Type / Class
Equity / Common Stock, par value $0.001 per share
Shares outstanding
6,904,180
Total 13F shares
2,026,114
Share change
-80,348
Total reported value
$26,126,980
Price per share
$12.90
Number of holders
29
Value change
-$1,107,811
Number of buys
11
Number of sells
16

Quarterly Holders Quick Answers

What is CUSIP 33766Y100?
CUSIP 33766Y100 identifies SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share in SEC institutional holdings data.

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Open the full security ownership history page.

Top shareholders of SVVC - Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Bulldog Investors, LLP
13F
Company
11%
785,452
$11,263,000 31 Mar 2015
13F
CREDIT SUISSE AG/
13F
Company
5.2%
361,051
$5,177,000 31 Mar 2015
13F
SIT INVESTMENT ASSOCIATES INC
13F
Company
4.9%
336,140
$4,820,000 31 Mar 2015
13F
BNP PARIBAS FINANCIAL MARKETS
13F
Company
2.3%
158,132
$2,267,613 31 Mar 2015
13F
Weiss Asset Management LP
13F
Company
1.6%
109,040
$1,564,000 31 Mar 2015
13F
ICON ADVISERS INC/CO
13F
Company
1.5%
102,067
$1,464,000 31 Mar 2015
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
0.57%
39,273
$563,000 31 Mar 2015
13F
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
13F
Company
0.48%
32,851
$471,000 31 Mar 2015
13F
TWO SIGMA ADVISERS, LP
13F
Company
0.45%
30,900
$443,000 31 Mar 2015
13F
Jefferies Group LLC
13F
Company
0.36%
24,888
$357,000 31 Mar 2015
13F
Yakira Capital Management, Inc.
13F
Company
0.31%
21,139
$303,000 31 Mar 2015
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
0.3%
20,826
$299,000 31 Mar 2015
13F
GOLDMAN SACHS GROUP INC
13F
Company
0.23%
16,166
$232,000 31 Mar 2015
13F
ROYAL BANK OF CANADA
13F
Company
0.22%
15,342
$220,000 31 Mar 2015
13F
UBS Group AG
13F
Company
0.19%
12,869
$185,000 31 Mar 2015
13F
Commonwealth Equity Services, Inc
13F
Company
0.17%
11,731
$168,000 31 Mar 2015
13F
MORGAN STANLEY
13F
Company
0.16%
10,935
$157,000 31 Mar 2015
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
0.09%
6,405
$92,000 31 Mar 2015
13F
Invesco Ltd.
13F
Company
0.06%
3,877
$56,000 31 Mar 2015
13F
Edge Wealth Management LLC
13F
Company
0.03%
1,867
$27,000 31 Mar 2015
13F
BANK OF AMERICA CORP /DE/
13F
Company
0.03%
1,826
$26,000 31 Mar 2015
13F
WELLS FARGO & COMPANY/MN
13F
Company
0.01%
800
$11,000 31 Mar 2015
13F
Tower Research Capital LLC (TRC)
13F
Company
0.01%
637
$9,000 31 Mar 2015
13F
PineBridge Investments, L.P.
13F
Company
0.01%
604
$9,000 31 Mar 2015
13F
CITIGROUP INC
13F
Company
0.01%
591
$9,000 31 Mar 2015
13F
Creative Planning
13F
Company
0.01%
510
$7,000 31 Mar 2015
13F
Financial Advantage, Inc.
13F
Company
0%
191
$3,000 31 Mar 2015
13F
REILLY FINANCIAL ADVISORS, LLC
13F
Company
0%
187
$3,000 31 Mar 2015
13F
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO
13F
Company
0%
51
$1,000 31 Mar 2015
13F

Institutional Holders of Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) as of Q2 2015

As of 30 Jun 2015, Firsthand Technology Value Fund, Inc. - Common Stock, par value $0.001 per share (SVVC) was held by 29 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,026,114 shares. The largest 10 holders included Bulldog Investors, LLC, CREDIT SUISSE AG/, SIT INVESTMENT ASSOCIATES INC, BNP PARIBAS ARBITRAGE, SA, ICON ADVISERS INC/CO, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Weiss Asset Management LP, Ancora Advisors, LLC, Jefferies Group LLC, and LADENBURG THALMANN FINANCIAL SERVICES INC. This page lists 29 institutional shareholders reporting positions in this security for the Q2 2015 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q2 2015 vs Q1 2015 Across Filers

Q1 2015 holders
28
Q2 2015 holders
29
Holder diff
1
Investor Q1 2015 Shares Q2 2015 Shares Share Diff Share Chg % Q1 2015 Value $ Q2 2015 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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