Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)
CUSIP: 33766Y100
Q2 2018 13F Holders as of 30 Jun 2018
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 6,904,180
- Total 13F shares
- 391,640
- Share change
- -792,989
- Total reported value
- $5,368,028
- Put/Call ratio
- 50%
- Price per share
- $14.06
- Number of holders
- 23
- Value change
- -$10,942,889
- Number of buys
- 4
- Number of sells
- 12
Quarterly Holders Quick Answers
What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.
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Recent filing periods for CUSIP 33766Y100:
Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
742,843
|
$8,387,000 | — | 31 Mar 2018 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.5%
|
106,850
|
$1,206,000 | — | 31 Mar 2018 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.78%
|
53,880
|
$609,000 | — | 31 Mar 2018 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.69%
|
47,821
|
$540,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.68%
|
46,940
|
$530,000 | — | 31 Mar 2018 | |
| Radcliffe Capital Management, L.P. |
13F
|
Company |
0.5%
|
34,800
|
$393,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.38%
|
26,454
|
$299,000 | — | 31 Mar 2018 | |
| PRECEPT MANAGEMENT LLC |
13F
|
Company |
0.36%
|
25,000
|
$282,000 | — | 31 Mar 2018 | |
| FNY Partners Fund LP |
13F
|
Company |
0.23%
|
15,800
|
$178,000 | — | 31 Mar 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.22%
|
15,309
|
$173,000 | — | 31 Mar 2018 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.21%
|
14,698
|
$166,000 | — | 31 Mar 2018 | |
| WOLVERINE TRADING, LLC |
13F
|
Company |
0.2%
|
14,100
|
$159,000 | — | 31 Mar 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0.16%
|
11,293
|
$127,000 | — | 31 Mar 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
11,000
|
$124,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
0.12%
|
8,607
|
$98,000 | — | 31 Mar 2018 | |
| GLENMEDE TRUST CO NA |
13F
|
Company |
0.11%
|
7,300
|
$65,000 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
2,959
|
$34,000 | — | 31 Mar 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.03%
|
1,764
|
$20,000 | — | 31 Mar 2018 | |
| REGIONS FINANCIAL CORP |
13F
|
Company |
0.01%
|
502
|
$6,000 | — | 31 Mar 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0%
|
308
|
$3,000 | — | 31 Mar 2018 | |
| Stratos Wealth Partners, LTD. |
13F
|
Company |
0%
|
264
|
$3,000 | — | 31 Mar 2018 | |
| SeaCrest Wealth Management, LLC |
13F
|
Company |
0%
|
166
|
$2,000 | — | 31 Mar 2018 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0%
|
165
|
$2,000 | — | 31 Mar 2018 | |
| Avantax Planning Partners, Inc. |
13F
|
Company |
0%
|
142
|
$2,000 | — | 31 Mar 2018 | |
| REILLY FINANCIAL ADVISORS, LLC |
13F
|
Company |
0%
|
86
|
$1,000 | — | 31 Mar 2018 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0%
|
81
|
$1,000 | — | 31 Mar 2018 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0%
|
2
|
$22 | — | 31 Mar 2018 |
Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2018
As of 30 Jun 2018,
Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
391,640 shares.
The largest 10 holders included
Geneos Wealth Management Inc., LADENBURG THALMANN FINANCIAL SERVICES INC., Yakira Capital Management, Inc., WELLS FARGO & COMPANY/MN, Precept Management LLC, INTL FCSTONE INC., Clough Capital Partners L P, ROYAL BANK OF CANADA, FNY Investment Advisers, LLC, and FIFTH THIRD BANCORP.
This page lists
23
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
25
Q2 2018 holders
23
Holder diff
-2
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.