GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA)
CUSIP: 36269P104
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Class A Common Stock, $0.0001 Par Value
- Shares outstanding
- 19,563,906
- Total 13F shares
- 4,369,958
- Share change
- -18,097
- Total reported value
- $37,797,683
- Price per share
- $8.65
- Number of holders
- 49
- Value change
- +$128,353
- Number of buys
- 22
- Number of sells
- 25
Quarterly Holders Quick Answers
What is CUSIP 36269P104?
CUSIP 36269P104 identifies GAIA - GAIA, INC - Class A Common Stock, $0.0001 Par Value in SEC institutional holdings data.
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Recent filing periods for CUSIP 36269P104:
Top shareholders of GAIA - GAIA, INC - Class A Common Stock, $0.0001 Par Value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| ARIEL INVESTMENTS, LLC |
13F
|
Company |
6.8%
|
1,334,879
|
$9,611,000 | — | 30 Sep 2016 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
—
class O/S missing
|
629,984
|
$4,536,000 | — | 30 Sep 2016 | |
| VANGUARD GROUP INC |
13F
|
Company |
3%
|
584,376
|
$4,208,000 | — | 30 Sep 2016 | |
| BlackRock Institutional Trust Company, N.A. |
13F
|
Company |
2.3%
|
454,403
|
$3,272,000 | — | 30 Sep 2016 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.3%
|
442,900
|
$3,189,000 | — | 30 Sep 2016 | |
| Adirondack Research & Management Inc. |
13F
|
Company |
—
class O/S missing
|
380,791
|
$2,742,000 | — | 30 Sep 2016 | |
| BlackRock Fund Advisors |
13F
|
Company |
1.2%
|
233,837
|
$1,684,000 | — | 30 Sep 2016 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.82%
|
160,449
|
$1,155,000 | — | 30 Sep 2016 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.62%
|
121,249
|
$873,000 | — | 30 Sep 2016 | |
| ROYCE & ASSOCIATES LP |
13F
|
Company |
0.55%
|
108,500
|
$781,000 | — | 30 Sep 2016 | |
| ISZO CAPITAL MANAGEMENT LP |
13F
|
Company |
0.54%
|
105,112
|
$757,000 | — | 30 Sep 2016 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.5%
|
97,301
|
$700,000 | — | 30 Sep 2016 | |
| STATE STREET CORP |
13F
|
Company |
0.43%
|
83,573
|
$602,000 | — | 30 Sep 2016 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
0.41%
|
80,790
|
$582,000 | — | 30 Sep 2016 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.36%
|
69,500
|
$500,000 | — | 30 Sep 2016 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.28%
|
54,994
|
$396,000 | — | 30 Sep 2016 | |
| PRUDENTIAL FINANCIAL INC |
13F
|
Company |
0.27%
|
53,660
|
$387,000 | — | 30 Sep 2016 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.26%
|
50,305
|
$362,000 | — | 30 Sep 2016 | |
| STRS OHIO |
13F
|
Company |
0.26%
|
50,100
|
$360,000 | — | 30 Sep 2016 | |
| BlackRock Investment Management, LLC |
13F
|
Company |
0.19%
|
37,335
|
$269,000 | — | 30 Sep 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.17%
|
32,650
|
$235,000 | — | 30 Sep 2016 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.16%
|
30,574
|
$220,000 | — | 30 Sep 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.14%
|
27,503
|
$196,000 | — | 30 Sep 2016 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.1%
|
19,900
|
$144,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.09%
|
16,872
|
$121,000 | — | 30 Sep 2016 | |
| Nationwide Fund Advisors |
13F
|
Company |
0.09%
|
16,684
|
$120,000 | — | 30 Sep 2016 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.08%
|
16,500
|
$119,000 | — | 30 Sep 2016 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.07%
|
14,450
|
$104,000 | — | 30 Sep 2016 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.07%
|
13,800
|
$99,000 | — | 30 Sep 2016 | |
| Zurcher Kantonalbank (Zurich Cantonalbank) |
13F
|
Company |
0.06%
|
11,345
|
$82,000 | — | 30 Sep 2016 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
10,234
|
$74,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.04%
|
7,706
|
$56,000 | — | 30 Sep 2016 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.04%
|
7,767
|
$55,922 | — | 30 Sep 2016 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
0.04%
|
7,340
|
$53,000 | — | 30 Sep 2016 | |
| Walleye Trading LLC |
13F
|
Company |
0.03%
|
5,800
|
$42,000 | — | 30 Sep 2016 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.03%
|
5,737
|
$41,000 | — | 30 Sep 2016 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0.02%
|
4,000
|
$29,000 | — | 30 Sep 2016 | |
| TIAA CREF INVESTMENT MANAGEMENT LLC |
13F
|
Company |
0.02%
|
3,668
|
$26,000 | — | 30 Sep 2016 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
2,691
|
$19,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.01%
|
2,176
|
$15,000 | — | 30 Sep 2016 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
1,981
|
$14,263 | — | 30 Sep 2016 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.01%
|
1,701
|
$12,000 | — | 30 Sep 2016 | |
| Lebenthal Asset Management, LLC |
13F
|
Company |
0.01%
|
1,281
|
$9,000 | — | 30 Sep 2016 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
848
|
$6,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
757
|
$5,000 | — | 30 Sep 2016 | |
| BARCLAYS PLC |
13F
|
Company |
0%
|
727
|
$5,000 | — | 30 Sep 2016 | |
| Cutler Group LLC / CA |
13F
|
Company |
0%
|
400
|
$2,000 | — | 30 Sep 2016 |
Institutional Holders of GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) as of Q4 2016
As of 31 Dec 2016,
GAIA, INC - Class A Common Stock, $0.0001 Par Value (GAIA) was held by
49 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,369,958 shares.
The largest 10 holders included
ARIEL INVESTMENTS, LLC, VANGUARD GROUP INC, BlackRock Institutional Trust Company, N.A., RENAISSANCE TECHNOLOGIES LLC, BlackRock Fund Advisors, VNBTrust, National Association, Boston Partners, TCW GROUP INC, NORTHERN TRUST CORP, and ROYCE & ASSOCIATES LP.
This page lists
49
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
45
Q4 2016 holders
49
Holder diff
4
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.