What does CUSIP 404280406 represent in this 13F holders report?

CUSIP 404280406 is the security identifier for HSBC - HSBC HOLDINGS PLC - SPON ADR NEW used to aggregate holder disclosures.

How many institutions held HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in Q4 2021?

267 institutional investors reported HSBC - HSBC HOLDINGS PLC - SPON ADR NEW for Q4 2021. Use the holders table for investor-level position and value details.

HSBC HOLDINGS PLC - SPON ADR NEW (HSBC)

CUSIP: 404280406

Q4 2021 13F Holders as of 31 Dec 2021

Type / Class: Equity / SPON ADR NEW
Total 13F shares: 47,593,096
Share change: -306,061
Total reported value: $1,434,142,691
Put/Call ratio: 164%
Price per share: $30.15
Number of holders: 267
Value change: -$8,194,626
Number of buys: 120
Number of sells: 93

Quarterly Holders Quick Answers

What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.

Need full ownership history?
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Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q1 2022
Previous quarter: Q3 2021

Recent filing periods for CUSIP 404280406:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
DIMENSIONAL FUND ADVISORS LP	13F	Company	— class O/S missing	9,281,599	$242,714,000	—	30 Sep 2021	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	— class O/S missing	3,681,343	$96,267,000	—	30 Sep 2021	13F
JPMORGAN CHASE & CO	13F	Company	— class O/S missing	3,249,960	$84,986,000	—	30 Sep 2021	13F
JANE STREET GROUP, LLC	13F	Company	— class O/S missing	2,810,138	$73,485,000	—	30 Sep 2021	13F
CREDIT SUISSE AG/	13F	Company	— class O/S missing	2,671,397	$69,857,000	—	30 Sep 2021	13F
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	— class O/S missing	2,531,667	$66,203,000	—	30 Sep 2021	13F
NORGES BANK	13F	Company	— class O/S missing	2,374,000	$62,080,000	—	30 Sep 2021	13F
CITADEL ADVISORS LLC	13F	Company	— class O/S missing	2,318,770	$60,636,000	—	30 Sep 2021	13F
GOLDMAN SACHS GROUP INC	13F	Company	— class O/S missing	2,014,013	$52,667,000	—	30 Sep 2021	13F
MORGAN STANLEY	13F	Company	— class O/S missing	1,812,846	$47,406,000	—	30 Sep 2021	13F
NORTHERN TRUST CORP	13F	Company	— class O/S missing	1,607,716	$42,042,000	—	30 Sep 2021	13F
CITIGROUP INC	13F	Company	— class O/S missing	1,480,253	$38,709,000	—	30 Sep 2021	13F
Marshall Wace North America L.P.	13F	Company	— class O/S missing	1,330,469	$34,792,000	—	30 Sep 2021	13F
BlackRock Finance, Inc.	13F	Company	— class O/S missing	1,218,619	$31,867,000	—	30 Sep 2021	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	1,142,821	$29,885,000	—	30 Sep 2021	13F
LMR Partners LLP	13F	Company	— class O/S missing	983,283	$25,859,000	—	30 Sep 2021	13F
BANK OF MONTREAL /CAN/	13F	Company	— class O/S missing	546,719	$14,407,000	—	30 Sep 2021	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	— class O/S missing	418,662	$10,948,000	—	30 Sep 2021	13F
AMERIPRISE FINANCIAL INC	13F	Company	— class O/S missing	404,842	$10,516,000	—	30 Sep 2021	13F
GROUP ONE TRADING LLC	13F	Company	— class O/S missing	379,872	$9,934,000	—	30 Sep 2021	13F
UBS Group AG	13F	Company	— class O/S missing	332,316	$8,690,000	—	30 Sep 2021	13F
Ensign Peak Advisors, Inc	13F	Company	— class O/S missing	323,539	$8,461,000	—	30 Sep 2021	13F
Russell Investments Group, Ltd.	13F	Company	— class O/S missing	284,620	$8,183,000	—	30 Sep 2021	13F
