How many institutions held GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share in Q3 2023?

14 institutional investors reported GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share for Q3 2023. Use the holders table for investor-level position and value details.

Great Elm Capital Corp. - Common Stock, par value $0.01 per share (GECC)

Q: What does CUSIP 390320703 represent in this 13F holders report?

CUSIP 390320703 is the security identifier for GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share used to aggregate holder disclosures.

CUSIP: 390320703

Q3 2023 13F Holders as of 30 Sep 2023

Security type / class: Equity / Common Stock, par value $0.01 per share
Total 13F shares: 1,377,655
Total 13F value: $13,592,620
Share change: +24,640
SEC-reported price per share: $9.87
Number of holders: 14
Value change: +$335,160
Number of buys: 7
Number of sells: 8
Shares outstanding: 13,809,566

Security key

390320703

Report period

Q3 2023

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2025 Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 390320703

Newer quarter: Q3 2025

Recent filing periods:

Q3 2026 Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of GECC - Great Elm Capital Corp. - Common Stock, par value $0.01 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Lenders Funding LLC /Cali...

Disclosed value leader

Lenders Funding LLC /Cali...

Comparable rows

0/15

Latest evidence

30 Jun 2023

3/4/5 13F Highest disclosed value: $34,144,232 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Lenders Funding LLC /California has the largest disclosed position value at $34.14M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Lenders Funding LLC /California's linked filing trail.

Disclosed position value Top 5

Lenders Funding LLC /California $34.14M

Northern Right Capital Management... $6.2M

Peter A. Reed $3.53M

JPMORGAN CHASE & CO $2.89M

Cruiser Capital Advisors, LLC $388K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Lenders Funding LLC /California	3/4/5 10%+ Owner 3/4/5	— denominator unverified	$34,144,232 3,397,436 shares	—	20 Sep 2021
Northern Right Capital Management, L.P.	13F 3/4/5 Company · Member of 13D 10% Group, 10%+ Owner 13F 3/4/5	— denominator unverified	$6,196,135 798,471 shares	—	30 Jun 2023
Peter A. Reed	3/4/5 President and CEO, Director 3/4/5	— denominator unverified	$3,533,942 351,636 shares	—	24 Sep 2021
JPMORGAN CHASE & CO	13F Company 13F	— denominator unverified	$2,894,286 372,495 shares	—	30 Jun 2023
Cruiser Capital Advisors, LLC	13F Company 13F	— denominator unverified	$388,000 50,000 shares	—	30 Jun 2023
MILLENNIUM MANAGEMENT LLC	13F Company 13F	— denominator unverified	$216,076 27,809 shares	—	30 Jun 2023

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2023

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,377,655

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2023 vs Q2 2026 Across Filers

Q2 2026 holders

Q3 2023 holders

Holder diff

-5

Investor	Q2 2026 Shares	Q3 2023 Shares	Share Diff	Share Chg %	Q2 2026 value	Q3 2023 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend