- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 6,359,347
- Share change
- +295,931
- Total reported value
- $57,109,000
- Price per share
- $8.98
- Number of holders
- 29
- Value change
- +$2,654,501
- Number of buys
- 16
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 361570104?
CUSIP 361570104 identifies GDL - GDL FUND - Common Shares in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 361570104:
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
17%
|
1,837,407
|
$16,665,000 | — | 30 Jun 2021 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
9.8%
|
1,073,634
|
$9,738,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
5.5%
|
607,949
|
$5,514,000 | — | 30 Jun 2021 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
3.5%
|
387,215
|
$3,512,000 | — | 30 Jun 2021 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.4%
|
260,682
|
$2,364,000 | — | 30 Jun 2021 | |
| MARINER INVESTMENT GROUP LLC |
13F
|
Company |
2.3%
|
251,502
|
$2,281,000 | — | 30 Jun 2021 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
2.3%
|
248,253
|
$2,252,000 | — | 30 Jun 2021 | |
| Matisse Capital |
13F
|
Company |
1.9%
|
213,513
|
$1,937,000 | — | 30 Jun 2021 | |
| Ancora Advisors LLC |
13F
|
Company |
1.8%
|
192,776
|
$1,748,000 | — | 30 Jun 2021 | |
| MORGAN STANLEY |
13F
|
Company |
1.5%
|
167,702
|
$1,521,000 | — | 30 Jun 2021 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
1%
|
113,826
|
$1,032,000 | — | 30 Jun 2021 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.93%
|
102,500
|
$930,000 | — | 30 Jun 2021 | |
| CSS LLC/IL |
13F
|
Company |
0.93%
|
102,040
|
$926,000 | — | 30 Jun 2021 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.93%
|
101,942
|
$925,000 | — | 30 Jun 2021 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.9%
|
98,527
|
$894,000 | — | 30 Jun 2021 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.6%
|
65,333
|
$593,000 | — | 30 Jun 2021 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.58%
|
63,786
|
$579,000 | — | 30 Jun 2021 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.33%
|
36,000
|
$327,000 | — | 30 Jun 2021 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.24%
|
26,846
|
$244,000 | — | 30 Jun 2021 | |
| Eudaimonia Partners, LLC |
13F
|
Company |
0.04%
|
4,700
|
$242,000 | — | 30 Jun 2021 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.17%
|
18,849
|
$171,000 | — | 30 Jun 2021 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.16%
|
18,049
|
$163,000 | — | 30 Jun 2021 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
16,697
|
$151,000 | — | 30 Jun 2021 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.12%
|
13,101
|
$119,000 | — | 30 Jun 2021 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.11%
|
12,430
|
$113,000 | — | 30 Jun 2021 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.1%
|
10,552
|
$96,000 | — | 30 Jun 2021 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.08%
|
8,909
|
$81,000 | — | 30 Jun 2021 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.04%
|
4,786
|
$43,000 | — | 30 Jun 2021 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0.04%
|
4,000
|
$36,000 | — | 30 Jun 2021 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
2,710
|
$24,000 | — | 30 Jun 2021 | |
| ARCADIA INVESTMENT MANAGEMENT CORP/MI |
13F
|
Company |
0.02%
|
1,900
|
$17,000 | — | 30 Jun 2021 |
Institutional Holders of GDL FUND - Common Shares (GDL) as of Q3 2021
As of 30 Sep 2021,
GDL FUND - Common Shares (GDL) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,359,347 shares.
The largest 10 holders included
GABELLI & Co INVESTMENT ADVISERS, INC., Relative Value Partners Group, LLC, RAYMOND JAMES & ASSOCIATES, GAMCO INVESTORS, INC. ET AL, RIVERNORTH CAPITAL MANAGEMENT, LLC, BANK OF AMERICA CORP /DE/, MARINER INVESTMENT GROUP LLC, Cornerstone Advisors, LLC, ZAZOVE ASSOCIATES LLC, and MORGAN STANLEY.
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2021 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
30
Q3 2021 holders
29
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 Value $ | Q3 2021 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.