- Type / Class
- Equity / SPON ADR NEW
- Total 13F shares
- 92,784,570
- Share change
- +6,782,253
- Total reported value
- $3,728,477,652
- Put/Call ratio
- 244%
- Price per share
- $40.18
- Number of holders
- 344
- Value change
- +$275,020,864
- Number of buys
- 178
- Number of sells
- 104
Quarterly Holders Quick Answers
What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 404280406:
Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
12,800,548
|
$481,429,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
12,572,881
|
$472,866,000 | — | 30 Sep 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
6,712,528
|
$252,458,000 | — | 30 Sep 2016 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
5,204,596
|
$195,745,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
3,741,020
|
$140,700,000 | — | 30 Sep 2016 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
3,681,270
|
$138,453,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
3,180,977
|
$119,636,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,618,068
|
$98,465,000 | — | 30 Sep 2016 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
2,154,662
|
$81,037,000 | — | 30 Sep 2016 | |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,006,037
|
$75,447,000 | — | 30 Sep 2016 | |
| BRANDES INVESTMENT PARTNERS, LP |
13F
|
Company |
—
class O/S missing
|
1,827,549
|
$68,734,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,756,328
|
$66,054,000 | — | 30 Sep 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
1,638,473
|
$61,622,000 | — | 30 Sep 2016 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,346,027
|
$50,624,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,330,455
|
$50,038,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,303,050
|
$49,008,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,232,842
|
$46,367,000 | — | 30 Sep 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
1,222,312
|
$45,971,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,178,044
|
$44,306,000 | — | 30 Sep 2016 | |
| Cullen Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
1,102,410
|
$41,462,000 | — | 30 Sep 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,065,812
|
$40,086,000 | — | 30 Sep 2016 | |
| Segantii Capital Management Ltd |
13F
|
Company |
—
class O/S missing
|
1,052,829
|
$38,805,000 | — | 30 Sep 2016 | |
| JARISLOWSKY, FRASER Ltd |
13F
|
Company |
—
class O/S missing
|
734,090
|
$27,609,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
686,063
|
$25,803,000 | — | 30 Sep 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
555,743
|
$20,902,000 | — | 30 Sep 2016 | |
| Crossmark Global Holdings, Inc. |
13F
|
Company |
—
class O/S missing
|
398,675
|
$19,699,000 | — | 30 Sep 2016 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
480,938
|
$18,088,000 | — | 30 Sep 2016 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
—
class O/S missing
|
467,286
|
$17,217,000 | — | 30 Sep 2016 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
405,989
|
$15,270,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
403,869
|
$15,190,000 | — | 30 Sep 2016 | |
| Janney Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
380,430
|
$14,307,000 | — | 30 Sep 2016 | |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC |
13F
|
Company |
—
class O/S missing
|
361,835
|
$13,609,000 | — | 30 Sep 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
351,444
|
$13,218,000 | — | 30 Sep 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
348,576
|
$13,110,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
342,475
|
$12,881,000 | — | 30 Sep 2016 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
—
class O/S missing
|
342,367
|
$12,869,000 | — | 30 Sep 2016 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
329,809
|
$12,404,000 | — | 30 Sep 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
326,704
|
$12,288,000 | — | 30 Sep 2016 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
265,296
|
$9,978,000 | — | 30 Sep 2016 | |
| PEAK6 Group LLC |
13F
|
Company |
—
class O/S missing
|
260,433
|
$9,795,000 | — | 30 Sep 2016 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
258,914
|
$9,738,000 | — | 30 Sep 2016 | |
| HUTCHINSON CAPITAL MANAGEMENT/CA |
13F
|
Company |
—
class O/S missing
|
247,323
|
$9,301,000 | — | 30 Sep 2016 | |
| Grantham, Mayo, Van Otterloo & Co. LLC |
13F
|
Company |
—
class O/S missing
|
237,600
|
$8,936,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
—
class O/S missing
|
226,915
|
$8,535,000 | — | 30 Sep 2016 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
208,447
|
$7,965,000 | — | 30 Sep 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
203,302
|
$7,686,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
198,589
|
$7,469,000 | — | 30 Sep 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
186,020
|
$6,996,000 | — | 30 Sep 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
184,672
|
$6,946,000 | — | 30 Sep 2016 | |
| Tweedy, Browne Co LLC |
13F
|
Company |
—
class O/S missing
|
181,797
|
$6,837,000 | — | 30 Sep 2016 |
Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q4 2016
As of 31 Dec 2016,
HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by
344 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
92,784,570 shares.
The largest 10 holders included
Fisher Asset Management, LLC, DIMENSIONAL FUND ADVISORS LP, CAMBIAR INVESTORS LLC, FMR LLC, NORTHERN TRUST CORP, ROYAL BANK OF CANADA, BANK OF AMERICA CORP /DE/, SCHAFER CULLEN CAPITAL MANAGEMENT INC, MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC, and Capital Research Global Investors.
This page lists
344
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
296
Q4 2016 holders
344
Holder diff
48
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.