Great Elm Capital Corp. - Common Stock, $0.01 Par Value (the "Common Stock") (GECC)

Q: What does CUSIP 390320703 represent in this 13F holders report?

CUSIP 390320703 is the security identifier for GECC - Great Elm Capital Corp. - Common Stock, $0.01 Par Value (the "Common Stock") used to aggregate holder disclosures.

Q: How many institutions held GECC - Great Elm Capital Corp. - Common Stock, $0.01 Par Value (the "Common Stock") in Q4 2022?

10 institutional investors reported GECC - Great Elm Capital Corp. - Common Stock, $0.01 Par Value (the "Common Stock") for Q4 2022. Use the holders table for investor-level position and value details.

CUSIP: 390320703

Q4 2022 13F Holders as of 31 Dec 2022

Security type / class: Equity / Common Stock, $0.01 Par Value (the "Common Stock")
Total 13F shares: 1,149,866
Total 13F value: $9,532,002
Share change: +19,197
SEC-reported price per share: $8.29
Number of holders: 10
Value change: +$147,218
Number of buys: 5
Number of sells: 3
Shares outstanding: 13,948,606

Security key

390320703

Report period

Q4 2022

Institutions

Top holders

GECC full security history Ownership snapshot Full 13F holder table Newer quarter: Q3 2025 Great Elm Capital Corp. SEC filings Great Elm Capital Corp. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 390320703

Newer quarter: Q3 2025

Recent filing periods:

Q2 2026 Q1 2026 Q4 2025 Q3 2025

Ownership snapshot

Top reported holders of GECC - Great Elm Capital Corp. - Common Stock, $0.01 Par Value (the "Common Stock") (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Northern Right Capital Ma...

Disclosed value leader

Lenders Funding LLC /Cali...

Comparable rows

8/10

Latest evidence

30 Sep 2022

13F 3/4/5 Lead comparable stake: 5.7% 2 rows are not safely comparable across share classes. Showing 1-6 of 10 holder rows.

Quick read

Northern Right Capital Management, L.P. leads the comparable SEC ownership view at 5.7%.

8 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Northern Right Capital Management, L.P.'s linked filing trail.

Comparable ownership Top 5

Northern Right Capital Management... 5.7%

Alden Global Capital LLC 2.2%

CSS LLC/IL 0.11%

MILLENNIUM MANAGEMENT LLC 0.08%

UBS Group AG 0.03%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 10 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Northern Right Capital Management, L.P.	13F 3/4/5 Company · Member of 13D 10% Group, 10%+ Owner 13F 3/4/5	5.7%	$7,426,000 798,471 shares	—	30 Sep 2022
Alden Global Capital LLC	13F Company 13F	2.2%	$2,797,000 300,762 shares	—	30 Sep 2022
CSS LLC/IL	13F Company 13F	0.11%	$144,000 15,472 shares	—	30 Sep 2022
MILLENNIUM MANAGEMENT LLC	13F Company 13F	0.08%	$103,000 11,033 shares	—	30 Sep 2022
UBS Group AG	13F Company 13F	0.03%	$34,000 3,631 shares	—	30 Sep 2022
WELLS FARGO & COMPANY/MN	13F Company 13F	0.01%	$10,000 1,074 shares	—	30 Sep 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,149,866

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q4 2022 vs Q1 2026 Across Filers

Q1 2026 holders

Q4 2022 holders

Holder diff

-13

Investor	Q1 2026 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q1 2026 value	Q4 2022 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend