Security key
361570104
- Type / Class
- Equity / Common Shares
- Shares outstanding
- 10,964,620
- Total 13F shares
- 10,697,493
- Share change
- -151,534
- Total reported value
- $109,134,000
- Price per share
- $10.20
- Number of holders
- 38
- Value change
- -$1,561,619
- Number of buys
- 11
- Number of sells
- 19
Report period
Q3 2017
Institutions
38
Top holders
10
GDL full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
GDL FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 361570104
Recent filing periods:
Ownership snapshot
Top shareholders of GDL - GDL FUND - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Relative Value Partners G...
13D/G signal
—
Evidence rows
39
Latest as of
30 Jun 2017
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Relative Value Partners Group, LLC |
13F
Company
|
22%
|
$25,280,000
2,463,950 shares
|
— | 30 Jun 2017 |
| GABELLI & Co INVESTMENT ADVISERS, INC. |
13F
Company
|
14%
|
$15,257,000
1,486,993 shares
|
— | 30 Jun 2017 |
| LAZARD ASSET MANAGEMENT LLC |
13F
Company
|
12%
|
$13,823,000
1,347,281 shares
|
— | 30 Jun 2017 |
| Glacier Peak Capital LLC |
13F
Company
|
7.8%
|
$8,765,000
854,273 shares
|
— | 30 Jun 2017 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
7.7%
|
$8,642,000
842,329 shares
|
— | 30 Jun 2017 |
| Advisors Asset Management, Inc. |
13F
Company
|
6.8%
|
$7,600,000
740,784 shares
|
— | 30 Jun 2017 |
| Matisse Capital |
13F
Company
|
3.4%
|
$3,823,000
372,644 shares
|
— | 30 Jun 2017 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
Company
|
3.4%
|
$3,809,000
371,255 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
10,697,493
Rows loaded
38
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
40
Q3 2017 holders
38
Holder diff
-2
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend