Security key
390320869
- Security type / class
- Equity / Preferred
- Total 13F shares
- 480,605
- Total 13F value
- $12,034,349
- Share change
- +480,605
- SEC-reported price per share
- $25.04
- Number of holders
- 1
- Value change
- +$12,034,349
- Number of buys
- 1
Report period
Q4 2025
Institutions
1
Top holders
0
GECCG full security history
Ownership snapshot
Great Elm Capital Corp. SEC filings
Great Elm Capital Corp. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 390320869
Recent filing periods:
Ownership snapshot
Top reported holders of GECCG - Great Elm Capital Corp. - Preferred (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Booker Smith
Disclosed value leader
Great Elm Group, Inc.
Comparable rows
15/15
Latest evidence
07 Nov 2025
13D/G
3/4/5
13F
Lead comparable stake: 9.9%
13D/G row: Booker Smith
Showing 1-6 of 15 holder rows.
Quick read
Booker Smith leads the comparable SEC ownership view at 9.9%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Booker Smith's linked filing trail.
Comparable ownership
Top 5
Booker Smith
9.9%
Great Elm Group, Inc.
9.7%
Matthew D. Kaplan
1%
Richard M. Cohen
0.15%
Chad Perry
0.01%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Booker Smith |
13D/G
Poor Richard LLC
|
9.9%
|
$14,112,600
1,290,000 shares
|
$0 | 27 Aug 2025 |
| Great Elm Group, Inc. |
13D/G
|
9.7%
|
$15,144,777
1,358,276 shares
|
-$889,803 | 07 Oct 2025 |
| Matthew D. Kaplan |
3/4/5
CEO and President
|
1%
|
$1,087,936
142,400 shares
|
+$150,126 | 07 Nov 2025 |
| Richard M. Cohen |
3/4/5
Director
|
0.15%
|
$225,972
20,748 shares
|
— | 13 Jun 2025 |
| Chad Perry |
3/4/5
Director
|
0.01%
|
$19,573
1,850 shares
|
— | 04 Jun 2025 |
| Northern Right Capital Management, L.P. |
13F
3/4/5
Company · Member of 13D 10% Group, 10%+ Owner
|
5.8%
|
$8,000,679
798,471 shares
|
— | 30 Sep 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Archived quarter
Historical 13F summary for Q4 2025
This older quarter remains available as an indexed ownership summary. Detailed holder rows are no longer kept in the hot table for this period.