Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP)
CUSIP: 33848W106
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Preferred Stock
- Shares outstanding
- 20,411,114
- Total 13F shares
- 2,391,770
- Share change
- +147,907
- Total reported value
- $54,042,000
- Price per share
- $22.59
- Number of holders
- 29
- Value change
- +$3,148,549
- Number of buys
- 18
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 33848W106?
CUSIP 33848W106 identifies DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 33848W106:
Top shareholders of DFP - Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. |
13F
|
Company |
2.3%
|
467,183
|
$11,007,000 | — | 30 Jun 2014 | |
| Oxbow Advisors, LLC |
13F
|
Company |
1.7%
|
354,098
|
$8,343,000 | — | 30 Jun 2014 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.4%
|
277,439
|
$6,536,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.78%
|
159,404
|
$3,755,000 | — | 30 Jun 2014 | |
| Relative Value Partners, LLC |
13F
|
Company |
0.75%
|
152,396
|
$3,590,000 | — | 30 Jun 2014 | |
| COHEN & STEERS, INC. |
13F
|
Company |
0.64%
|
131,130
|
$3,089,000 | — | 30 Jun 2014 | |
| KMS FINANCIAL SERVICES, INC |
13F
|
Company |
0.52%
|
105,689
|
$2,490,000 | — | 30 Jun 2014 | |
| Eos Management, L.P. |
13F
|
Company |
0.28%
|
57,389
|
$1,352,000 | — | 30 Jun 2014 | |
| Mathes Company, Inc. |
13F
|
Company |
0.28%
|
56,650
|
$1,335,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.25%
|
51,626
|
$1,216,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.23%
|
47,692
|
$1,123,000 | — | 30 Jun 2014 | |
| Prospera Financial Services Inc |
13F
|
Company |
0.19%
|
37,914
|
$893,000 | — | 30 Jun 2014 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.18%
|
35,900
|
$847,000 | — | 30 Jun 2014 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
34,434
|
$811,000 | — | 30 Jun 2014 | |
| FIRST TRUST ADVISORS LP |
13F
|
Company |
0.16%
|
31,775
|
$749,000 | — | 30 Jun 2014 | |
| Aviance Capital Partners, LLC |
13F
|
Company |
0.15%
|
31,560
|
$744,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.15%
|
30,306
|
$714,000 | — | 30 Jun 2014 | |
| Covington Capital Management |
13F
|
Company |
0.15%
|
30,925
|
$711,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.15%
|
30,175
|
$711,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.11%
|
21,604
|
$509,000 | — | 30 Jun 2014 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.1%
|
19,665
|
$463,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.09%
|
18,670
|
$440,000 | — | 30 Jun 2014 | |
| FIRST FOUNDATION ADVISORS |
13F
|
Company |
0.09%
|
18,000
|
$424,000 | — | 30 Jun 2014 | |
| SignalPoint Asset Management, LLC |
13F
|
Company |
0.07%
|
15,160
|
$357,000 | — | 30 Jun 2014 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.03%
|
6,431
|
$152,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
6,000
|
$141,000 | — | 30 Jun 2014 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.03%
|
5,500
|
$129,580 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
4,000
|
$94,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0.01%
|
1,200
|
$28,000 | — | 30 Jun 2014 | |
| ALLIANCEBERNSTEIN L.P. |
13F
|
Company |
0.01%
|
1,110
|
$26,000 | — | 30 Jun 2014 | |
| HOWE & RUSLING INC |
13F
|
Company |
0%
|
1,014
|
$24,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
674
|
$16,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
650
|
$15,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
500
|
$12,000 | — | 30 Jun 2014 | |
| MUFG Americas Holdings Corp |
13F
|
Company |
0%
|
33
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) as of Q3 2014
As of 30 Sep 2014,
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc - Preferred Stock (DFP) was held by
29 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,391,770 shares.
The largest 10 holders included
Invesco Ltd., Oxbow Advisors, LLC, RAYMOND JAMES & ASSOCIATES, WELLS FARGO & COMPANY/MN, Relative Value Partners, LLC, COHEN & STEERS INC, UBS AG, LPL Financial LLC, FIRST FOUNDATION ADVISORS, and Mathes Company, Inc..
This page lists
29
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
34
Q3 2014 holders
29
Holder diff
-5
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.