GLADSTONE CAPITAL CORP - COMMON STOCK (GLAD)

CUSIP: 376535100

Q3 2020 13F Holders as of 30 Sep 2020

Share change
-250,190
Put/Call ratio
31%
SEC-reported price per share
$7.41
Number of holders
54
Value change
-$1,837,368
Number of buys
21
Open additional details 1 more signal available
Number of sells
28

Security key

376535100

Report period

Q3 2020

Institutions

54

Top holders

10

Ownership snapshot

Top reported holders of GLAD - GLADSTONE CAPITAL CORP - COMMON STOCK (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARROWSTREET CAPITAL, LIMI...
Disclosed value leader
ARROWSTREET CAPITAL, LIMI...
Comparable rows
0/15
Latest evidence
30 Jun 2020
13F Highest disclosed value: $3,347,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP has the largest disclosed position value at $3.35M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARROWSTREET CAPITAL, LIMITED PARTNERSHIP's linked filing trail.
Disclosed position value Top 5
ARROWSTREET CAPITAL, LIMITED PART... $3.35M
VAN ECK ASSOCIATES CORP $3.02M
MORGAN STANLEY $1.73M
NOVARE CAPITAL MANAGEMENT LLC $1.63M
Legal & General Group Plc $1.53M

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP
13F
Company
13F
—
denominator unverified
$3,347,000
457,867 shares
— 30 Jun 2020
VAN ECK ASSOCIATES CORP
13F
Company
13F
—
denominator unverified
$3,018,000
412,870 shares
— 30 Jun 2020
MORGAN STANLEY
13F
Company
13F
—
denominator unverified
$1,732,000
236,870 shares
— 30 Jun 2020
NOVARE CAPITAL MANAGEMENT LLC
13F
Company
13F
—
denominator unverified
$1,627,000
222,540 shares
— 30 Jun 2020
Legal & General Group Plc
13F
Company
13F
—
denominator unverified
$1,530,000
209,405 shares
— 30 Jun 2020
Advisors Asset Management, Inc.
13F
Company
13F
—
denominator unverified
$1,401,919
191,781 shares
— 30 Jun 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
54
Shares
3,483,358
Rows available
54
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2020 vs Q1 2026 Across Filers

Q1 2026 holders
1
Q3 2020 holders
54
Holder diff
53
Investor Q1 2026 Shares Q3 2020 Shares Share Diff Share Chg % Q1 2026 value Q3 2020 value Value change Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
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