Security key
404053100
H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (HQL)
CUSIP: 404053100
Q4 2019 13F Holders as of 31 Dec 2019
- Security type / class
- Debt / EXCHANGE TRADED
- Total 13F principal
- $500
- Total 13F market value
- $9,000
- SEC-reported market price (% of par)
- 1800.0%
- Principal change
- +$500
- Number of holders
- 1
- Value change
- +$9,000
- Number of buys
- 1
Report period
Q4 2019
Institutions
1
Top holders
1
HQL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
abrdn Life Sciences Investors SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 404053100
Recent filing periods:
Ownership snapshot
Top reported holders of HQL - H & Q LIFE SCIENCES INVS - EXCHANGE TRADED (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
NEEDHAM INVESTMENT MANAGE...
Disclosed value leader
NEEDHAM INVESTMENT MANAGE...
Comparable rows
0/15
Latest evidence
30 Sep 2019
13F
Highest disclosed value: $7,586,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
NEEDHAM INVESTMENT MANAGEMENT LLC has the largest disclosed position value at $7.59M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens NEEDHAM INVESTMENT MANAGEMENT LLC's linked filing trail.
Disclosed position value
Top 5
NEEDHAM INVESTMENT MANAGEMENT LLC
$7.59M
MORGAN STANLEY
$5.06M
FLAGSHIP HARBOR ADVISORS, LLC
$4.25M
WELLS FARGO & COMPANY/MN
$3.66M
WOLVERINE ASSET MANAGEMENT LLC
$3.3M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$7,586,000
502,359 shares
|
— | 30 Sep 2019 |
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$5,064,000
335,377 shares
|
— | 30 Sep 2019 |
| FLAGSHIP HARBOR ADVISORS, LLC |
13F
Company
|
—
denominator unverified
|
$4,252,000
281,593 shares
|
— | 30 Sep 2019 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$3,656,000
242,068 shares
|
— | 30 Sep 2019 |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$3,300,000
218,555 shares
|
— | 30 Sep 2019 |
| COHEN & STEERS, INC. |
13F
Company
|
—
denominator unverified
|
$3,047,000
201,774 shares
|
— | 30 Sep 2019 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2019
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
1
Principal
$500
Rows available
1
| Investor | Option | Weight % | Change % | SEC-reported value | * Price (% of par) | Principal | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2019 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q4 2019 holders
1
Holder diff
0
| Investor | Q1 2026 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2019 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend