Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Equity / First Trust SSI Strategic Convertible Securities ETF
-
Shares outstanding
-
2,300,479
-
Number of holders
-
52
-
Total 13F shares, excl. options
-
2,966,120
-
Shares change
-
+18,822
-
Total reported value, excl. options
-
$92,538,897
-
Value change
-
+$574,847
-
Number of buys
-
29
-
Number of sells
-
-23
-
Price
-
$31.20
Significant Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) as of Q3 2019
58 filings reported holding FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF as of Q3 2019.
First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) has 52 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 2,966,120 shares
.
Largest 10 shareholders include Raymond James Financial Services Advisors, Inc. (625,381 shares), BANK OF AMERICA CORP /DE/ (360,950 shares), LPL Financial LLC (293,237 shares), Gladstone Institutional Advisory LLC (257,864 shares), American Financial Advisors, LLC (250,532 shares), MORGAN STANLEY (135,338 shares), CABANA LLC (86,278 shares), Cambridge Investment Research Advisors, Inc. (83,119 shares), RAYMOND JAMES & ASSOCIATES (74,677 shares), and ROYAL BANK OF CANADA (67,197 shares).
This table shows the top 52 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.