JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q2 2015 13F Holders as of 30 Jun 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,235,417
- Share change
- -191,624
- Total reported value
- $88,008,350
- Price per share
- $27.20
- Number of holders
- 44
- Value change
- -$3,276,737
- Number of buys
- 16
- Number of sells
- 24
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.1%
|
1,014,663
|
$23,743,000 | — | 31 Mar 2015 | |
| PATTEN & PATTEN INC/TN |
13F
|
Company |
1.7%
|
332,000
|
$7,769,000 | — | 31 Mar 2015 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
1.3%
|
249,125
|
$5,830,000 | — | 31 Mar 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.94%
|
186,894
|
$4,373,000 | — | 31 Mar 2015 | |
| 1832 Asset Management L.P. |
13F
|
Company |
0.8%
|
158,200
|
$3,707,000 | — | 31 Mar 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.77%
|
152,078
|
$3,558,000 | — | 31 Mar 2015 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
0.63%
|
124,569
|
$2,915,000 | — | 31 Mar 2015 | |
| FCA CORP /TX |
13F
|
Company |
0.58%
|
114,496
|
$2,679,000 | — | 31 Mar 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.56%
|
110,884
|
$2,595,000 | — | 31 Mar 2015 | |
| Lebenthal Holdings,LLC |
13F
|
Company |
0.53%
|
104,255
|
$2,440,000 | — | 31 Mar 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
0.52%
|
102,244
|
$2,393,000 | — | 31 Mar 2015 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.37%
|
72,669
|
$1,700,000 | — | 31 Mar 2015 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
67,269
|
$1,574,000 | — | 31 Mar 2015 | |
| UBS Group AG |
13F
|
Company |
0.3%
|
58,884
|
$1,378,000 | — | 31 Mar 2015 | |
| CLOUGH CAPITAL PARTNERS L P |
13F
|
Company |
0.29%
|
58,100
|
$1,360,000 | — | 31 Mar 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.26%
|
51,986
|
$1,216,000 | — | 31 Mar 2015 | |
| Smith Salley Wealth Management |
13F
|
Company |
0.24%
|
47,473
|
$1,110,000 | — | 31 Mar 2015 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.2%
|
39,073
|
$914,000 | — | 31 Mar 2015 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
38,491
|
$901,000 | — | 31 Mar 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.18%
|
35,355
|
$826,000 | — | 31 Mar 2015 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
0.17%
|
34,110
|
$798,000 | — | 31 Mar 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.16%
|
32,467
|
$760,000 | — | 31 Mar 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.14%
|
27,640
|
$647,000 | — | 31 Mar 2015 | |
| Patten Group, Inc. |
13F
|
Company |
0.12%
|
24,680
|
$578,000 | — | 31 Mar 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.12%
|
24,231
|
$567,000 | — | 31 Mar 2015 | |
| AMERICAN NATIONAL BANK & TRUST CO /VA/ |
13F
|
Company |
0.12%
|
23,098
|
$540,000 | — | 31 Mar 2015 | |
| VSR Financial Services, Inc. |
13F
|
Company |
0.1%
|
19,053
|
$446,000 | — | 31 Mar 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
18,603
|
$435,000 | — | 31 Mar 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.09%
|
17,117
|
$401,000 | — | 31 Mar 2015 | |
| Community Bank of Raymore |
13F
|
Company |
0.09%
|
16,900
|
$395,000 | — | 31 Mar 2015 | |
| Concert Wealth Management Inc. |
13F
|
Company |
0.06%
|
11,574
|
$263,000 | — | 31 Mar 2015 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,643
|
$202,000 | — | 31 Mar 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.03%
|
6,400
|
$149,000 | — | 31 Mar 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
5,394
|
$126,000 | — | 31 Mar 2015 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0.03%
|
5,102
|
$119,364 | — | 31 Mar 2015 | |
| People's United Financial, Inc. |
13F
|
Company |
0.02%
|
4,000
|
$94,000 | — | 31 Mar 2015 | |
| First Horizon Advisors, Inc. |
13F
|
Company |
0.02%
|
3,200
|
$75,000 | — | 31 Mar 2015 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
2,066
|
$48,344 | — | 31 Mar 2015 | |
| Creative Planning |
13F
|
Company |
0.01%
|
2,000
|
$47,000 | — | 31 Mar 2015 | |
| Manchester Capital Management LLC |
13F
|
Company |
0.01%
|
1,100
|
$25,000 | — | 31 Mar 2015 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0%
|
758
|
$17,000 | — | 31 Mar 2015 | |
| CENTRAL TRUST Co |
13F
|
Company |
0%
|
500
|
$12,000 | — | 31 Mar 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
0%
|
499
|
$12,000 | — | 31 Mar 2015 | |
| Bartlett & Co. LLC |
13F
|
Company |
0%
|
425
|
$10,000 | — | 31 Mar 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
382
|
$9,000 | — | 31 Mar 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
377
|
$9,000 | — | 31 Mar 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
280
|
$7,000 | — | 31 Mar 2015 | |
| First City Capital Management, Inc. |
13F
|
Company |
0%
|
225
|
$5,265 | — | 31 Mar 2015 | |
| US FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
222
|
$5,000 | — | 31 Mar 2015 | |
| Regal Investment Advisors LLC |
13F
|
Company |
0%
|
212
|
$5,000 | — | 31 Mar 2015 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q2 2015
As of 30 Jun 2015,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
44 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,235,417 shares.
The largest 10 holders included
MORGAN STANLEY, PATTEN & PATTEN INC/TN, NORTH STAR ASSET MANAGEMENT INC, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, ROYAL BANK OF CANADA, FCA CORP /TX, Lebenthal Holdings,LLC, Invesco Ltd., and ORLEANS CAPITAL MANAGEMENT CORP/LA.
This page lists
44
institutional shareholders reporting positions in this security
for the Q2 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2015 vs Q1 2015 Across Filers
Q1 2015 holders
53
Q2 2015 holders
44
Holder diff
-9
| Investor | Q1 2015 Shares | Q2 2015 Shares | Share Diff | Share Chg % | Q1 2015 Value $ | Q2 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.