Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q2 2019 13F Holders as of 30 Jun 2019
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 26,916,500
- Total 13F shares
- 3,383,038
- Share change
- -61,836
- Total reported value
- $81,155,000
- Price per share
- $23.99
- Number of holders
- 41
- Value change
- -$1,434,850
- Number of buys
- 23
- Number of sells
- 14
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
4.3%
|
1,154,388
|
$26,124,000 | — | 31 Mar 2019 | |
| MORGAN STANLEY |
13F
|
Company |
2.8%
|
762,382
|
$17,253,000 | — | 31 Mar 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.8%
|
481,840
|
$10,904,000 | — | 31 Mar 2019 | |
| UBS Group AG |
13F
|
Company |
0.49%
|
132,173
|
$2,991,000 | — | 31 Mar 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.47%
|
127,756
|
$2,891,000 | — | 31 Mar 2019 | |
| USCA RIA LLC |
13F
|
Company |
0.43%
|
114,400
|
$2,589,000 | — | 31 Mar 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.41%
|
111,402
|
$2,521,000 | — | 31 Mar 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.38%
|
102,596
|
$2,322,000 | — | 31 Mar 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.22%
|
58,054
|
$1,314,000 | — | 31 Mar 2019 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.19%
|
50,172
|
$1,135,000 | — | 31 Mar 2019 | |
| WHITTIER TRUST CO |
13F
|
Company |
0.16%
|
41,740
|
$944,000 | — | 31 Mar 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.13%
|
35,600
|
$806,000 | — | 31 Mar 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.12%
|
31,100
|
$704,000 | — | 31 Mar 2019 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.1%
|
27,700
|
$627,000 | — | 31 Mar 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.08%
|
21,329
|
$483,000 | — | 31 Mar 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.07%
|
19,628
|
$443,000 | — | 31 Mar 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
15,129
|
$342,000 | — | 31 Mar 2019 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.05%
|
14,551
|
$329,000 | — | 31 Mar 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.05%
|
14,301
|
$324,000 | — | 31 Mar 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.05%
|
13,818
|
$312,000 | — | 31 Mar 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.05%
|
13,598
|
$305,000 | — | 31 Mar 2019 | |
| Curi Capital, LLC |
13F
|
Company |
0.05%
|
13,000
|
$294,000 | — | 31 Mar 2019 | |
| King Wealth Management Group |
13F
|
Company |
0.04%
|
11,947
|
$270,000 | — | 31 Mar 2019 | |
| Busey Bank |
13F
|
Company |
0.04%
|
11,870
|
$269,000 | — | 31 Mar 2019 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,343
|
$234,000 | — | 31 Mar 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.04%
|
9,900
|
$224,000 | — | 31 Mar 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
9,012
|
$204,000 | — | 31 Mar 2019 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.03%
|
8,983
|
$204,000 | — | 31 Mar 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.02%
|
6,458
|
$146,000 | — | 31 Mar 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.02%
|
4,911
|
$111,000 | — | 31 Mar 2019 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.02%
|
4,865
|
$110,000 | — | 31 Mar 2019 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.01%
|
3,750
|
$85,000 | — | 31 Mar 2019 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.01%
|
2,914
|
$66,000 | — | 31 Mar 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$56,000 | — | 31 Mar 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
450
|
$10,000 | — | 31 Mar 2019 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0%
|
380
|
$9,000 | — | 31 Mar 2019 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q2 2019
As of 30 Jun 2019,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
41 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,383,038 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, Invesco Ltd., USCA RIA LLC, RAYMOND JAMES & ASSOCIATES, ROYAL BANK OF CANADA, and Cetera Advisors LLC.
This page lists
41
institutional shareholders reporting positions in this security
for the Q2 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2019 vs Q1 2019 Across Filers
Q1 2019 holders
36
Q2 2019 holders
41
Holder diff
5
| Investor | Q1 2019 Shares | Q2 2019 Shares | Share Diff | Share Chg % | Q1 2019 Value $ | Q2 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.