Optiver Holding B.V.	13F	Company	— class O/S missing	293,467	$7,674,000	—	30 Sep 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	— class O/S missing	279,260	$7,302,000	—	30 Sep 2021	13F
Crossmark Global Holdings, Inc.	13F	Company	— class O/S missing	252,700	$6,608,000	—	30 Sep 2021	13F
Segantii Capital Management Ltd	13F	Company	— class O/S missing	200,000	$5,258,000	—	30 Sep 2021	13F
Private Advisor Group, LLC	13F	Company	— class O/S missing	199,743	$5,223,000	—	30 Sep 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	— class O/S missing	180,119	$4,711,000	—	30 Sep 2021	13F
American Assets Investment Management, LLC	13F	Company	— class O/S missing	166,918	$4,365,000	—	30 Sep 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	— class O/S missing	162,532	$4,250,000	—	30 Sep 2021	13F
AMERICAN CENTURY COMPANIES INC	13F	Company	— class O/S missing	161,857	$4,233,000	—	30 Sep 2021	13F
FMR LLC	13F	Company	— class O/S missing	149,528	$3,910,000	—	30 Sep 2021	13F
Twin Tree Management, LP	13F	Company	— class O/S missing	132,538	$3,466,000	—	30 Sep 2021	13F
RBF Capital, LLC	13F	Company	— class O/S missing	120,005	$3,138,000	—	30 Sep 2021	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	— class O/S missing	114,297	$2,989,000	—	30 Sep 2021	13F
Manatuck Hill Partners, LLC	13F	Company	— class O/S missing	107,448	$2,810,000	—	30 Sep 2021	13F
BARCLAYS PLC	13F	Company	— class O/S missing	100,213	$2,620,000	—	30 Sep 2021	13F
SCOTIA CAPITAL INC.	13F	Company	— class O/S missing	97,622	$2,553,000	—	30 Sep 2021	13F
HRT FINANCIAL LP	13F	Company	— class O/S missing	95,658	$2,501,000	—	30 Sep 2021	13F
Creative Planning	13F	Company	— class O/S missing	86,759	$2,269,000	—	30 Sep 2021	13F
COMERICA BANK	13F	Company	— class O/S missing	69,978	$2,101,000	—	30 Sep 2021	13F
M&T BANK CORP	13F	Company	— class O/S missing	79,999	$2,092,000	—	30 Sep 2021	13F
VOLORIDGE INVESTMENT MANAGEMENT, LLC	13F	Company	— class O/S missing	79,825	$2,087,000	—	30 Sep 2021	13F
Cubist Systematic Strategies, LLC	13F	Company	— class O/S missing	74,362	$1,945,000	—	30 Sep 2021	13F
Verition Fund Management LLC	13F	Company	— class O/S missing	72,638	$1,899,000	—	30 Sep 2021	13F
Old Port Advisors	13F	Company	— class O/S missing	68,495	$1,898,000	—	30 Sep 2021	13F
Bank of New York Mellon Corp	13F	Company	— class O/S missing	63,822	$1,668,000	—	30 Sep 2021	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	— class O/S missing	61,331	$1,604,000	—	30 Sep 2021	13F
SG Americas Securities, LLC	13F	Company	— class O/S missing	58,493	$1,530,000	—	30 Sep 2021	13F

Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q4 2021

As of 31 Dec 2021, HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by 267 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 47,593,096 shares. The largest 10 holders included DIMENSIONAL FUND ADVISORS LP, JANE STREET GROUP, LLC, JPMORGAN CHASE & CO, Parametric Portfolio Associates LLC, RENAISSANCE TECHNOLOGIES LLC, NORGES BANK, GOLDMAN SACHS GROUP INC, CITIGROUP INC, NORTHERN TRUST CORP, and CREDIT SUISSE AG/. This page lists 267 institutional shareholders reporting positions in this security for the Q4 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2021 vs Q3 2021 Across Filers

Q3 2021 holders

245

Q4 2021 holders

267

Holder diff

Investor	Q3 2021 Shares	Q4 2021 Shares	Share Diff	Share Chg %	Q3 2021 Value $	Q4 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.