Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 5,271,466
- Share change
- -170,811
- Total reported value
- $81,905,622
- Price per share
- $15.54
- Number of holders
- 63
- Value change
- -$2,747,696
- Number of buys
- 26
- Number of sells
- 30
Report period
Q3 2023
Institutions
63
Top holders
10
GBAB full security history
Newer quarter: Q4 2023
Previous quarter: Q2 2023
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
5.1%
|
1,403,509
|
$22,877,197 | — | 30 Jun 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
762,676
|
$12,431,619 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.3%
|
349,896
|
$5,703,000 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
300,443
|
$4,897,220 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.87%
|
241,003
|
$3,928,357 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.7%
|
194,412
|
$3,168,923 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
166,562
|
$2,714,960 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.49%
|
137,368
|
$2,239,000 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.47%
|
131,806
|
$2,148,442 | — | 30 Jun 2023 | |
| INVICTUS PRIVATE WEALTH, LLC |
13F
|
Company |
0.45%
|
126,293
|
$2,058,576 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.39%
|
108,596
|
$1,770,122 | — | 30 Jun 2023 | |
| Fiera Capital Corp |
13F
|
Company |
0.39%
|
108,152
|
$1,762,878 | — | 30 Jun 2023 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.38%
|
106,362
|
$1,733,701 | — | 30 Jun 2023 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.37%
|
102,997
|
$1,678,851 | — | 30 Jun 2023 | |
| REGATTA CAPITAL GROUP, LLC |
13F
|
Company |
0.3%
|
83,241
|
$1,356,822 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.28%
|
77,970
|
$1,270,924 | — | 30 Jun 2023 | |
| Xcel Wealth Management, LLC |
13F
|
Company |
0.26%
|
72,710
|
$1,185,173 | — | 30 Jun 2023 | |
| KENFARB & CO. |
13F
|
Company |
0.25%
|
70,010
|
$1,140,450 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.25%
|
68,397
|
$1,114,889 | — | 30 Jun 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.19%
|
53,595
|
$874,000 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
53,015
|
$864,139 | — | 30 Jun 2023 | |
| David J Yvars Group |
13F
|
Company |
0.17%
|
48,095
|
$781,404 | — | 30 Jun 2023 | |
| Walker Asset Management, LLC |
13F
|
Company |
0.17%
|
47,313
|
$771,209 | — | 30 Jun 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.15%
|
42,560
|
$693,733 | — | 30 Jun 2023 | |
| Composition Wealth, LLC |
13F
|
Company |
0.15%
|
40,484
|
$659,889 | — | 30 Jun 2023 | |
| Cooper Financial Group |
13F
|
Company |
0.14%
|
38,471
|
$627,083 | — | 30 Jun 2023 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.12%
|
34,647
|
$564,749 | — | 30 Jun 2023 | |
| Farther Finance Advisors, LLC |
13F
|
Company |
0.12%
|
33,690
|
$549,147 | — | 30 Jun 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.11%
|
29,675
|
$483,703 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.1%
|
28,381
|
$462,609 | — | 30 Jun 2023 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.1%
|
27,950
|
$455,585 | — | 30 Jun 2023 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.1%
|
26,800
|
$436,840 | — | 30 Jun 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.09%
|
24,590
|
$400,824 | — | 30 Jun 2023 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.08%
|
22,512
|
$369,872 | — | 30 Jun 2023 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
21,596
|
$352,015 | — | 30 Jun 2023 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
18,786
|
$306,000 | — | 30 Jun 2023 | |
| Fortitude Advisory Group L.L.C. |
13F
|
Company |
0.06%
|
17,476
|
$284,861 | — | 30 Jun 2023 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
15,990
|
$260,637 | — | 30 Jun 2023 | |
| King Wealth Management Group |
13F
|
Company |
0.06%
|
15,349
|
$250,000 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
14,549
|
$236,000 | — | 30 Jun 2023 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.05%
|
13,506
|
$220,008 | — | 30 Jun 2023 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
13,488
|
$219,854 | — | 30 Jun 2023 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.04%
|
12,465
|
$203,180 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
12,380
|
$202,000 | — | 30 Jun 2023 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.04%
|
12,050
|
$194,126 | — | 30 Jun 2023 | |
| Benedetti & Gucer, Inc. |
13F
|
Company |
0.04%
|
12,000
|
$196,000 | — | 30 Jun 2023 | |
| Triad Investment Management |
13F
|
Company |
0.04%
|
11,814
|
$192,569 | — | 30 Jun 2023 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
11,715
|
$190,956 | — | 30 Jun 2023 | |
| Carl P. Sherr & Co., LLC |
13F
|
Company |
0.04%
|
11,325
|
$184,598 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
10,878
|
$177,000 | — | 30 Jun 2023 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q3 2023
As of 30 Sep 2023,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
63 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,271,466 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, BANK OF AMERICA CORP /DE/, Invesco Ltd., OSAIC HOLDINGS, INC., INVICTUS PRIVATE WEALTH, LLC, Royal Bank of Canada, Cooper Financial Group, and RAYMOND JAMES & ASSOCIATES.
This page lists
63
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
64
Q3 2023 holders
63
Holder diff
-1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.