How many institutions held GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share in Q1 2026?

23 institutional investors reported GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share for Q1 2026. Use the holders table for investor-level position and value details.

Great Elm Capital Corp. - Common Stock, par value $0.01 per share (GECC)

Q: What does CUSIP 390320703 represent in this 13F holders report?

CUSIP 390320703 is the security identifier for GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

CUSIP: 390320703

Q1 2026 13F Holders as of 31 Mar 2026

Security type / class: Equity / Common Stock, par value $0.01 per share
Total 13F shares: 868,987
Total 13F value: $4,407,083
Share change: -594,915
SEC-reported price per share: $5.01
Number of holders: 23
Value change: -$3,425,227
Number of buys: 9
Number of sells: 15
Shares outstanding: 13,809,566

Security key

390320703

Report period

Q1 2026

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Newer quarter: Q2 2026 Previous quarter: Q4 2025 Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 390320703

Newer quarter: Q2 2026 Previous quarter: Q4 2025

Recent filing periods:

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Booker Smith

Disclosed value leader

Lenders Funding LLC /Cali...

Comparable rows

3/15

Latest evidence

02 Mar 2026

13D/G 13F 3/4/5 Lead comparable stake: 9.9% 12 rows are not safely comparable across share classes. 13D/G row: Booker Smith Showing 1-6 of 15 holder rows.

Quick read

Booker Smith leads the comparable SEC ownership view at 9.9%.

3 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Booker Smith's linked filing trail.

Comparable ownership Top 3

Booker Smith 9.9%

Great Elm Group, Inc. 9.7%

Northern Right Capital Management... 3.3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Booker Smith	13D/G Poor Richard LLC 13D/G	9.9% Reported 13D/G · 27 Aug 2025	$14,112,600 1,290,000 shares	$0	27 Aug 2025
Great Elm Group, Inc.	13D/G 13D/G	9.7% Reported 13D/G · 07 Oct 2025	$15,144,777 1,358,276 shares	-$889,803	07 Oct 2025
Northern Right Capital Management, L.P.	13F 13D/G 3/4/5 Company · Drapkin Matthew A · Member of 13D 10% Group, 10%+ Owner 13F 13D/G 3/4/5	3.3% Reported 13D/G · 31 Mar 2026	$5,625,228 798,471 shares	—	31 Dec 2025
Lenders Funding LLC /California	3/4/5 10%+ Owner 3/4/5	— denominator unverified	$34,144,232 3,397,436 shares	—	20 Sep 2021
Matthew A. Drapkin	3/4/5 Director 3/4/5	— denominator unverified	$4,413,149 444,856 shares	—	16 Sep 2024
Peter A. Reed	3/4/5 President and CEO, Director 3/4/5	— denominator unverified	$3,533,942 351,636 shares	—	24 Sep 2021

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2026

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

868,987

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2026 vs Q4 2025 Across Filers

Q4 2025 holders

Q1 2026 holders

Holder diff

-3

Investor	Q4 2025 Shares	Q1 2026 Shares	Share Diff	Share Chg %	Q4 2025 value	Q1 2026 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend