- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 6,134,766
- Share change
- -21,263
- Total reported value
- $54,783,000
- Price per share
- $8.93
- Number of holders
- 27
- Value change
- -$199,576
- Number of buys
- 14
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 361570104?
CUSIP 361570104 identifies GDL - GDL FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 361570104:
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
17%
|
1,854,307
|
$16,652,000 | — | 30 Sep 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
10%
|
1,096,472
|
$9,846,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5.6%
|
618,811
|
$5,557,000 | — | 30 Sep 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
3.5%
|
388,040
|
$3,485,000 | — | 30 Sep 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.5%
|
279,374
|
$2,509,000 | — | 30 Sep 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.5%
|
269,955
|
$2,424,000 | — | 30 Sep 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
2.2%
|
238,869
|
$2,145,000 | — | 30 Sep 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
1.9%
|
210,880
|
$1,894,000 | — | 30 Sep 2021 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
1.9%
|
203,318
|
$1,826,000 | — | 30 Sep 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.8%
|
197,442
|
$1,773,000 | — | 30 Sep 2021 | |
| Ancora Advisors LLC |
13F
|
Company |
1.7%
|
190,811
|
$1,713,000 | — | 30 Sep 2021 | |
| Matisse Capital |
13F
|
Company |
1.7%
|
185,744
|
$1,668,000 | — | 30 Sep 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.99%
|
108,992
|
$979,000 | — | 30 Sep 2021 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.96%
|
105,359
|
$946,000 | — | 30 Sep 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.93%
|
102,040
|
$916,000 | — | 30 Sep 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.65%
|
70,882
|
$637,000 | — | 30 Sep 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.43%
|
47,648
|
$428,000 | — | 30 Sep 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.4%
|
43,846
|
$394,000 | — | 30 Sep 2021 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.33%
|
36,000
|
$323,000 | — | 30 Sep 2021 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.18%
|
19,710
|
$177,000 | — | 30 Sep 2021 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.17%
|
18,737
|
$168,000 | — | 30 Sep 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.17%
|
18,102
|
$163,000 | — | 30 Sep 2021 | |
| UBS Group AG |
13F
|
Company |
0.13%
|
14,606
|
$131,000 | — | 30 Sep 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
12,430
|
$112,000 | — | 30 Sep 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.09%
|
9,665
|
$87,000 | — | 30 Sep 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
9,008
|
$81,000 | — | 30 Sep 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
4,849
|
$44,000 | — | 30 Sep 2021 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0.03%
|
3,000
|
$27,000 | — | 30 Sep 2021 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0%
|
450
|
$4,000 | — | 30 Sep 2021 |
Institutional Holders of GDL FUND - Common Shares (GDL) as of Q4 2021
As of 31 Dec 2021,
GDL FUND - Common Shares (GDL) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,134,766 shares.
The largest 10 holders included
GABELLI & Co INVESTMENT ADVISERS, INC., Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, RIVERNORTH CAPITAL MANAGEMENT, LLC, GAMCO INVESTORS, INC. ET AL, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Ancora Advisors, LLC, Cornerstone Advisors, LLC, and MARINER INVESTMENT GROUP LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q4 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
29
Q4 2021 holders
27
Holder diff
-2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 Value $ | Q4 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.