Security key
401664107
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2023 13F Holders as of 31 Mar 2023
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 5,152,978
- Share change
- +172,296
- Total reported value
- $87,724,059
- Price per share
- $17.04
- Number of holders
- 62
- Value change
- +$3,035,592
- Number of buys
- 33
- Number of sells
- 23
Report period
Q1 2023
Institutions
62
Top holders
10
GBAB full security history
Newer quarter: Q2 2023
Previous quarter: Q4 2022
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 401664107
Recent filing periods:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.9%
|
1,070,622
|
$17,515,376 | — | 31 Dec 2022 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
2.7%
|
762,676
|
$12,477,379 | — | 31 Dec 2022 | |
| UBS Group AG |
13F
|
Company |
1.2%
|
332,247
|
$5,435,561 | — | 31 Dec 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.84%
|
232,608
|
$3,805,462 | — | 31 Dec 2022 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.75%
|
209,006
|
$3,419,000 | — | 31 Dec 2022 | |
| Invesco Ltd. |
13F
|
Company |
0.72%
|
200,048
|
$3,272,785 | — | 31 Dec 2022 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.52%
|
144,295
|
$2,360,695 | — | 31 Dec 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.48%
|
132,255
|
$2,164,000 | — | 31 Dec 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.46%
|
127,410
|
$2,084,428 | — | 31 Dec 2022 | |
| INVICTUS PRIVATE WEALTH, LLC |
13F
|
Company |
0.42%
|
117,703
|
$1,925,621 | — | 31 Dec 2022 | |
| U.S. Capital Wealth Advisors, LLC |
13F
|
Company |
0.42%
|
115,660
|
$1,892,198 | — | 31 Dec 2022 | |
| Fiera Capital Corp |
13F
|
Company |
0.4%
|
110,175
|
$1,802,463 | — | 31 Dec 2022 | |
| Bramshill Investments, LLC |
13F
|
Company |
0.38%
|
106,066
|
$1,735,240 | — | 31 Dec 2022 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
94,174
|
$1,540,693 | — | 31 Dec 2022 | |
| REGATTA CAPITAL GROUP, LLC |
13F
|
Company |
0.31%
|
86,184
|
$1,409,960 | — | 31 Dec 2022 | |
| KENFARB & CO. |
13F
|
Company |
0.28%
|
76,985
|
$1,259,469 | — | 31 Dec 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.27%
|
73,784
|
$1,207,117 | — | 31 Dec 2022 | |
| Composition Wealth, LLC |
13F
|
Company |
0.24%
|
67,464
|
$1,103,711 | — | 31 Dec 2022 | |
| Alpha Cubed Investments, LLC |
13F
|
Company |
0.24%
|
66,245
|
$1,083,768 | — | 31 Dec 2022 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.19%
|
52,967
|
$867,000 | — | 31 Dec 2022 | |
| David J Yvars Group |
13F
|
Company |
0.19%
|
52,415
|
$851,720 | — | 31 Dec 2022 | |
| Xcel Wealth Management, LLC |
13F
|
Company |
0.18%
|
50,868
|
$832,200 | — | 31 Dec 2022 | |
| Walker Asset Management, LLC |
13F
|
Company |
0.18%
|
50,518
|
$826,482 | — | 31 Dec 2022 | |
| Bison Wealth, LLC |
13F
|
Company |
0.17%
|
47,564
|
$820,479 | — | 31 Dec 2022 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
46,697
|
$763,987 | — | 31 Dec 2022 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.14%
|
40,228
|
$658,126 | — | 31 Dec 2022 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.14%
|
38,798
|
$634,729 | — | 31 Dec 2022 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.12%
|
34,152
|
$559,000 | — | 31 Dec 2022 | |
| Dynamic Advisor Solutions LLC |
13F
|
Company |
0.11%
|
31,100
|
$508,790 | — | 31 Dec 2022 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.1%
|
28,242
|
$462,039 | — | 31 Dec 2022 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.09%
|
26,375
|
$431,000 | — | 31 Dec 2022 | |
| Cooper Financial Group |
13F
|
Company |
0.09%
|
26,226
|
$429,057 | — | 31 Dec 2022 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.09%
|
24,649
|
$403,263 | — | 31 Dec 2022 | |
| SCHNIEDERS CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.09%
|
23,700
|
$387,732 | — | 31 Dec 2022 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.08%
|
21,319
|
$349,000 | — | 31 Dec 2022 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.07%
|
19,524
|
$319,000 | — | 31 Dec 2022 | |
| Private Portfolio Partners LLC |
13F
|
Company |
0.06%
|
16,288
|
$266,477 | — | 31 Dec 2022 | |
| Virtu Financial LLC |
13F
|
Company |
0.06%
|
15,767
|
$258,000 | — | 31 Dec 2022 | |
| King Wealth Management Group |
13F
|
Company |
0.06%
|
15,639
|
$256,000 | — | 31 Dec 2022 | |
| Fortitude Advisory Group L.L.C. |
13F
|
Company |
0.05%
|
14,825
|
$242,532 | — | 31 Dec 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
14,773
|
$241,686 | — | 31 Dec 2022 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.05%
|
14,662
|
$239,870 | — | 31 Dec 2022 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
14,433
|
$235,000 | — | 31 Dec 2022 | |
| WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC |
13F
|
Company |
0.05%
|
14,000
|
$229,040 | — | 31 Dec 2022 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
13,833
|
$226,308 | — | 31 Dec 2022 | |
| Triad Investment Management |
13F
|
Company |
0.04%
|
12,031
|
$196,829 | — | 31 Dec 2022 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.04%
|
11,829
|
$193,000 | — | 31 Dec 2022 | |
| Carlton Hofferkamp & Jenks Wealth Management, LLC |
13F
|
Company |
0.04%
|
11,750
|
$202,453 | — | 31 Dec 2022 | |
| Good Life Advisors, LLC |
13F
|
Company |
0.04%
|
10,535
|
$172,353 | — | 31 Dec 2022 | |
| Cetera Investment Advisers |
13F
|
Company |
0.04%
|
10,368
|
$169,620 | — | 31 Dec 2022 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2023
As of 31 Mar 2023,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
62 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
5,152,978 shares.
The largest 10 holders included
MORGAN STANLEY, GUGGENHEIM CAPITAL LLC, UBS Group AG, Janney Montgomery Scott LLC, BANK OF AMERICA CORP /DE/, LPL Financial LLC, Invesco Ltd., RAYMOND JAMES & ASSOCIATES, Royal Bank of Canada, and INVICTUS PRIVATE WEALTH, LLC.
This page lists
62
institutional shareholders reporting positions in this security
for the Q1 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
62
Q1 2023 holders
62
Holder diff
0
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 Value $ | Q1 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.