Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q4 2023 13F Holders as of 31 Dec 2023
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 4,397,114
- Share change
- +824,635
- Total reported value
- $78,084,090
- Price per share
- $17.75
- Number of holders
- 70
- Value change
- +$14,713,515
- Number of buys
- 34
- Number of sells
- 25
Report period
Q4 2023
Institutions
70
Top holders
10
DFP full security history
Newer quarter: Q1 2024
Previous quarter: Q3 2023
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
3%
|
611,245
|
$10,250,584 | — | 30 Sep 2023 | |
| MANGROVE PARTNERS IM, LLC |
13F
|
Company |
2%
|
406,000
|
$6,808,620 | — | 30 Sep 2023 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.4%
|
278,500
|
$4,670,000 | — | 30 Sep 2023 | |
| Invesco Ltd. |
13F
|
Company |
1.3%
|
264,211
|
$4,430,819 | — | 30 Sep 2023 | |
| LPL Financial LLC |
13F
|
Company |
1.2%
|
237,196
|
$3,977,770 | — | 30 Sep 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
1%
|
206,733
|
$3,472,654 | — | 30 Sep 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.68%
|
139,475
|
$2,338,991 | — | 30 Sep 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.54%
|
109,201
|
$1,831,281 | — | 30 Sep 2023 | |
| MORGAN STANLEY |
13F
|
Company |
0.51%
|
103,993
|
$1,743,970 | — | 30 Sep 2023 | |
| RPO LLC |
13F
|
Company |
0.42%
|
86,745
|
$1,454,714 | — | 30 Sep 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.38%
|
77,258
|
$1,296,000 | — | 30 Sep 2023 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.33%
|
68,348
|
$1,146,196 | — | 30 Sep 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.28%
|
56,720
|
$951,000 | — | 30 Sep 2023 | |
| Revisor Wealth Management LLC |
13F
|
Company |
0.27%
|
55,796
|
$935,699 | — | 30 Sep 2023 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.26%
|
53,680
|
$900,213 | — | 30 Sep 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.21%
|
43,365
|
$727,220 | — | 30 Sep 2023 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.19%
|
39,035
|
$654,617 | — | 30 Sep 2023 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.18%
|
37,332
|
$626,058 | — | 30 Sep 2023 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.17%
|
33,698
|
$565,113 | — | 30 Sep 2023 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
0.16%
|
33,623
|
$563,858 | — | 30 Sep 2023 | |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC |
13F
|
Company |
0.15%
|
30,196
|
$506,387 | — | 30 Sep 2023 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.14%
|
29,139
|
$489,000 | — | 30 Sep 2023 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.14%
|
28,982
|
$486,029 | — | 30 Sep 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.14%
|
27,945
|
$468,638 | — | 30 Sep 2023 | |
| Mathes Company, Inc. |
13F
|
Company |
0.14%
|
27,900
|
$468,000 | — | 30 Sep 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.13%
|
25,798
|
$432,640 | — | 30 Sep 2023 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.11%
|
23,167
|
$388,502 | — | 30 Sep 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.11%
|
21,933
|
$368,000 | — | 30 Sep 2023 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.11%
|
21,793
|
$365,475 | — | 30 Sep 2023 | |
| Palogic Value Management, L.P. |
13F
|
Company |
0.1%
|
20,500
|
$343,785 | — | 30 Sep 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
19,793
|
$332,000 | — | 30 Sep 2023 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.09%
|
18,337
|
$307,512 | — | 30 Sep 2023 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
0.09%
|
18,258
|
$306,184 | — | 30 Sep 2023 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.09%
|
17,610
|
$295,317 | — | 30 Sep 2023 | |
| Cerity Partners LLC |
13F
|
Company |
0.08%
|
17,300
|
$290,121 | — | 30 Sep 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.08%
|
16,161
|
$271,019 | — | 30 Sep 2023 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.07%
|
15,000
|
$251,550 | — | 30 Sep 2023 | |
| Logan Stone Capital, LLC |
13F
|
Company |
0.07%
|
14,700
|
$246,519 | — | 30 Sep 2023 | |
| Capital Analysts, LLC |
13F
|
Company |
0.07%
|
14,599
|
$245,000 | — | 30 Sep 2023 | |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.07%
|
14,375
|
$241,069 | — | 30 Sep 2023 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.07%
|
14,096
|
$236,390 | — | 30 Sep 2023 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
12,500
|
$203,170 | — | 30 Sep 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.06%
|
12,234
|
$204,000 | — | 30 Sep 2023 | |
| UBS Group AG |
13F
|
Company |
0.06%
|
12,083
|
$202,632 | — | 30 Sep 2023 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.05%
|
11,225
|
$188,243 | — | 30 Sep 2023 | |
| Bison Wealth, LLC |
13F
|
Company |
0.05%
|
10,441
|
$175,102 | — | 30 Sep 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
7,513
|
$125,987 | — | 30 Sep 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.03%
|
6,705
|
$112,453 | — | 30 Sep 2023 | |
| Pathway Financial Advisers, LLC |
13F
|
Company |
0.02%
|
3,861
|
$64,758 | — | 30 Sep 2023 | |
| COMERICA BANK |
13F
|
Company |
0.01%
|
2,500
|
$41,925 | — | 30 Sep 2023 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q4 2023
As of 31 Dec 2023,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
70 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,397,114 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, MANGROVE PARTNERS, LPL Financial LLC, COHEN & STEERS, INC., Invesco Ltd., Relative Value Partners Group, LLC, AMERIPRISE FINANCIAL INC, RPO LLC, MORGAN STANLEY, and Raymond James Financial Services Advisors, Inc..
This page lists
70
institutional shareholders reporting positions in this security
for the Q4 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
64
Q4 2023 holders
70
Holder diff
6
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 Value $ | Q4 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.