Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q4 2014 13F Holders as of 31 Dec 2014
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,394,969
- Share change
- -27,688
- Total reported value
- $53,288,033
- Price per share
- $22.25
- Number of holders
- 38
- Value change
- -$615,763
- Number of buys
- 20
- Number of sells
- 13
Quarterly Holders Quick Answers
What is CUSIP 33848W106?
CUSIP 33848W106 identifies DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848W106:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
3%
|
608,138
|
$13,738,000 | — | 30 Sep 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
1.7%
|
353,401
|
$7,983,000 | — | 30 Sep 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.4%
|
291,414
|
$6,583,000 | — | 30 Sep 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.89%
|
180,709
|
$4,082,000 | — | 30 Sep 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.71%
|
144,248
|
$3,259,000 | — | 30 Sep 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.68%
|
138,738
|
$3,134,000 | — | 30 Sep 2014 | |
| UBS AG |
13F
|
Company |
0.45%
|
92,689
|
$2,094,000 | — | 30 Sep 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.36%
|
73,628
|
$1,674,000 | — | 30 Sep 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.36%
|
73,093
|
$1,651,000 | — | 30 Sep 2014 | |
| Mathes Company, Inc. |
13F
|
Company |
0.28%
|
56,650
|
$1,280,000 | — | 30 Sep 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.19%
|
39,258
|
$887,000 | — | 30 Sep 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.19%
|
37,935
|
$857,000 | — | 30 Sep 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.18%
|
37,592
|
$849,000 | — | 30 Sep 2014 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.17%
|
34,504
|
$779,000 | — | 30 Sep 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.17%
|
34,453
|
$778,000 | — | 30 Sep 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.16%
|
33,474
|
$756,000 | — | 30 Sep 2014 | |
| Covington Capital Management |
13F
|
Company |
0.15%
|
30,925
|
$699,000 | — | 30 Sep 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.14%
|
28,893
|
$653,000 | — | 30 Sep 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
27,390
|
$619,000 | — | 30 Sep 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.11%
|
21,870
|
$494,000 | — | 30 Sep 2014 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.08%
|
15,594
|
$352,000 | — | 30 Sep 2014 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.05%
|
9,535
|
$218,000 | — | 30 Sep 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
6,431
|
$145,000 | — | 30 Sep 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
6,360
|
$143,000 | — | 30 Sep 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.02%
|
4,638
|
$105,000 | — | 30 Sep 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
4,000
|
$90,000 | — | 30 Sep 2014 | |
| Creative Planning |
13F
|
Company |
0.02%
|
3,900
|
$88,000 | — | 30 Sep 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,200
|
$27,000 | — | 30 Sep 2014 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.01%
|
1,110
|
$25,000 | — | 30 Sep 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
33
|
$1,000 | — | 30 Sep 2014 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q4 2014
As of 31 Dec 2014,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,394,969 shares.
The largest 10 holders included
Invesco Ltd., Oxbow Advisors, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, COHEN & STEERS INC, UBS Group AG, LPL Financial LLC, FIRST FOUNDATION ADVISORS, Mathes Company, Inc., and FIRST TRUST ADVISORS LP.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2014 vs Q3 2014 Across Filers
Q3 2014 holders
29
Q4 2014 holders
38
Holder diff
9
| Investor | Q3 2014 Shares | Q4 2014 Shares | Share Diff | Share Chg % | Q3 2014 Value $ | Q4 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.