Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q4 2015 13F Holders as of 31 Dec 2015
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,946,433
- Share change
- +205,025
- Total reported value
- $67,541,000
- Price per share
- $22.90
- Number of holders
- 38
- Value change
- +$4,741,416
- Number of buys
- 20
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 33848W106?
CUSIP 33848W106 identifies DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848W106:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.5%
|
502,156
|
$11,238,000 | — | 30 Sep 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
2.1%
|
432,982
|
$9,690,000 | — | 30 Sep 2015 | |
| McGowan Group Asset Management, Inc. |
13F
|
Company |
1.4%
|
295,128
|
$6,605,000 | — | 30 Sep 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
236,224
|
$5,287,000 | — | 30 Sep 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.77%
|
158,023
|
$3,537,000 | — | 30 Sep 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.69%
|
139,846
|
$3,129,000 | — | 30 Sep 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.63%
|
127,659
|
$2,857,000 | — | 30 Sep 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.6%
|
122,885
|
$2,732,000 | — | 30 Sep 2015 | |
| UBS Group AG |
13F
|
Company |
0.44%
|
90,427
|
$2,024,000 | — | 30 Sep 2015 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.41%
|
84,595
|
$1,893,000 | — | 30 Sep 2015 | |
| Mathes Company, Inc. |
13F
|
Company |
0.36%
|
72,650
|
$1,626,000 | — | 30 Sep 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.33%
|
67,749
|
$1,516,000 | — | 30 Sep 2015 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
53,941
|
$1,337,000 | — | 30 Sep 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.28%
|
57,445
|
$1,286,000 | — | 30 Sep 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.24%
|
48,803
|
$1,092,000 | — | 30 Sep 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.23%
|
47,740
|
$1,068,000 | — | 30 Sep 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.21%
|
43,244
|
$968,000 | — | 30 Sep 2015 | |
| Covington Capital Management |
13F
|
Company |
0.15%
|
30,925
|
$692,000 | — | 30 Sep 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.14%
|
28,822
|
$645,000 | — | 30 Sep 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
21,765
|
$487,000 | — | 30 Sep 2015 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.11%
|
21,467
|
$480,000 | — | 30 Sep 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.1%
|
21,148
|
$473,000 | — | 30 Sep 2015 | |
| COBIZ WEALTH, LLC |
13F
|
Company |
0.1%
|
21,000
|
$470,000 | — | 30 Sep 2015 | |
| Bison Wealth, LLC |
13F
|
Company |
0.1%
|
20,091
|
$446,000 | — | 30 Sep 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.09%
|
17,423
|
$393,000 | — | 30 Sep 2015 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.05%
|
9,788
|
$219,000 | — | 30 Sep 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
5,000
|
$111,000 | — | 30 Sep 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
4,138
|
$93,000 | — | 30 Sep 2015 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.01%
|
2,900
|
$65,000 | — | 30 Sep 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,700
|
$60,000 | — | 30 Sep 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,526
|
$34,000 | — | 30 Sep 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,200
|
$27,000 | — | 30 Sep 2015 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
1,040
|
$23,000 | — | 30 Sep 2015 | |
| Creative Planning |
13F
|
Company |
0%
|
800
|
$18,000 | — | 30 Sep 2015 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
400
|
$9,000 | — | 30 Sep 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
300
|
$6,000 | — | 30 Sep 2015 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q4 2015
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2015 vs Q3 2015 Across Filers
| Investor | Q3 2015 Shares | Q4 2015 Shares | Share Diff | Share Chg % | Q3 2015 Value $ | Q4 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.