Security key
376535100
- Security type / class
- Equity / COMMON STOCK
- Total 13F shares
- 3,735,386
- Total 13F value
- $36,950,269
- Share change
- +37,730
- Put/Call ratio
- 7.5%
- SEC-reported price per share
- $9.92
- Number of holders
- 64
- Value change
- +$454,607
- Number of buys
- 30
- Number of sells
- 28
Open additional details 1 more signal available
Report period
Q1 2021
Institutions
64
Top holders
10
GLAD full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
GLADSTONE CAPITAL CORP SEC filings
GLADSTONE CAPITAL CORP company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376535100
Recent filing periods:
Ownership snapshot
Top reported holders of GLAD - GLADSTONE CAPITAL CORP - COMMON STOCK (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/15
Latest evidence
31 Dec 2020
13F
Highest disclosed value: $4,507,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $4.51M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$4.51M
NOVARE CAPITAL MANAGEMENT LLC
$2.52M
LPL Financial LLC
$2.02M
Legal & General Group Plc
$1.95M
BlackRock Finance, Inc.
$1.9M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
denominator unverified
|
$4,507,000
508,692 shares
|
— | 31 Dec 2020 |
| NOVARE CAPITAL MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$2,521,000
284,565 shares
|
— | 31 Dec 2020 |
| LPL Financial LLC |
13F
Company
|
—
denominator unverified
|
$2,019,000
227,837 shares
|
— | 31 Dec 2020 |
| Legal & General Group Plc |
13F
Company
|
—
denominator unverified
|
$1,950,000
220,227 shares
|
— | 31 Dec 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
—
denominator unverified
|
$1,903,000
214,768 shares
|
— | 31 Dec 2020 |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP |
13F
Company
|
—
denominator unverified
|
$1,675,000
189,077 shares
|
— | 31 Dec 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
64
Shares
3,735,386
Rows available
64
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2021 vs Q1 2026 Across Filers
Q1 2026 holders
1
Q1 2021 holders
64
Holder diff
63
| Investor | Q1 2026 Shares | Q1 2021 Shares | Share Diff | Share Chg % | Q1 2026 value | Q1 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend