Security key
35472T101
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q4 2018 13F Holders as of 31 Dec 2018
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,276,480
- Total 13F shares
- 10,578,286
- Share change
- +6,343,621
- Total reported value
- $95,491,425
- Price per share
- $9.02
- Number of holders
- 57
- Value change
- +$57,058,566
- Number of buys
- 29
- Number of sells
- 28
Report period
Q4 2018
Institutions
57
Top holders
10
FTF full security history
Newer quarter: Q1 2019
Previous quarter: Q3 2018
FRANKLIN LTD DURATION INCOME TRUST SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 35472T101
Recent filing periods:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
1.6%
|
642,904
|
$6,545,000 | — | 30 Sep 2018 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
1.1%
|
426,874
|
$4,346,000 | — | 30 Sep 2018 | |
| Orion Porfolio Solutions, LLC |
13F
|
Company |
0.9%
|
360,774
|
$3,673,000 | — | 30 Sep 2018 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.82%
|
331,602
|
$3,376,000 | — | 30 Sep 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.67%
|
268,879
|
$2,736,000 | — | 30 Sep 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.61%
|
245,072
|
$2,495,000 | — | 30 Sep 2018 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.56%
|
224,401
|
$2,284,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.54%
|
216,054
|
$2,199,000 | — | 30 Sep 2018 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.4%
|
162,369
|
$1,653,000 | — | 30 Sep 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
0.36%
|
144,594
|
$1,472,000 | — | 30 Sep 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.35%
|
139,108
|
$1,416,000 | — | 30 Sep 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
74,562
|
$759,000 | — | 30 Sep 2018 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.17%
|
67,710
|
$361,000 | — | 30 Sep 2018 | |
| NWAM LLC |
13F
|
Company |
0.15%
|
58,914
|
$600,000 | — | 30 Sep 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.13%
|
53,234
|
$541,000 | — | 30 Sep 2018 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
43,951
|
$447,000 | — | 30 Sep 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.11%
|
43,820
|
$445,000 | — | 30 Sep 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.11%
|
43,057
|
$438,000 | — | 30 Sep 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0.09%
|
37,752
|
$384,000 | — | 30 Sep 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
36,979
|
$376,000 | — | 30 Sep 2018 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
35,635
|
$363,000 | — | 30 Sep 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0.09%
|
34,788
|
$354,000 | — | 30 Sep 2018 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
30,155
|
$307,000 | — | 30 Sep 2018 | |
| NINE MASTS CAPITAL Ltd |
13F
|
Company |
0.07%
|
28,200
|
$287,000 | — | 30 Sep 2018 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.06%
|
25,657
|
$261,000 | — | 30 Sep 2018 | |
| CITIGROUP INC |
13F
|
Company |
0.06%
|
25,452
|
$259,000 | — | 30 Sep 2018 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.06%
|
24,215
|
$247,000 | — | 30 Sep 2018 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.06%
|
22,869
|
$233,000 | — | 30 Sep 2018 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
22,621
|
$230,000 | — | 30 Sep 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.06%
|
22,559
|
$230,000 | — | 30 Sep 2018 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.05%
|
21,500
|
$219,000 | — | 30 Sep 2018 | |
| Cornerstone Wealth Management, LLC |
13F
|
Company |
0.05%
|
19,593
|
$1,641,000 | — | 30 Sep 2018 | |
| Curi Capital, LLC |
13F
|
Company |
0.05%
|
19,555
|
$199,000 | — | 30 Sep 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
17,951
|
$183,000 | — | 30 Sep 2018 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
17,267
|
$178,000 | — | 30 Sep 2018 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.04%
|
17,265
|
$176,000 | — | 30 Sep 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.04%
|
17,108
|
$174,000 | — | 30 Sep 2018 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
14,150
|
$144,000 | — | 30 Sep 2018 | |
| Walleye Trading LLC |
13F
|
Company |
0.03%
|
13,199
|
$134,000 | — | 30 Sep 2018 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.03%
|
12,856
|
$131,000 | — | 30 Sep 2018 | |
| Creative Planning |
13F
|
Company |
0.03%
|
12,322
|
$125,000 | — | 30 Sep 2018 | |
| Fiera Capital Corp |
13F
|
Company |
0.03%
|
12,267
|
$125,000 | — | 30 Sep 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
0.03%
|
11,135
|
$113,000 | — | 30 Sep 2018 | |
| Sound Income Strategies, LLC |
13F
|
Company |
0.01%
|
5,710
|
$58,000 | — | 30 Sep 2018 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
5,036
|
$51,266 | — | 30 Sep 2018 | |
| PEOPLES FINANCIAL SERVICES CORP. |
13F
|
Company |
0.01%
|
3,000
|
$31,000 | — | 30 Sep 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,276
|
$23,000 | — | 30 Sep 2018 | |
| Alpha Omega Wealth Management LLC |
13F
|
Company |
0%
|
2,000
|
$20,000 | — | 30 Sep 2018 | |
| JNBA Financial Advisors |
13F
|
Company |
0%
|
2,000
|
$20,000 | — | 30 Sep 2018 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
2,000
|
$20,000 | — | 30 Sep 2018 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q4 2018
As of 31 Dec 2018,
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by
57 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
10,578,286 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., CLS Investments, LLC, MORGAN STANLEY, Koshinski Asset Management, Inc., GUGGENHEIM CAPITAL LLC, LADENBURG THALMANN FINANCIAL SERVICES INC., COHEN & STEERS INC, and RAYMOND JAMES & ASSOCIATES.
This page lists
57
institutional shareholders reporting positions in this security
for the Q4 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
57
Q4 2018 holders
57
Holder diff
0
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 Value $ | Q4 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.