Security key
39037G109
Great Elm Group, Inc. - Common Stock, $0.001 Par Value (GEG)
CUSIP: 39037G109
Q4 2020 13F Holders as of 31 Dec 2020
- Type / Class
- Equity / Common Stock, $0.001 Par Value
- Shares outstanding
- 32,538,116
- Total 13F shares
- 12,672,725
- Share change
- +11,412,375
- Total reported value
- $36,330,222
- Price per share
- $2.88
- Number of holders
- 31
- Value change
- +$32,702,222
- Number of buys
- 30
Report period
Q4 2020
Institutions
31
Top holders
10
GEG full security history
Newer quarter: Q1 2021
Great Elm Group, Inc. SEC filings
Great Elm Group, Inc. company facts
Great Elm Group, Inc. 13D/G history
Broader feeds
Reporting periods
Holder history for CUSIP 39037G109
Recent filing periods:
Top shareholders of GEG - Great Elm Group, Inc. - Common Stock, $0.001 Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. |
13F
|
Company |
7.3%
|
2,402,792
|
$5,671,000 | — | 30 Sep 2020 | |
| Cove Street Capital, LLC |
13F
|
Company |
5.2%
|
1,727,374
|
$4,077,000 | — | 30 Sep 2020 | |
| KINGDON CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
3.8%
|
1,259,049
|
$2,971,000 | — | 30 Sep 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
3.5%
|
1,159,684
|
$2,736,000 | — | 30 Sep 2020 | |
| Arbiter Partners Capital Management LLC |
13F
|
Company |
3.5%
|
1,150,000
|
$2,714,000 | — | 30 Sep 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.4%
|
805,576
|
$1,901,000 | — | 30 Sep 2020 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2.4%
|
784,000
|
$1,850,000 | — | 30 Sep 2020 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
2.1%
|
682,245
|
$1,610,000 | — | 30 Sep 2020 | |
| Monarch Partners Asset Management LLC |
13F
|
Company |
1.3%
|
436,867
|
$1,031,000 | — | 30 Sep 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1%
|
335,576
|
$792,000 | — | 30 Sep 2020 | |
| CANNELL CAPITAL LLC |
13F
|
Company |
0.96%
|
317,230
|
$749,000 | — | 30 Sep 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.55%
|
183,487
|
$433,000 | — | 30 Sep 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.41%
|
137,203
|
$324,000 | — | 30 Sep 2020 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
118,493
|
$280,000 | — | 30 Sep 2020 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.31%
|
101,207
|
$238,000 | — | 30 Sep 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.14%
|
47,867
|
$113,000 | — | 30 Sep 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.14%
|
47,722
|
$112,000 | — | 30 Sep 2020 | |
| Fortis Capital Management LLC |
13F
|
Company |
0.14%
|
46,304
|
$109,000 | — | 30 Sep 2020 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.13%
|
42,865
|
$101,000 | — | 30 Sep 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
37,701
|
$89,000 | — | 30 Sep 2020 | |
| EQUITEC PROPRIETARY MARKETS, LLC |
13F
|
Company |
0.08%
|
25,300
|
$60,000 | — | 30 Sep 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.07%
|
21,839
|
$52,000 | — | 30 Sep 2020 | |
| TRUST CO OF TOLEDO NA /OH/ |
13F
|
Company |
0.05%
|
15,000
|
$35,000 | — | 30 Sep 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.04%
|
12,110
|
$29,000 | — | 30 Sep 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.04%
|
11,791
|
$28,000 | — | 30 Sep 2020 | |
| Arkadios Wealth Advisors |
13F
|
Company |
0.03%
|
9,660
|
$21,735 | — | 30 Sep 2020 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,434
|
$6,000 | — | 30 Sep 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,852
|
$4,000 | — | 30 Sep 2020 | |
| Sowell Financial Services LLC |
13F
|
Company |
0%
|
1,100
|
$3,000 | — | 30 Sep 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
375
|
$1,000 | — | 30 Sep 2020 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0%
|
77
|
$182 | — | 30 Sep 2020 |
Institutional Holders of Great Elm Group, Inc. - Common Stock, $0.001 Par Value (GEG) as of Q4 2020
As of 31 Dec 2020,
Great Elm Group, Inc. - Common Stock, $0.001 Par Value (GEG) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
12,672,725 shares.
The largest 10 holders included
Northern Right Capital Management, L.P., Cove Street Capital, LLC, Alden Global Capital LLC, Applied Fundamental Research, LLC, KINGDON CAPITAL MANAGEMENT, L.L.C., VANGUARD GROUP INC, RENAISSANCE TECHNOLOGIES LLC, ROYCE & ASSOCIATES LP, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., and BlackRock Inc..
This page lists
31
institutional shareholders reporting positions in this security
for the Q4 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2020 vs Q4 2025 Across Filers
Q4 2025 holders
26
Q4 2020 holders
31
Holder diff
5
| Investor | Q4 2025 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q4 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.