Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q4 2022 13F Holders as of 31 Dec 2022
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 4,968,544
- Share change
- +257,949
- Total reported value
- $81,329,299
- Price per share
- $16.36
- Number of holders
- 62
- Value change
- +$4,254,485
- Number of buys
- 24
- Number of sells
- 33
Report period
Q4 2022
Institutions
62
Top holders
10
GBAB full security history
Newer quarter: Q1 2023
Previous quarter: Q3 2022
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.1%
|
874,360
|
$13,483,000 | — | 30 Sep 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
751,061
|
$11,581,000 | — | 30 Sep 2022 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
345,232
|
$5,323,000 | — | 30 Sep 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
289,360
|
$4,462,000 | — | 30 Sep 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.72%
|
200,178
|
$3,087,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.63%
|
174,011
|
$2,683,000 | — | 30 Sep 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.62%
|
172,037
|
$2,653,000 | — | 30 Sep 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.6%
|
166,626
|
$2,569,000 | — | 30 Sep 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.57%
|
158,118
|
$2,438,000 | — | 30 Sep 2022 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.4%
|
109,940
|
$1,695,000 | — | 30 Sep 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.38%
|
104,613
|
$1,613,000 | — | 30 Sep 2022 | |
| Fiera Capital Corp |
13F
|
Company |
0.38%
|
104,290
|
$1,608,000 | — | 30 Sep 2022 | |
| KENFARB & CO. |
13F
|
Company |
0.28%
|
77,985
|
$1,203,000 | — | 30 Sep 2022 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.27%
|
74,320
|
$1,146,000 | — | 30 Sep 2022 | |
| REGATTA CAPITAL GROUP, LLC |
13F
|
Company |
0.25%
|
70,447
|
$1,253,000 | — | 30 Sep 2022 | |
| Composition Wealth, LLC |
13F
|
Company |
0.25%
|
70,066
|
$1,080,000 | — | 30 Sep 2022 | |
| David J Yvars Group |
13F
|
Company |
0.2%
|
56,692
|
$875,000 | — | 30 Sep 2022 | |
| Walker Asset Management, LLC |
13F
|
Company |
0.19%
|
52,758
|
$814,000 | — | 30 Sep 2022 | |
| Bison Wealth, LLC |
13F
|
Company |
0.19%
|
51,804
|
$798,000 | — | 30 Sep 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.18%
|
49,348
|
$761,000 | — | 30 Sep 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
48,057
|
$741,000 | — | 30 Sep 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.15%
|
41,510
|
$642,000 | — | 30 Sep 2022 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.15%
|
40,727
|
$628,000 | — | 30 Sep 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.12%
|
34,724
|
$535,000 | — | 30 Sep 2022 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.12%
|
33,331
|
$514,000 | — | 30 Sep 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.11%
|
31,653
|
$488,000 | — | 30 Sep 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.11%
|
30,888
|
$477,000 | — | 30 Sep 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
26,167
|
$403,000 | — | 30 Sep 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
25,323
|
$390,000 | — | 30 Sep 2022 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.09%
|
23,700
|
$366,000 | — | 30 Sep 2022 | |
| Private Portfolio Partners LLC |
13F
|
Company |
0.08%
|
21,873
|
$337,285 | — | 30 Sep 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
21,044
|
$324,000 | — | 30 Sep 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.08%
|
20,950
|
$323,000 | — | 30 Sep 2022 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
19,524
|
$301,000 | — | 30 Sep 2022 | |
| AE Wealth Management LLC |
13F
|
Company |
0.06%
|
16,115
|
$248,000 | — | 30 Sep 2022 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.06%
|
15,868
|
$245,000 | — | 30 Sep 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
15,694
|
$242,000 | — | 30 Sep 2022 | |
| King Wealth Management Group |
13F
|
Company |
0.06%
|
15,590
|
$240,000 | — | 30 Sep 2022 | |
| Fortitude Advisory Group L.L.C. |
13F
|
Company |
0.05%
|
14,799
|
$228,000 | — | 30 Sep 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
14,369
|
$221,000 | — | 30 Sep 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.05%
|
14,162
|
$218,000 | — | 30 Sep 2022 | |
| Triad Investment Management |
13F
|
Company |
0.05%
|
14,140
|
$218,000 | — | 30 Sep 2022 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
14,000
|
$216,000 | — | 30 Sep 2022 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.05%
|
13,303
|
$205,000 | — | 30 Sep 2022 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.05%
|
12,550
|
$191,000 | — | 30 Sep 2022 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
11,405
|
$175,000 | — | 30 Sep 2022 | |
| Carl P. Sherr & Co., LLC |
13F
|
Company |
0.04%
|
11,325
|
$175,000 | — | 30 Sep 2022 | |
| Good Life Advisors, LLC |
13F
|
Company |
0.04%
|
10,535
|
$162,000 | — | 30 Sep 2022 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.04%
|
10,060
|
$155,495 | — | 30 Sep 2022 | |
| Spire Wealth Management |
13F
|
Company |
0.01%
|
4,040
|
$62,000 | — | 30 Sep 2022 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q4 2022
As of 31 Dec 2022,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,968,544 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, BANK OF AMERICA CORP /DE/, Janney Montgomery Scott LLC, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, Royal Bank of Canada, WELLS FARGO & COMPANY/MN, and INVICTUS PRIVATE WEALTH, LLC.
This page lists
62
institutional shareholders reporting positions in this security
for the Q4 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2022 vs Q3 2022 Across Filers
Q3 2022 holders
56
Q4 2022 holders
62
Holder diff
6
| Investor | Q3 2022 Shares | Q4 2022 Shares | Share Diff | Share Chg % | Q3 2022 Value $ | Q4 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.