Security key
390320703
Great Elm Capital Corp. - Common Stock, par value $0.01 per share (GECC)
CUSIP: 390320703
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / Common Stock, par value $0.01 per share
- Total 13F shares
- 1,377,655
- Total 13F value
- $13,592,620
- Share change
- +24,640
- SEC-reported price per share
- $9.87
- Number of holders
- 14
- Value change
- +$335,160
- Number of buys
- 7
- Number of sells
- 8
- Shares outstanding
- 13,809,566
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2023
Institutions
14
Top holders
10
GECC full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Great Elm Capital Corp. SEC filings
Great Elm Capital Corp. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 390320703
Recent filing periods:
Ownership snapshot
Top reported holders of GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Northern Right Capital Ma...
Disclosed value leader
Northern Right Capital Ma...
Comparable rows
15/15
Latest evidence
30 Jun 2023
13F
3/4/5
Lead comparable stake: 5.8%
Showing 1-6 of 15 holder rows.
Quick read
Northern Right Capital Management, L.P. leads the comparable SEC ownership view at 5.8%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Northern Right Capital Management, L.P.'s linked filing trail.
Comparable ownership
Top 5
Northern Right Capital Management...
5.8%
JPMORGAN CHASE & CO
2.7%
Cruiser Capital Advisors, LLC
0.36%
MILLENNIUM MANAGEMENT LLC
0.2%
ACADIAN ASSET MANAGEMENT LLC
0.16%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Northern Right Capital Management, L.P. |
13F
3/4/5
Company · Member of 13D 10% Group, 10%+ Owner
|
5.8%
|
$6,196,135
798,471 shares
|
— | 30 Jun 2023 |
| JPMORGAN CHASE & CO |
13F
Company
|
2.7%
|
$2,894,286
372,495 shares
|
— | 30 Jun 2023 |
| Cruiser Capital Advisors, LLC |
13F
Company
|
0.36%
|
$388,000
50,000 shares
|
— | 30 Jun 2023 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
0.2%
|
$216,076
27,809 shares
|
— | 30 Jun 2023 |
| ACADIAN ASSET MANAGEMENT LLC |
13F
Company
|
0.16%
|
$169,000
21,914 shares
|
— | 30 Jun 2023 |
| MARSHALL WACE, LLP |
13F
Company
|
0.14%
|
$146,069
18,799 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
14
Shares
1,377,655
Rows available
14
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q1 2026 Across Filers
Q1 2026 holders
23
Q3 2023 holders
14
Holder diff
-9
| Investor | Q1 2026 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q1 2026 value | Q3 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend