Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Preferred Stock
- Total 13F shares
- 2,676,285
- Total 13F value
- $77,072,843
- Share change
- +16,933
- SEC-reported price per share
- $28.80
- Number of holders
- 73
- Value change
- +$486,068
- Number of buys
- 37
- Number of sells
- 24
- Shares outstanding
- 20,411,114
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
73
Top holders
10
DFP full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Ownership snapshot
Top reported holders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES & ASSOCIATES
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 2.6%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES & ASSOCIATES leads the comparable SEC ownership view at 2.6%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES & ASSOCIATES's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES & ASSOCIATES
2.6%
LPL Financial LLC
0.99%
Raymond James Financial Services ...
0.93%
Oxbow Advisors, LLC
0.85%
Invesco Ltd.
0.72%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
2.6%
|
$15,501,000
529,419 shares
|
— | 30 Jun 2021 |
| LPL Financial LLC |
13F
Company
|
0.99%
|
$5,901,000
201,536 shares
|
— | 30 Jun 2021 |
| Raymond James Financial Services Advisors, Inc. |
13F
Company
|
0.93%
|
$5,586,000
190,762 shares
|
— | 30 Jun 2021 |
| Oxbow Advisors, LLC |
13F
Company
|
0.85%
|
$5,074,000
173,288 shares
|
— | 30 Jun 2021 |
| Invesco Ltd. |
13F
Company
|
0.72%
|
$4,317,000
147,459 shares
|
— | 30 Jun 2021 |
| COHEN & STEERS, INC. |
13F
Company
|
0.67%
|
$3,977,000
135,841 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
73
Shares
2,676,285
Rows available
73
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
72
Q3 2021 holders
73
Holder diff
1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend