Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,739,989
- Share change
- +254,793
- Total reported value
- $61,299,000
- Price per share
- $22.38
- Number of holders
- 35
- Value change
- +$5,710,393
- Number of buys
- 17
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 33848W106?
CUSIP 33848W106 identifies DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 33848W106:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.8%
|
563,546
|
$12,572,000 | — | 30 Jun 2015 | |
| Oxbow Advisors, LLC |
13F
|
Company |
1.9%
|
397,909
|
$8,877,000 | — | 30 Jun 2015 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
242,446
|
$5,409,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.87%
|
178,236
|
$3,976,000 | — | 30 Jun 2015 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.65%
|
133,138
|
$2,970,000 | — | 30 Jun 2015 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.59%
|
119,426
|
$2,664,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.53%
|
107,424
|
$2,375,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0.5%
|
102,142
|
$2,278,000 | — | 30 Jun 2015 | |
| Mathes Company, Inc. |
13F
|
Company |
0.34%
|
70,150
|
$1,565,000 | — | 30 Jun 2015 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.33%
|
68,109
|
$1,520,000 | — | 30 Jun 2015 | |
| IAT REINSURANCE CO LTD. |
13F
|
Company |
—
class O/S missing
|
53,941
|
$1,349,000 | — | 30 Jun 2015 | |
| SeaBridge Investment Advisors LLC |
13F
|
Company |
0.26%
|
54,085
|
$1,207,000 | — | 30 Jun 2015 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.24%
|
49,862
|
$1,112,000 | — | 30 Jun 2015 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.23%
|
47,740
|
$1,065,000 | — | 30 Jun 2015 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.21%
|
42,021
|
$938,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.2%
|
41,684
|
$931,000 | — | 30 Jun 2015 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.19%
|
38,903
|
$866,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.15%
|
30,973
|
$691,000 | — | 30 Jun 2015 | |
| Covington Capital Management |
13F
|
Company |
0.15%
|
30,925
|
$690,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.11%
|
22,301
|
$498,000 | — | 30 Jun 2015 | |
| Bison Wealth, LLC |
13F
|
Company |
0.11%
|
22,109
|
$490,000 | — | 30 Jun 2015 | |
| COBIZ WEALTH, LLC |
13F
|
Company |
0.1%
|
21,000
|
$469,000 | — | 30 Jun 2015 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.1%
|
19,640
|
$438,000 | — | 30 Jun 2015 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.09%
|
17,448
|
$408,000 | — | 30 Jun 2015 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
15,037
|
$352,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.07%
|
14,824
|
$330,000 | — | 30 Jun 2015 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.06%
|
12,600
|
$281,000 | — | 30 Jun 2015 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.05%
|
10,423
|
$233,000 | — | 30 Jun 2015 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.05%
|
9,719
|
$217,000 | — | 30 Jun 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.02%
|
5,000
|
$111,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
4,878
|
$109,000 | — | 30 Jun 2015 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.01%
|
2,700
|
$60,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.01%
|
1,522
|
$34,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,200
|
$27,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
600
|
$13,000 | — | 30 Jun 2015 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
300
|
$6,000 | — | 30 Jun 2015 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q3 2015
As of 30 Sep 2015,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,739,989 shares.
The largest 10 holders included
Invesco Ltd., Oxbow Advisors, LLC, McGowan Group Asset Management, Inc., RAYMOND JAMES & ASSOCIATES, COHEN & STEERS INC, WELLS FARGO & COMPANY/MN, FIRST FOUNDATION ADVISORS, LPL Financial LLC, UBS Group AG, and Raymond James Financial Services Advisors, Inc..
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
35
Q3 2015 holders
35
Holder diff
0
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.