- Type / Class
- Equity / SPON ADR NEW
- Total 13F shares
- 85,579,051
- Share change
- -6,798,816
- Total reported value
- $3,217,656,825
- Put/Call ratio
- 268%
- Price per share
- $37.61
- Number of holders
- 296
- Value change
- -$232,662,334
- Number of buys
- 130
- Number of sells
- 142
Quarterly Holders Quick Answers
What is CUSIP 404280406?
CUSIP 404280406 identifies HSBC - HSBC HOLDINGS PLC - SPON ADR NEW in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 404280406:
Top shareholders of HSBC - HSBC HOLDINGS PLC - SPON ADR NEW (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Fisher Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
13,160,956
|
$409,043,000 | — | 30 Jun 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
—
class O/S missing
|
12,573,379
|
$393,672,000 | — | 30 Jun 2016 | |
| FMR LLC |
13F
|
Company |
—
class O/S missing
|
7,040,122
|
$220,426,000 | — | 30 Jun 2016 | |
| CAMBIAR INVESTORS LLC |
13F
|
Company |
—
class O/S missing
|
4,983,252
|
$156,026,000 | — | 30 Jun 2016 | |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
3,803,629
|
$119,092,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
3,688,723
|
$115,494,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,916,967
|
$91,330,000 | — | 30 Jun 2016 | |
| BESSEMER GROUP INC |
13F
|
Company |
—
class O/S missing
|
2,657,826
|
$83,218,000 | — | 30 Jun 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
2,648,736
|
$82,932,000 | — | 30 Jun 2016 | |
| MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
2,191,437
|
$68,614,000 | — | 30 Jun 2016 | |
| Capital Research Global Investors |
13F
|
Company |
—
class O/S missing
|
2,154,638
|
$67,462,000 | — | 30 Jun 2016 | |
| CAPSTONE INVESTMENT ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
1,925,627
|
$60,291,000 | — | 30 Jun 2016 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
1,915,341
|
$59,971,000 | — | 30 Jun 2016 | |
| BRANDES INVESTMENT PARTNERS, LP |
13F
|
Company |
—
class O/S missing
|
1,881,906
|
$58,922,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
1,714,181
|
$53,671,000 | — | 30 Jun 2016 | |
| FRANKLIN RESOURCES INC |
13F
|
Company |
—
class O/S missing
|
1,660,654
|
$51,994,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
1,399,516
|
$43,819,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,376,129
|
$43,087,000 | — | 30 Jun 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
1,276,100
|
$39,954,000 | — | 30 Jun 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
—
class O/S missing
|
1,246,761
|
$39,036,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,234,547
|
$38,653,000 | — | 30 Jun 2016 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
1,032,511
|
$32,328,000 | — | 30 Jun 2016 | |
| Aperio Group, LLC |
13F
|
Company |
—
class O/S missing
|
1,003,241
|
$31,411,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
—
class O/S missing
|
805,759
|
$25,228,000 | — | 30 Jun 2016 | |
| JARISLOWSKY, FRASER Ltd |
13F
|
Company |
—
class O/S missing
|
801,692
|
$25,100,000 | — | 30 Jun 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
786,818
|
$24,635,000 | — | 30 Jun 2016 | |
| Tradewinds Global Investors, LLC |
13F
|
Company |
—
class O/S missing
|
549,002
|
$17,189,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
520,874
|
$16,309,000 | — | 30 Jun 2016 | |
| CAPSTONE ASSET MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
473,463
|
$14,824,000 | — | 30 Jun 2016 | |
| MARSHALL WACE, LLP |
13F
|
Company |
—
class O/S missing
|
458,168
|
$14,345,000 | — | 30 Jun 2016 | |
| ASSETMARK, INC |
13F
|
Company |
—
class O/S missing
|
440,281
|
$13,785,000 | — | 30 Jun 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
—
class O/S missing
|
404,179
|
$12,655,000 | — | 30 Jun 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
386,624
|
$12,103,000 | — | 30 Jun 2016 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
385,679
|
$12,076,000 | — | 30 Jun 2016 | |
| Janney Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
379,372
|
$11,878,000 | — | 30 Jun 2016 | |
| Clearbridge Investments, LLC |
13F
|
Company |
—
class O/S missing
|
378,074
|
$11,837,000 | — | 30 Jun 2016 | |
| UNITED SERVICES AUTOMOBILE ASSOCIATION |
13F
|
Company |
—
class O/S missing
|
344,469
|
$10,730,000 | — | 30 Jun 2016 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
332,584
|
$10,414,000 | — | 30 Jun 2016 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
291,732
|
$9,134,000 | — | 30 Jun 2016 | |
| NATIXIS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
272,243
|
$8,524,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
268,974
|
$8,422,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
267,466
|
$8,375,000 | — | 30 Jun 2016 | |
| Cullen Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
264,510
|
$8,282,000 | — | 30 Jun 2016 | |
| Boston Common Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
257,623
|
$8,066,000 | — | 30 Jun 2016 | |
| COMERICA BANK |
13F
|
Company |
—
class O/S missing
|
220,856
|
$7,774,000 | — | 30 Jun 2016 | |
| HUTCHINSON CAPITAL MANAGEMENT/CA |
13F
|
Company |
—
class O/S missing
|
247,989
|
$7,764,000 | — | 30 Jun 2016 | |
| World Asset Management Inc |
13F
|
Company |
—
class O/S missing
|
244,282
|
$7,648,000 | — | 30 Jun 2016 | |
| Airain ltd |
13F
|
Company |
—
class O/S missing
|
205,421
|
$6,432,000 | — | 30 Jun 2016 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
194,496
|
$6,094,000 | — | 30 Jun 2016 | |
| ABERDEEN ASSET MANAGEMENT PLC/UK |
13F
|
Company |
—
class O/S missing
|
179,544
|
$5,622,000 | — | 30 Jun 2016 |
Institutional Holders of HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) as of Q3 2016
As of 30 Sep 2016,
HSBC HOLDINGS PLC - SPON ADR NEW (HSBC) was held by
296 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
85,579,051 shares.
The largest 10 holders included
Fisher Asset Management, LLC, DIMENSIONAL FUND ADVISORS LP, FMR LLC, CAMBIAR INVESTORS LLC, ROYAL BANK OF CANADA, SCHAFER CULLEN CAPITAL MANAGEMENT INC, BANK OF AMERICA CORP /DE/, NORTHERN TRUST CORP, Capital Research Global Investors, and MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC.
This page lists
296
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
301
Q3 2016 holders
296
Holder diff
-5
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.