006
|
$430,000 | — | 30 Sep 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,574
|
$293,000 | — | 30 Sep 2015 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.05%
|
10,403
|
$263,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
9,151
|
$228,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.04%
|
8,863
|
$224,000 | — | 30 Sep 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,792
|
$222,000 | — | 30 Sep 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
6,400
|
$161,000 | — | 30 Sep 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.03%
|
5,452
|
$137,912 | — | 30 Sep 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.02%
|
4,000
|
$101,000 | — | 30 Sep 2015 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
3,200
|
$81,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
2,500
|
$63,000 | — | 30 Sep 2015 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.01%
|
2,273
|
$58,000 | — | 30 Sep 2015 | |
| Manchester Capital Management LLC |
13F
|
Company |
0.01%
|
1,100
|
$28,000 | — | 30 Sep 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
759
|
$19,000 | — | 30 Sep 2015 | |
| CENTRAL TRUST Co |
13F
|
Company |
0%
|
500
|
$13,000 | — | 30 Sep 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
429
|
$11,000 | — | 30 Sep 2015 | |
| Sharkey, Howes & Javer |
13F
|
Company |
0%
|
412
|
$11,000 | — | 30 Sep 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
382
|
$10,000 | — | 30 Sep 2015 | |
| US FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
222
|
$6,000 | — | 30 Sep 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
225
|
$5,693 | — | 30 Sep 2015 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0%
|
209
|
$5,000 | — | 30 Sep 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
173
|
$4,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0%
|
83
|
$2,000 | — | 30 Sep 2015 | |
| MassMutual Private Wealth & Trust, FSB |
13F
|
Company |
0%
|
50
|
$1,111 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
62
|
$1,000 | — | 30 Sep 2015 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q4 2015
As of 31 Dec 2015,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,574,262 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, PATTEN & PATTEN INC/TN, BANK OF AMERICA CORP /DE/, NORTH STAR ASSET MANAGEMENT INC, ROYAL BANK OF CANADA, FCA CORP /TX, ORLEANS CAPITAL MANAGEMENT CORP/LA, UBS Group AG, and Invesco Ltd..
This page lists
48
institutional shareholders reporting positions in this security
for the Q4 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
Q3 2015 holders
45
Q4 2015 holders
48
Holder diff
3
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.