Security key
35472T101
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF)
CUSIP: 35472T101
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 40,276,480
- Total 13F shares
- 9,046,149
- Share change
- +486,033
- Total reported value
- $98,780,000
- Price per share
- $10.90
- Number of holders
- 48
- Value change
- +$5,183,428
- Number of buys
- 18
- Number of sells
- 24
Report period
Q3 2015
Institutions
48
Top holders
10
FTF full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
FRANKLIN LTD DURATION INCOME TRUST SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 35472T101
Recent filing periods:
Top shareholders of FTF - FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
6.2%
|
2,492,867
|
$29,042,000 | — | 30 Jun 2015 | |
| Saba Capital Management, L.P. |
13F
|
Company |
2.8%
|
1,140,936
|
$13,292,000 | — | 30 Jun 2015 | |
| Invesco Ltd. |
13F
|
Company |
1.9%
|
780,137
|
$9,089,000 | — | 30 Jun 2015 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.9%
|
770,741
|
$8,979,000 | — | 30 Jun 2015 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.3%
|
525,744
|
$6,125,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.77%
|
308,506
|
$3,594,000 | — | 30 Jun 2015 | |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
13F
|
Company |
0.63%
|
255,298
|
$2,974,000 | — | 30 Jun 2015 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.63%
|
254,381
|
$2,964,000 | — | 30 Jun 2015 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.39%
|
155,921
|
$1,816,000 | — | 30 Jun 2015 | |
| Karpus Management, Inc. |
13F
|
Company |
0.38%
|
153,700
|
$1,791,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.36%
|
146,574
|
$1,707,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.36%
|
143,497
|
$1,672,000 | — | 30 Jun 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.36%
|
143,356
|
$1,670,000 | — | 30 Jun 2015 | |
| Ancora Advisors LLC |
13F
|
Company |
0.33%
|
133,500
|
$1,555,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.32%
|
126,882
|
$1,478,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.28%
|
113,265
|
$1,320,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.21%
|
82,993
|
$967,000 | — | 30 Jun 2015 | |
| NWAM LLC |
13F
|
Company |
0.19%
|
75,000
|
$871,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.17%
|
69,808
|
$813,000 | — | 30 Jun 2015 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.16%
|
64,379
|
$750,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.16%
|
63,271
|
$737,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.15%
|
60,241
|
$702,000 | — | 30 Jun 2015 | |
| Greenwich Wealth Management LLC |
13F
|
Company |
0.15%
|
59,634
|
$695,000 | — | 30 Jun 2015 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.12%
|
46,961
|
$547,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.1%
|
38,341
|
$446,000 | — | 30 Jun 2015 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.1%
|
38,324
|
$446,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.09%
|
36,849
|
$429,000 | — | 30 Jun 2015 | |
| Ionic Capital Management LLC |
13F
|
Company |
0.08%
|
32,507
|
$379,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.07%
|
28,543
|
$337,000 | — | 30 Jun 2015 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.07%
|
28,388
|
$331,000 | — | 30 Jun 2015 | |
| Investors Capital Advisory Services |
13F
|
Company |
0.05%
|
21,525
|
$250,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.05%
|
21,387
|
$249,000 | — | 30 Jun 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
0.05%
|
21,344
|
$249,000 | — | 30 Jun 2015 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.05%
|
19,472
|
$228,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
19,162
|
$223,000 | — | 30 Jun 2015 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
17,800
|
$208,000 | — | 30 Jun 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.04%
|
14,157
|
$165,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.03%
|
14,068
|
$164,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0.03%
|
13,880
|
$161,702 | — | 30 Jun 2015 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.03%
|
13,516
|
$157,000 | — | 30 Jun 2015 | |
| Independence Trust CO |
13F
|
Company |
0.03%
|
13,082
|
$152,000 | — | 30 Jun 2015 | |
| Genesis Wealth Advisors, LLC |
13F
|
Company |
0.03%
|
12,000
|
$139,800 | — | 30 Jun 2015 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.02%
|
10,000
|
$117,000 | — | 30 Jun 2015 | |
| BLACKROCK ADVISORS LLC |
13F
|
Company |
0.02%
|
8,400
|
$98,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
6,766
|
$79,000 | — | 30 Jun 2015 | |
| DELTA ASSET MANAGEMENT LLC/TN |
13F
|
Company |
0%
|
900
|
$10,000 | — | 30 Jun 2015 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0%
|
800
|
$9,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
420
|
$4,000 | — | 30 Jun 2015 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0%
|
333
|
$4,000 | — | 30 Jun 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
52
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) as of Q3 2015
As of 30 Sep 2015,
FRANKLIN LTD DURATION INCOME TRUST - Common Shares of Beneficial Interest (FTF) was held by
48 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,046,149 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, Saba Capital Management, L.P., RIVERNORTH CAPITAL MANAGEMENT, LLC, Invesco Ltd., 1607 Capital Partners, LLC, Advisors Asset Management, Inc., Relative Value Partners Group, LLC, FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD, Koshinski Asset Management, Inc., and RAYMOND JAMES & ASSOCIATES.
This page lists
48
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
49
Q3 2015 holders
48
Holder diff
-1
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.