Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q3 2018?

23 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q3 2018. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q3 2018 13F Holders as of 30 Sep 2018

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 6,904,180
Total 13F shares: 420,947
Share change: +29,472
Total reported value: $7,130,034
Put/Call ratio: 0%
Price per share: $16.94
Number of holders: 23
Value change: +$619,084
Number of buys: 11
Number of sells: 9

Quarterly Holders Quick Answers

What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2018
Previous quarter: Q2 2018

Recent filing periods for CUSIP 33766Y100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Geneos Wealth Management Inc.	13F	Company	1.5%	106,635	$1,511,000	—	30 Jun 2018	13F
Yakira Capital Management, Inc.	13F	Company	0.66%	45,821	$649,000	—	30 Jun 2018	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.68%	46,940	$530,000	—	30 Jun 2018	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.38%	26,045	$369,000	—	30 Jun 2018	13F
PRECEPT MANAGEMENT LLC	13F	Company	0.36%	25,000	$354,000	—	30 Jun 2018	13F
StoneX Group Inc.	13F	Company	0.32%	22,163	$314,000	—	30 Jun 2018	13F
CLOUGH CAPITAL PARTNERS L P	13F	Company	0.28%	19,200	$272,000	—	30 Jun 2018	13F
ROYAL BANK OF CANADA	13F	Company	0.28%	19,185	$272,000	—	30 Jun 2018	13F
FNY Investment Advisers, LLC	13F	Company	0.27%	18,800	$264,000	—	30 Jun 2018	13F
FIFTH THIRD BANCORP	13F	Company	0.21%	14,698	$208,000	—	30 Jun 2018	13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP	13F	Company	0.18%	12,521	$176,000	—	30 Jun 2018	13F
WOLVERINE TRADING, LLC	13F	Company	0.2%	14,100	$159,000	—	30 Jun 2018	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.16%	11,024	$156,000	—	30 Jun 2018	13F
MORGAN STANLEY	13F	Company	0.09%	6,500	$93,000	—	30 Jun 2018	13F
UBS Group AG	13F	Company	0.02%	1,612	$23,000	—	30 Jun 2018	13F
REGIONS FINANCIAL CORP	13F	Company	0.01%	502	$7,000	—	30 Jun 2018	13F
BANK OF MONTREAL /CAN/	13F	Company	0%	308	$4,000	—	30 Jun 2018	13F
SeaCrest Wealth Management, LLC	13F	Company	0%	166	$2,000	—	30 Jun 2018	13F
Asset Planning Services, Ltd.	13F	Company	0%	165	$2,000	—	30 Jun 2018	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	0%	86	$1,000	—	30 Jun 2018	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	86	$1,000	—	30 Jun 2018	13F
PATHSTONE FAMILY OFFICE, LLC	13F	Company	0%	81	$1,000	—	30 Jun 2018	13F
IFP Advisors, Inc	13F	Company	0%	39	$1,000	—	30 Jun 2018	13F
Sutton Wealth Advisors Inc.	13F	Company	0%	2	$28	—	30 Jun 2018	13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2018

As of 30 Sep 2018, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 420,947 shares. The largest 10 holders included Geneos Wealth Management Inc., Yakira Capital Management, Inc., LADENBURG THALMANN FINANCIAL SERVICES INC., ROYAL BANK OF CANADA, Clough Capital Partners L P, INTL FCSTONE INC., FNY Investment Advisers, LLC, Precept Management LLC, Thomas J. Herzfeld Advisors, Inc., and FIFTH THIRD BANCORP. This page lists 23 institutional shareholders reporting positions in this security for the Q3 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2018 vs Q2 2018 Across Filers

Q2 2018 holders

Q3 2018 holders

Holder diff

Investor	Q2 2018 Shares	Q3 2018 Shares	Share Diff	Share Chg %	Q2 2018 Value $	Q3 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.