Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Max Buffer ETF - November (NOVM) Institutional Ownership
CUSIP: 33740U521
13F Institutional Holders and Ownership History from Q4 2024 to Q2 2026
Institutions Reporting
32
Shares (Excl. Options)
451,236
Price
$32.71
Save this security page for your next review
Keep this CUSIP in your watchlists so you can revisit quarter changes from one place. If you create an account from here, we will bring you back after verification.
- Security type / class
- Equity / FT Vest U.S. Equity Max Buffer ETF - November
- Symbol
- NOVM
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 451,236
- Total 13F value
- $14,761,874
- Portfolio coverage rank
- 0%
- Share change
- -5,077
- Value change
- -$168,758
- Number of holders
- 32
- Shares outstanding
- 775,363
- SEC-reported price per share
- $33.72
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- NOVM - First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Max Buffer ETF - November is tracked under CUSIP 33740U521.
- 32 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 32 to 13 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $14,761,874 to $7,934,983.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 32 institutions filings for Q1 2026.
Security key
33740U521
Latest holder period
Q1 2026
13F holders
32
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33740U521:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
NOVM
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 10% | $2,600,064 | 79,087 | First Trust Portfolios L.P. | 31 Dec 2025 |
As of 31 Mar 2026, 32 institutional investors reported holding 451,236 shares of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Max Buffer ETF - November (NOVM). This represents 58% of the company’s total 775,363 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
58%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| Clear Creek Financial Management, LLC | 11% | 87,447 | +2.4% | 0.22% | $2,860,767 |
| PARK AVENUE SECURITIES LLC | 6.3% | 49,115 | +122% | 0.01% | $1,607,000 |
| Cetera Investment Advisers | 4.8% | 37,537 | +6.6% | 0% | $1,227,997 |
| ENVESTNET ASSET MANAGEMENT INC | 4% | 31,314 | +3.2% | 0% | $1,024,416 |
| COMMONWEALTH EQUITY SERVICES, LLC | 3.6% | 27,962 | -3.5% | 0% | $914,759 |
| Madrona Financial Services, LLC | 2.5% | 19,749 | -0.3% | 0.14% | $646,075 |
| Waverly Advisors, LLC | 2.4% | 18,910 | 0% | 0% | $618,627 |
| MGO ONE SEVEN LLC | 2.4% | 18,834 | 0% | 0.01% | $616,141 |
| Gallagher Fiduciary Advisors, LLC | 2% | 15,855 | 0% | 0.02% | $518,670 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 2% | 15,351 | -33% | 0% | $502,197 |
| TRUIST FINANCIAL CORP | 1.6% | 12,702 | +8.5% | 0% | $415,537 |
| Glen Eagle Advisors, LLC | 1.6% | 12,681 | 0% | 0.06% | $414,850 |
| AE Wealth Management LLC | 1.6% | 12,438 | 0% | 0% | $406,900 |
| Capasso Planning Partners LLC | 1.6% | 12,055 | 0% | 0.21% | $394,371 |
| Ameritas Advisory Services, LLC | 1.4% | 10,550 | 0% | 0.01% | $345,136 |
| Kestra Advisory Services, LLC | 1.1% | 8,653 | -27% | 0% | $283,077 |
| CWM, LLC | 1.1% | 8,465 | -0.07% | 0% | $276,927 |
| INDEPENDENT FINANCIAL GROUP, LLC | 0.99% | 7,672 | 0% | 0.01% | $250,984 |
| Prasad Wealth Partners, LLC | 0.98% | 7,625 | 0% | 0.07% | $249,447 |
| Buck Wealth Strategies, LLC | 0.93% | 7,180 | 0% | 0.03% | $234,889 |
| VICTORY FINANCIAL GROUP, LLC | 0.92% | 7,127 | 0% | 0.03% | $233,155 |
| CITADEL ADVISORS LLC | 0.83% | 6,474 | 0% | $211,792 | |
| Geneos Wealth Management Inc. | 0.77% | 5,990 | -4% | 0% | $195,959 |
| Advisory Services Network, LLC | 0.43% | 3,363 | -64% | 0% | $110,018 |
| Capital Analysts, LLC | 0.19% | 1,474 | 0% | 0% | $48,000 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
7
Latest
Q1 2026
Rows shown
1-7 of 7
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 235,273 | $7,934,983 | -$683,622 | $33.72 | 13 |
| 2026 Q1 | 451,236 | $14,761,874 | -$168,758 | $32.71 | 32 |
| 2025 Q4 | 455,972 | $14,989,198 | +$3,791,020 | $32.88 | 34 |
| 2025 Q3 | 352,787 | $11,350,445 | -$1,364,238 | $32.17 | 26 |
| 2025 Q2 | 396,611 | $12,468,879 | -$2,641,862 | $31.44 | 24 |
| 2025 Q1 | 464,569 | $14,145,094 | +$4,808,928 | $30.44 | 27 |
| 2024 Q4 | 325,416 | $9,944,614 | +$9,944,614 | $30.56 | 23 |