Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB)
CUSIP: 401664107
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 27,790,588
- Total 13F shares
- 3,663,707
- Share change
- -5,401
- Total reported value
- $75,564,023
- Price per share
- $20.72
- Number of holders
- 28
- Value change
- +$1,132,483
- Number of buys
- 19
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 401664107?
CUSIP 401664107 identifies GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 401664107:
Top shareholders of GBAB - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.2%
|
888,854
|
$17,617,000 | — | 31 Dec 2013 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
395,033
|
$7,829,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.3%
|
355,397
|
$7,044,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.63%
|
175,905
|
$3,486,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
107,835
|
$2,137,000 | — | 31 Dec 2013 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
0.31%
|
86,764
|
$1,720,000 | — | 31 Dec 2013 | |
| PARK NATIONAL CORP /OH/ |
13F
|
Company |
0.24%
|
65,735
|
$1,302,868 | — | 31 Dec 2013 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.22%
|
60,742
|
$1,204,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.17%
|
47,405
|
$940,000 | — | 31 Dec 2013 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.14%
|
39,270
|
$778,000 | — | 31 Dec 2013 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.12%
|
34,456
|
$683,000 | — | 31 Dec 2013 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.12%
|
33,180
|
$658,000 | — | 31 Dec 2013 | |
| CONNING INC. |
13F
|
Company |
0.12%
|
32,487
|
$644,000 | — | 31 Dec 2013 | |
| Weiss Asset Management LP |
13F
|
Company |
0.07%
|
18,390
|
$364,000 | — | 31 Dec 2013 | |
| Merriman Wealth Management, LLC |
13F
|
Company |
0.06%
|
17,073
|
$338,000 | — | 31 Dec 2013 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.06%
|
16,702
|
$331,000 | — | 31 Dec 2013 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.06%
|
15,681
|
$311,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
13,011
|
$258,000 | — | 31 Dec 2013 | |
| King Wealth Management Group |
13F
|
Company |
0.05%
|
12,538
|
$248,503 | — | 31 Dec 2013 | |
| AQR CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
12,173
|
$241,000 | — | 31 Dec 2013 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
11,038
|
$219,000 | — | 31 Dec 2013 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.04%
|
10,051
|
$199,000 | — | 31 Dec 2013 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.01%
|
2,500
|
$49,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,560
|
$31,000 | — | 31 Dec 2013 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0%
|
1,300
|
$26,000 | — | 31 Dec 2013 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.06%
|
17,000
|
$3,369 | — | 31 Dec 2013 |
Institutional Holders of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) as of Q1 2014
As of 31 Mar 2014,
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Common Shares of Beneficial Interest (GBAB) was held by
28 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,663,707 shares.
The largest 10 holders included
GUGGENHEIM CAPITAL LLC, MORGAN STANLEY, Invesco Ltd., BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, UBS AG, ROYAL BANK OF CANADA, SIT INVESTMENT ASSOCIATES INC, GOLDMAN SACHS GROUP INC, and RAYMOND JAMES & ASSOCIATES.
This page lists
28
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
27
Q1 2014 holders
28
Holder diff
1
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.