Latest Period
Q4 2025
Security Snapshot
First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) Institutional Ownership
CUSIP: 33740F466
13F Institutional Holders and Ownership History from Q2 2023 to Q1 2026
Institutions Reporting
62
Shares (Excl. Options)
1,663,105
Price
$25.97
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- Type / Class
- Equity / FT Vest U.S. Small Cap Moderate Buffer ETF - May
- Symbol
- SMAY
- Shares outstanding
- 3,199,890
- Price per share
- $26.76
- All holders as of 31 Dec 2025
- Q4 2025
- Total 13F shares
- 1,663,105
- Total reported value
- $43,209,479
- % of total 13F portfolios
- 0%
- Share change
- -181,297
- Value change
- -$4,258,983
- Number of holders
- 62
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors
Quick Takeaways
- SMAY - First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May is tracked under CUSIP 33740F466.
- 62 institutions reported positions in Q4 2025.
- 1 significant owner is listed from Schedule 13D/13G reporting.
What Changed
- Holder count moved from 62 to 15 between Q4 2025 and Q1 2026.
- Reported value moved from $43,209,479 to $8,764,175.
Why This Matters
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Source Evidence
Source: SEC Form 13F
Open SEC Evidence
Latest holder context comes from 62 institutions filings for Q4 2025.
Investment Quick Answers
What is CUSIP 33740F466?
CUSIP 33740F466 identifies SMAY - First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May in SEC 13F datasets.
Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.
Next ownership checks
Use the next link that matches the question you still need to answer about this security.
- Latest 13F filings when you want to inspect fresh institutional portfolio moves.
- Latest Schedule 13D/13G reports when you need large-owner changes outside the 13F cycle.
- All institutional ownership pages to compare this security with other holder-history pages.
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33740F466:
Significant Owners of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) based on Schedule 13D/G filings
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 40% | +23% | $33,991,016 | +$3,295,060 | 1,282,196 | +11% | First Trust Portfolios L.P. | 28 Feb 2026 |
As of 31 Dec 2025, 62 institutional investors reported holding 1,663,105 shares of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY). This represents 52% of the company’s total 3,199,890 outstanding shares.
Top 25 Institutional Shareholders
The largest institutional shareholders of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) together control 45% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| OSAIC HOLDINGS, INC. | 5.9% | 190,225 | -0.55% | 0.01% | $4,939,997 |
| Cetera Investment Advisers | 4.7% | 148,796 | -4.1% | 0% | $3,863,726 |
| MGO ONE SEVEN LLC | 3.7% | 117,838 | 0% | 0.06% | $3,059,852 |
| Lionshead Wealth Management, LLC | 2.6% | 83,294 | -0.64% | 1.6% | $2,162,862 |
| Westwood Wealth Management | 2.6% | 83,294 | 1.6% | $2,162,862 | |
| SMART Wealth LLC | 2.2% | 69,062 | -8.9% | 0.55% | $1,793,306 |
| LPL Financial LLC | 2% | 65,552 | +1.3% | 0% | $1,702,162 |
| Cambridge Investment Research Advisors, Inc. | 1.9% | 60,609 | -14% | 0% | $1,574,000 |
| Encompass More Asset Management | 1.9% | 59,282 | -0.24% | 0.29% | $1,539,352 |
| Advisory Services Network, LLC | 1.8% | 58,345 | +2% | 0.02% | $1,515,019 |
| COMMONWEALTH EQUITY SERVICES, LLC | 1.8% | 57,437 | -6% | 0% | $1,491,440 |
| ENVESTNET ASSET MANAGEMENT INC | 1.4% | 45,230 | -0.13% | 0% | $1,174,469 |
| Benson Wealth Management INC | 1.3% | 41,501 | 0% | 1.2% | $1,077,640 |
| SOA Wealth Advisors, LLC. | 1.3% | 41,196 | -1.1% | 0.19% | $1,069,720 |
| NorthCrest Asset Manangement, LLC | 1.2% | 38,516 | 0% | 0.02% | $1,007,579 |
| Ashton Thomas Private Wealth, LLC | 1.2% | 37,936 | +18% | 0.02% | $985,069 |
| First Heartland Consultants, Inc. | 1% | 32,579 | +1.1% | 0.06% | $845,966 |
| BFI Wealth Solutions, LLC | 0.96% | 30,875 | 0% | 0.76% | $801,718 |
| RAYMOND JAMES FINANCIAL INC | 0.95% | 30,449 | -13% | 0% | $790,657 |
| Jaffetilchin Investment Partners, LLC | 0.92% | 29,417 | -23% | 0.04% | $763,859 |
| Arkadios Wealth Advisors | 0.85% | 27,273 | 0.01% | $708,187 | |
| Ignite Planners, LLC | 0.84% | 27,000 | -3.5% | 0.11% | $711,180 |
| Kestra Advisory Services, LLC | 0.77% | 24,724 | -1.7% | 0% | $641,998 |
| Grantvest Financial Group LLC | 0.69% | 22,088 | -0.67% | 0.37% | $573,550 |
| Optivise Advisory Services LLC | 0.56% | 17,983 | 0.27% | $466,957 |
Institutional Holders of First Trust Exchange-Traded Fund VIII - FT Vest U.S. Small Cap Moderate Buffer ETF - May (SMAY) across Reporting Periods
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 367,530 | $8,764,175 | -$2,999,311 | $26.31 | 15 |
| 2025 Q4 | 1,663,105 | $43,209,479 | -$4,258,983 | $25.97 | 62 |
| 2025 Q3 | 1,607,062 | $40,647,736 | -$13,018,964 | $25.32 | 54 |
| 2025 Q2 | 2,384,499 | $57,192,281 | +$19,767,255 | $23.97 | 58 |
| 2025 Q1 | 1,564,280 | $36,581,757 | +$151,891 | $23.45 | 52 |
| 2024 Q4 | 1,541,220 | $38,217,665 | -$8,053,615 | $24.79 | 55 |
| 2024 Q3 | 1,815,284 | $44,628,556 | +$4,658,635 | $24.58 | 54 |
| 2024 Q2 | 1,643,960 | $38,357,900 | +$23,067,900 | $23.33 | 44 |
| 2024 Q1 | 656,934 | $15,064,016 | -$2,004,898 | $22.93 | 27 |
| 2023 Q4 | 746,174 | $16,424,368 | -$8,180,103 | $22.02 | 28 |
| 2023 Q3 | 1,129,696 | $22,965,275 | +$8,782,149 | $20.33 | 24 |
| 2023 Q2 | 692,255 | $14,389,450 | +$14,389,450 | $20.81 | 14 |