Security key
36268Q103
- Security type / class
- Equity / CL A
- Total 13F shares
- 1,010,775
- Total 13F value
- $7,278,000
- Share change
- -8,453,000
- SEC-reported price per share
- $7.20
- Number of holders
- 2
- Value change
- -$64,877,143
- Number of sells
- 49
Report period
Q3 2016
Institutions
2
Top holders
2
GAIA full security history
Ownership snapshot
Full 13F holder table
GAIA, INC SEC filings
GAIA, INC company facts
Broader feeds
Ownership snapshot
Top reported holders of GAIA - GAIAM INC - CL A (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
FINANCIAL & INVESTMENT MA...
Disclosed value leader
FINANCIAL & INVESTMENT MA...
Comparable rows
0/15
Latest evidence
30 Jun 2016
13F
Highest disclosed value: $12,699,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD has the largest disclosed position value at $12.7M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's linked filing trail.
Disclosed position value
Top 5
FINANCIAL & INVESTMENT MANAGEMENT...
$12.7M
ARIEL INVESTMENTS, LLC
$11.79M
ROYCE & ASSOCIATES LP
$11.03M
VANGUARD GROUP INC
$6.27M
DIMENSIONAL FUND ADVISORS LP
$4.18M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
Company
|
—
denominator unverified
|
$12,699,000
1,640,651 shares
|
— | 30 Jun 2016 |
| ARIEL INVESTMENTS, LLC |
13F
Company
|
—
denominator unverified
|
$11,789,000
1,523,127 shares
|
— | 30 Jun 2016 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
—
denominator unverified
|
$11,030,000
1,425,111 shares
|
— | 30 Jun 2016 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$6,274,000
810,626 shares
|
— | 30 Jun 2016 |
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
—
denominator unverified
|
$4,179,000
539,902 shares
|
— | 30 Jun 2016 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
denominator unverified
|
$3,742,000
483,510 shares
|
— | 30 Jun 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
2
Shares
1,010,775
Rows available
2
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
51
Q3 2016 holders
2
Holder diff
-49
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 value | Q3 2016 value | Value change | Value Chg % |
|---|