Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 5,331,568
- Share change
- +68,915
- Total reported value
- $86,343,687
- Price per share
- $16.19
- Number of holders
- 59
- Value change
- +$1,155,766
- Number of buys
- 22
- Number of sells
- 26
Report period
Q4 2023
Institutions
59
Top holders
10
GBAB full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.4%
|
1,506,855
|
$23,416,530 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
762,676
|
$11,851,985 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
1%
|
281,618
|
$4,376,344 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.83%
|
231,418
|
$3,596,228 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.64%
|
178,044
|
$2,766,804 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.59%
|
164,389
|
$2,554,604 | — | 30 Sep 2023 | |
| INVICTUS PRIVATE WEALTH, LLC |
13F
|
Company |
0.54%
|
149,478
|
$2,322,886 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.51%
|
142,689
|
$2,217,000 | — | 30 Sep 2023 | |
| Cooper Financial Group |
13F
|
Company |
0.47%
|
130,180
|
$2,022,999 | — | 30 Sep 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.43%
|
120,845
|
$1,877,928 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.42%
|
117,309
|
$1,822,983 | — | 30 Sep 2023 | |
| Fiera Capital Corp |
13F
|
Company |
0.39%
|
107,993
|
$1,678,211 | — | 30 Sep 2023 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.37%
|
102,797
|
$1,597,465 | — | 30 Sep 2023 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.35%
|
95,942
|
$1,490,939 | — | 30 Sep 2023 | |
| Farther Finance Advisors, LLC |
13F
|
Company |
0.3%
|
84,309
|
$1,310,159 | — | 30 Sep 2023 | |
| REGATTA CAPITAL GROUP, LLC |
13F
|
Company |
0.28%
|
77,059
|
$1,197,496 | — | 30 Sep 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.26%
|
71,842
|
$1,116,432 | — | 30 Sep 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.26%
|
71,404
|
$1,110,000 | — | 30 Sep 2023 | |
| KENFARB & CO. |
13F
|
Company |
0.25%
|
68,330
|
$1,061,842 | — | 30 Sep 2023 | |
| Xcel Wealth Management, LLC |
13F
|
Company |
0.22%
|
60,043
|
$933,068 | — | 30 Sep 2023 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.21%
|
57,759
|
$897,572 | — | 30 Sep 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.19%
|
52,404
|
$814,000 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.18%
|
49,550
|
$770,004 | — | 30 Sep 2023 | |
| David J Yvars Group |
13F
|
Company |
0.17%
|
47,496
|
$734,975 | — | 30 Sep 2023 | |
| Walker Asset Management, LLC |
13F
|
Company |
0.17%
|
46,313
|
$719,711 | — | 30 Sep 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.16%
|
43,673
|
$678,672 | — | 30 Sep 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.14%
|
37,927
|
$589,393 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.12%
|
32,737
|
$509,000 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.1%
|
29,064
|
$451,647 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.1%
|
28,613
|
$444,651 | — | 30 Sep 2023 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.1%
|
27,950
|
$434,343 | — | 30 Sep 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
27,058
|
$420,481 | — | 30 Sep 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.1%
|
26,800
|
$416,472 | — | 30 Sep 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
22,181
|
$344,693 | — | 30 Sep 2023 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
18,786
|
$291,934 | — | 30 Sep 2023 | |
| Fortitude Advisory Group L.L.C. |
13F
|
Company |
0.07%
|
18,730
|
$291,064 | — | 30 Sep 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.06%
|
16,192
|
$251,621 | — | 30 Sep 2023 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
15,138
|
$235,000 | — | 30 Sep 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
14,612
|
$227,000 | — | 30 Sep 2023 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.05%
|
13,515
|
$210,023 | — | 30 Sep 2023 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
13,488
|
$209,604 | — | 30 Sep 2023 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.04%
|
12,050
|
$178,099 | — | 30 Sep 2023 | |
| Benedetti & Gucer, Inc. |
13F
|
Company |
0.04%
|
12,000
|
$186,480 | — | 30 Sep 2023 | |
| Carl P. Sherr & Co., LLC |
13F
|
Company |
0.04%
|
11,325
|
$175,991 | — | 30 Sep 2023 | |
| Sigma Planning Corp |
13F
|
Company |
0.04%
|
10,671
|
$165,833 | — | 30 Sep 2023 | |
| Good Life Advisors, LLC |
13F
|
Company |
0.04%
|
10,535
|
$163,714 | — | 30 Sep 2023 | |
| Private Portfolio Partners LLC |
13F
|
Company |
0.04%
|
10,246
|
$159,224 | — | 30 Sep 2023 | |
| Cetera Investment Advisers |
13F
|
Company |
0.04%
|
10,157
|
$157,840 | — | 30 Sep 2023 | |
| NBC SECURITIES, INC. |
13F
|
Company |
0.03%
|
8,762
|
$136,000 | — | 30 Sep 2023 | |
| RVW Wealth, LLC |
13F
|
Company |
0.03%
|
8,000
|
$124,320 | — | 30 Sep 2023 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2023
As of 31 Dec 2023,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
59 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,331,568 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, LPL Financial LLC, BANK OF AMERICA CORP /DE/, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, Cooper Financial Group, and Fiera Capital Corp.
This page lists
59
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
63
Q4 2023 holders
59
Holder diff
-4
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.