Security key
33848W106
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,558,335
- Share change
- -285,415
- Total reported value
- $68,349,352
- Price per share
- $26.76
- Number of holders
- 53
- Value change
- -$7,620,433
- Number of buys
- 26
- Number of sells
- 22
Report period
Q4 2019
Institutions
53
Top holders
10
DFP full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 33848W106
Recent filing periods:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
2.3%
|
467,395
|
$12,199,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1.7%
|
344,400
|
$8,989,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.6%
|
323,050
|
$8,432,000 | — | 30 Sep 2019 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.88%
|
179,408
|
$4,683,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
0.81%
|
165,994
|
$4,332,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.62%
|
126,717
|
$3,307,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.57%
|
115,907
|
$3,026,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.42%
|
86,498
|
$2,257,000 | — | 30 Sep 2019 | |
| MORGAN STANLEY |
13F
|
Company |
0.35%
|
71,135
|
$1,857,000 | — | 30 Sep 2019 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
77,797
|
$1,770,000 | — | 30 Sep 2019 | |
| Mathes Company, Inc. |
13F
|
Company |
0.31%
|
63,400
|
$1,655,000 | — | 30 Sep 2019 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.3%
|
60,887
|
$1,589,000 | — | 30 Sep 2019 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.28%
|
57,674
|
$1,505,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.28%
|
57,248
|
$1,494,000 | — | 30 Sep 2019 | |
| Jefferies Group LLC |
13F
|
Company |
0.28%
|
56,721
|
$1,480,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
48,044
|
$1,254,000 | — | 30 Sep 2019 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.21%
|
42,387
|
$1,106,000 | — | 30 Sep 2019 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.2%
|
39,831
|
$1,040,000 | — | 30 Sep 2019 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.19%
|
37,953
|
$991,000 | — | 30 Sep 2019 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.17%
|
35,375
|
$923,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.12%
|
25,224
|
$658,000 | — | 30 Sep 2019 | |
| Meridian Wealth Management, LLC |
13F
|
Company |
0.12%
|
23,652
|
$617,000 | — | 30 Sep 2019 | |
| Covington Capital Management |
13F
|
Company |
0.11%
|
23,000
|
$600,000 | — | 30 Sep 2019 | |
| Merit Financial Group, LLC |
13F
|
Company |
0.11%
|
22,847
|
$596,000 | — | 30 Sep 2019 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.11%
|
22,432
|
$585,000 | — | 30 Sep 2019 | |
| Adirondack Research & Management Inc. |
13F
|
Company |
0.12%
|
25,350
|
$577,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.11%
|
21,443
|
$559,000 | — | 30 Sep 2019 | |
| CENTAURUS FINANCIAL, INC. |
13F
|
Company |
0.1%
|
19,991
|
$522,000 | — | 30 Sep 2019 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.09%
|
18,830
|
$491,000 | — | 30 Sep 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.09%
|
17,425
|
$455,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.08%
|
16,428
|
$429,000 | — | 30 Sep 2019 | |
| Bison Wealth, LLC |
13F
|
Company |
0.08%
|
16,418
|
$429,000 | — | 30 Sep 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.07%
|
14,545
|
$380,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.06%
|
11,629
|
$306,000 | — | 30 Sep 2019 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.05%
|
11,162
|
$291,000 | — | 30 Sep 2019 | |
| Fiera Capital Corp |
13F
|
Company |
0.05%
|
10,292
|
$269,000 | — | 30 Sep 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.05%
|
10,150
|
$265,000 | — | 30 Sep 2019 | |
| Golden State Wealth Management, LLC |
13F
|
Company |
0.05%
|
10,062
|
$263,000 | — | 30 Sep 2019 | |
| BLB&B Advisors, LLC |
13F
|
Company |
0.04%
|
8,341
|
$218,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
6,166
|
$160,000 | — | 30 Sep 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.02%
|
4,218
|
$110,000 | — | 30 Sep 2019 | |
| Sterling Investment Advisors, Ltd. |
13F
|
Company |
0.01%
|
3,000
|
$78,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0.01%
|
2,775
|
$72,000 | — | 30 Sep 2019 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.01%
|
2,445
|
$63,000 | — | 30 Sep 2019 | |
| Financial Management Professionals, Inc. |
13F
|
Company |
0.01%
|
2,150
|
$56,000 | — | 30 Sep 2019 | |
| CWM, LLC |
13F
|
Company |
0.01%
|
1,545
|
$45,000 | — | 30 Sep 2019 | |
| Realta Investment Advisors |
13F
|
Company |
0.01%
|
1,689
|
$44,000 | — | 30 Sep 2019 | |
| Patriot Financial Group Insurance Agency, LLC |
13F
|
Company |
0.01%
|
1,500
|
$39,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.01%
|
1,300
|
$33,000 | — | 30 Sep 2019 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
1,200
|
$31,000 | — | 30 Sep 2019 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q4 2019
As of 31 Dec 2019,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,558,335 shares.
The largest 10 holders included
RAYMOND JAMES & ASSOCIATES, COHEN & STEERS, INC., Oxbow Advisors, LLC, Invesco Ltd., Raymond James Financial Services Advisors, Inc., LPL Financial LLC, WELLS FARGO & COMPANY/MN, 1776 WEALTH LLC, MORGAN STANLEY, and Guggenheim Capital LLC.
This page lists
53
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
55
Q4 2019 holders
53
Holder diff
-2
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.