- Type / Class
- Equity / SPON ADR NEW
- Total 13F shares
- 49,032,560
- Share change
- -3,717,560
- Total reported value
- $1,283,173,706
- Put/Call ratio
- 193%
- Price per share
- $26.15
- Number of holders
- 245
- Value change
- -$105,514,094
- Number of buys
- 92
- Number of sells
- 106
Quarterly Holders Quick Answers
What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 404280406:
Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
9,472,392
|
$273,279,000 | — | 30 Jun 2021 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
4,786,843
|
$138,100,000 | — | 30 Jun 2021 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
3,628,677
|
$104,687,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,342,786
|
$96,439,000 | — | 30 Jun 2021 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
3,175,672
|
$91,619,000 | — | 30 Jun 2021 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
2,842,013
|
$81,992,000 | — | 30 Jun 2021 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,480,457
|
$71,561,000 | — | 30 Jun 2021 | |
| NORGES BANK |
13F
|
Company |
—
class O/S missing
|
2,374,000
|
$68,490,000 | — | 30 Jun 2021 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
1,951,047
|
$56,288,000 | — | 30 Jun 2021 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,926,194
|
$55,571,000 | — | 30 Jun 2021 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,748,993
|
$50,458,000 | — | 30 Jun 2021 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
1,360,035
|
$39,237,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
1,136,015
|
$32,774,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
1,019,323
|
$29,407,000 | — | 30 Jun 2021 | |
| Castle Hook Partners LP |
13F
|
Company |
—
class O/S missing
|
866,873
|
$25,009,000 | — | 30 Jun 2021 | |
| Marshall Wace North America L.P. |
13F
|
Company |
—
class O/S missing
|
722,055
|
$20,832,000 | — | 30 Jun 2021 | |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND |
13F
|
Company |
—
class O/S missing
|
616,000
|
$17,772,000 | — | 30 Jun 2021 | |
| TOCQUEVILLE ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
518,070
|
$14,946,000 | — | 30 Jun 2021 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
473,624
|
$14,938,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
481,846
|
$13,901,000 | — | 30 Jun 2021 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
442,850
|
$12,776,000 | — | 30 Jun 2021 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
434,646
|
$12,527,000 | — | 30 Jun 2021 | |
| Ensign Peak Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
323,539
|
$9,334,000 | — | 30 Jun 2021 | |
| OLD MISSION CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
317,626
|
$9,164,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
287,802
|
$8,303,000 | — | 30 Jun 2021 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
—
class O/S missing
|
277,004
|
$8,065,000 | — | 30 Jun 2021 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
235,486
|
$6,794,000 | — | 30 Jun 2021 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
229,340
|
$6,183,000 | — | 30 Jun 2021 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
—
class O/S missing
|
207,963
|
$6,000,000 | — | 30 Jun 2021 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
201,523
|
$5,814,000 | — | 30 Jun 2021 | |
| Segantii Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
200,000
|
$5,775,000 | — | 30 Jun 2021 | |
| Verition Fund Management LLC |
13F
|
Company |
—
class O/S missing
|
190,216
|
$5,488,000 | — | 30 Jun 2021 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
177,807
|
$5,130,000 | — | 30 Jun 2021 | |
| American Assets Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
166,918
|
$4,816,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
165,753
|
$4,782,000 | — | 30 Jun 2021 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
162,358
|
$4,683,000 | — | 30 Jun 2021 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
—
class O/S missing
|
153,300
|
$4,423,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
151,406
|
$4,368,000 | — | 30 Jun 2021 | |
| AMERICAN CENTURY COMPANIES INC |
13F
|
Company |
—
class O/S missing
|
137,197
|
$3,958,000 | — | 30 Jun 2021 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
127,974
|
$3,692,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
—
class O/S missing
|
114,818
|
$3,312,000 | — | 30 Jun 2021 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
—
class O/S missing
|
111,988
|
$3,231,000 | — | 30 Jun 2021 | |
| Manatuck Hill Partners, LLC |
13F
|
Company |
—
class O/S missing
|
107,448
|
$3,100,000 | — | 30 Jun 2021 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
—
class O/S missing
|
91,587
|
$2,642,000 | — | 30 Jun 2021 | |
| M&T BANK CORP |
13F
|
Company |
—
class O/S missing
|
80,166
|
$2,314,000 | — | 30 Jun 2021 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
—
class O/S missing
|
75,931
|
$2,191,000 | — | 30 Jun 2021 | |
| West Family Investments, Inc. |
13F
|
Company |
—
class O/S missing
|
66,486
|
$1,918,000 | — | 30 Jun 2021 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
65,356
|
$1,886,000 | — | 30 Jun 2021 | |
| Bank of New York Mellon Corp |
13F
|
Company |
—
class O/S missing
|
64,922
|
$1,873,000 | — | 30 Jun 2021 | |
| Old Port Advisors |
13F
|
Company |
—
class O/S missing
|
65,524
|
$1,871,000 | — | 30 Jun 2021 |
Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q3 2021
As of 30 Sep 2021,
HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by
245 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
49,032,560 shares.
The largest 10 holders included
DIMENSIONAL FUND ADVISORS LP, RENAISSANCE TECHNOLOGIES LLC, JPMORGAN CHASE & CO, JANE STREET GROUP, LLC, CREDIT SUISSE AG/, Parametric Portfolio Associates LLC, NORGES BANK, CITADEL ADVISORS LLC, GOLDMAN SACHS GROUP INC, and MORGAN STANLEY.
This page lists
245
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
244
Q3 2021 holders
245
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.