Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC)

Q: What does CUSIP 33766Y100 represent in this 13F holders report?

CUSIP 33766Y100 is the security identifier for SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share used to aggregate holder disclosures.

Q: How many institutions held SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in Q3 2015?

28 institutional investors reported SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share for Q3 2015. Use the holders table for investor-level position and value details.

CUSIP: 33766Y100

Q3 2015 13F Holders as of 30 Sep 2015

Type / Class: Equity / Common Stock, par value $0.001 per share
Shares outstanding: 6,904,180
Total 13F shares: 1,995,305
Share change: -30,644
Total reported value: $16,983,686
Price per share: $8.51
Number of holders: 28
Value change: -$369,542
Number of buys: 12
Number of sells: 14

Quarterly Holders Quick Answers

What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Next holder-history checks

These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.

Back to full security ownership history for the broader multi-quarter picture.
Latest 13F filings for newly reported positions across managers.
Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2015
Previous quarter: Q2 2015

Recent filing periods for CUSIP 33766Y100:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Bulldog Investors, LLP	13F	Company	10%	723,910	$9,338,000	—	30 Jun 2015	13F
CREDIT SUISSE AG/	13F	Company	5.3%	365,925	$4,720,000	—	30 Jun 2015	13F
SIT INVESTMENT ASSOCIATES INC	13F	Company	4.8%	332,657	$4,291,000	—	30 Jun 2015	13F
BNP PARIBAS FINANCIAL MARKETS	13F	Company	2.3%	158,132	$2,033,578	—	30 Jun 2015	13F
ICON ADVISERS INC/CO	13F	Company	1.3%	86,948	$1,122,000	—	30 Jun 2015	13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	13F	Company	1%	68,915	$888,000	—	30 Jun 2015	13F
Weiss Asset Management LP	13F	Company	0.91%	62,594	$805,000	—	30 Jun 2015	13F
Ancora Advisors LLC	13F	Company	0.86%	59,141	$763,000	—	30 Jun 2015	13F
Jefferies Group LLC	13F	Company	0.36%	25,063	$323,000	—	30 Jun 2015	13F
LADENBURG THALMANN FINANCIAL SERVICES INC.	13F	Company	0.33%	22,860	$295,000	—	30 Jun 2015	13F
ROYAL BANK OF CANADA	13F	Company	0.32%	22,142	$286,000	—	30 Jun 2015	13F
Yakira Capital Management, Inc.	13F	Company	0.31%	21,139	$273,000	—	30 Jun 2015	13F
GOLDMAN SACHS GROUP INC	13F	Company	0.23%	16,109	$208,000	—	30 Jun 2015	13F
UBS Group AG	13F	Company	0.17%	12,072	$156,000	—	30 Jun 2015	13F
Radcliffe Capital Management, L.P.	13F	Company	0.17%	11,927	$154,000	—	30 Jun 2015	13F
Commonwealth Equity Services, Inc	13F	Company	0.16%	10,882	$140,000	—	30 Jun 2015	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.15%	10,288	$132,000	—	30 Jun 2015	13F
MORGAN STANLEY	13F	Company	0.11%	7,695	$100,000	—	30 Jun 2015	13F
BANK OF AMERICA CORP /DE/	13F	Company	0.03%	1,944	$25,000	—	30 Jun 2015	13F
Edge Wealth Management LLC	13F	Company	0.03%	1,867	$24,000	—	30 Jun 2015	13F
FIRST NEW YORK SECURITIES LLC /NY	13F	Company	0.02%	1,349	$17,402	—	30 Jun 2015	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.01%	900	$12,000	—	30 Jun 2015	13F
PineBridge Investments, L.P.	13F	Company	0.01%	604	$8,000	—	30 Jun 2015	13F
Tower Research Capital LLC (TRC)	13F	Company	0%	308	$4,000	—	30 Jun 2015	13F
HIGHLAND CAPITAL MANAGEMENT LP	13F	Company	0%	268	$3,000	—	30 Jun 2015	13F
CITIGROUP INC	13F	Company	0%	197	$3,000	—	30 Jun 2015	13F
Financial Advantage, Inc.	13F	Company	0%	191	$2,000	—	30 Jun 2015	13F
Asset Planning Services, Ltd.	13F	Company	0%	165	$2,000	—	30 Jun 2015	13F
REILLY FINANCIAL ADVISORS, LLC	13F	Company	0%	86	$1,000	—	30 Jun 2015	13F
WEALTHFRONT CORP	13F	Company	0%	55	$1,000	—	30 Jun 2015	13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q3 2015

As of 30 Sep 2015, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 28 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,995,305 shares. The largest 10 holders included Bulldog Investors, LLC, CREDIT SUISSE AG/, SIT INVESTMENT ASSOCIATES INC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, ICON ADVISERS INC/CO, Ancora Advisors, LLC, BNP PARIBAS ARBITRAGE, SA, Radcliffe Capital Management, L.P., MORGAN STANLEY, and Jefferies Group LLC. This page lists 28 institutional shareholders reporting positions in this security for the Q3 2015 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2015 vs Q2 2015 Across Filers

Q2 2015 holders

Q3 2015 holders

Holder diff

-1

Investor	Q2 2015 Shares	Q3 2015 Shares	Share Diff	Share Chg %	Q2 2015 Value $	Q3 2015 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.