Security key
361570104
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 9,312,937
- Share change
- -1,423,268
- Total reported value
- $90,801,000
- Price per share
- $9.73
- Number of holders
- 37
- Value change
- -$14,097,141
- Number of buys
- 15
- Number of sells
- 19
Report period
Q4 2017
Institutions
37
Top holders
10
Broader feeds
Reporting periods
Holder history for CUSIP 361570104
Recent filing periods:
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
|
Company |
26%
|
2,877,657
|
$29,352,000 | — | 30 Sep 2017 | |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
|
Company |
14%
|
1,510,154
|
$15,404,000 | — | 30 Sep 2017 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
12%
|
1,347,281
|
$13,755,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
7.7%
|
840,049
|
$8,569,000 | — | 30 Sep 2017 | |
| Glacier Peak Capital LLC |
13F
|
Company |
6.9%
|
759,150
|
$7,743,000 | — | 30 Sep 2017 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
5.2%
|
564,860
|
$5,767,000 | — | 30 Sep 2017 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
3.3%
|
363,647
|
$3,709,000 | — | 30 Sep 2017 | |
| Horizon Kinetics LLC |
13F
|
Company |
3.2%
|
353,212
|
$3,603,000 | — | 30 Sep 2017 | |
| Matisse Capital |
13F
|
Company |
3.1%
|
341,679
|
$3,485,000 | — | 30 Sep 2017 | |
| GAMCO INVESTORS, INC. ET AL |
13F
|
Company |
2.7%
|
300,596
|
$3,066,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.4%
|
265,108
|
$2,704,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
214,385
|
$2,187,000 | — | 30 Sep 2017 | |
| Ancora Advisors LLC |
13F
|
Company |
1.5%
|
169,020
|
$1,724,000 | — | 30 Sep 2017 | |
| CORNERSTONE ADVISORS INC |
13F
|
Company |
1.5%
|
167,256
|
$1,708,000 | — | 30 Sep 2017 | |
| ZAZOVE ASSOCIATES LLC |
13F
|
Company |
1%
|
110,269
|
$1,125,000 | — | 30 Sep 2017 | |
| CSS LLC/IL |
13F
|
Company |
0.84%
|
91,669
|
$935,000 | — | 30 Sep 2017 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.8%
|
87,947
|
$897,000 | — | 30 Sep 2017 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.4%
|
44,054
|
$450,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.36%
|
39,386
|
$402,000 | — | 30 Sep 2017 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.33%
|
35,912
|
$366,000 | — | 30 Sep 2017 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.29%
|
32,154
|
$328,000 | — | 30 Sep 2017 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.29%
|
31,434
|
$321,000 | — | 30 Sep 2017 | |
| Opera Trading Capital |
13F
|
Company |
0.25%
|
27,740
|
$283,000 | — | 30 Sep 2017 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.24%
|
26,554
|
$271,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.22%
|
23,602
|
$240,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.17%
|
18,182
|
$185,000 | — | 30 Sep 2017 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
17,200
|
$175,000 | — | 30 Sep 2017 | |
| SII INVESTMENTS INC/WI |
13F
|
Company |
0.11%
|
11,937
|
$120,000 | — | 30 Sep 2017 | |
| Jolley Asset Management, LLC |
13F
|
Company |
0.05%
|
5,385
|
$55,000 | — | 30 Sep 2017 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.05%
|
5,000
|
$51,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
4,825
|
$49,000 | — | 30 Sep 2017 | |
| Chicago Partners Investment Group LLC |
13F
|
Company |
0.04%
|
3,983
|
$41,000 | — | 30 Sep 2017 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0.01%
|
1,550
|
$16,000 | — | 30 Sep 2017 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,479
|
$15,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,250
|
$13,000 | — | 30 Sep 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
203
|
$2,000 | — | 30 Sep 2017 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
471
|
$5,000 | — | 30 Sep 2017 |
Institutional Holders of GDL FUND - Common Shares (GDL) as of Q4 2017
As of 31 Dec 2017,
GDL FUND - Common Shares (GDL) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,312,937 shares.
The largest 10 holders included
Relative Value Partners Group, LLC, LAZARD ASSET MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, GABELLI & Co INVESTMENT ADVISERS, INC., Glacier Peak Capital LLC, Advisors Asset Management, Inc., FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Matisse Capital, GAMCO INVESTORS, INC. ET AL, and BANK OF AMERICA CORP /DE/.
This page lists
37
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
38
Q4 2017 holders
37
Holder diff
-1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.