Latest Period
Q1 2026
Security Snapshot
First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) Institutional Ownership
CUSIP: 33739Q507
13F Institutional Holders and Ownership History from Q4 2015 to Q1 2026
Institutions Reporting
63
Shares (Excl. Options)
1,687,742
Price
$44.18
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- Security type / class
- Equity / First Trust SSI Strategic Convertible Securities ETF
- Symbol
- FCVT
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 1,687,742
- Total 13F value
- $74,593,167
- Portfolio coverage rank
- 0%
- Share change
- +82,318
- Value change
- +$3,696,409
- Number of holders
- 63
- Shares outstanding
- 2,300,479
- SEC-reported price per share
- $53.20
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
2 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF is tracked under CUSIP 33739Q507.
- 63 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 66 to 63 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $69,356,643 to $74,593,167.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 63 institutions filings for Q1 2026.
Security key
33739Q507
Latest holder period
Q1 2026
13F holders
63
13D/G owners
1
CIK / CUSIP context first
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 33739Q507:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
FCVT
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| FIRST TRUST PORTFOLIOS LP | 8.2% | -23% | $7,276,429 | -$451,902 | 187,489 | -5.8% | First Trust Portfolios L.P. | 30 Jun 2025 |
As of 31 Mar 2026, 63 institutional investors reported holding 1,687,742 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT). This represents 73% of the company’s total 2,300,479 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
67%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| LPL Financial LLC | 8.1% | 186,622 | +13% | 0% | $8,244,502 |
| Concurrent Investment Advisors, LLC | 7.5% | 172,565 | -50% | 0.08% | $7,623,490 |
| OSAIC HOLDINGS, INC. | 7.2% | 164,840 | +517% | 0.01% | $7,282,639 |
| RAYMOND JAMES FINANCIAL INC | 5.1% | 116,939 | +18% | 0% | $5,166,070 |
| JANE STREET GROUP, LLC | 4% | 92,971 | -7.6% | 0% | $4,107,226 |
| Proactive Wealth Strategies LLC | 3.6% | 83,220 | +93% | 0.69% | $3,676,360 |
| MORGAN STANLEY | 3.2% | 74,759 | -13% | 0% | $3,302,669 |
| Private Advisory Group LLC | 3.1% | 71,931 | -17% | 0.22% | $3,177,732 |
| Cambridge Investment Research Advisors, Inc. | 3% | 69,813 | +158% | 0.01% | $3,084,000 |
| ROYAL BANK OF CANADA | 2.7% | 63,079 | -29% | 0% | $2,787,000 |
| Independent Advisor Alliance | 2.2% | 51,104 | 0.02% | $2,257,647 | |
| BANK OF AMERICA CORP /DE/ | 2% | 46,152 | +14% | 0% | $2,038,884 |
| Kestra Advisory Services, LLC | 1.8% | 41,966 | -0.83% | 0.01% | $1,853,958 |
| TRUIST FINANCIAL CORP | 1.5% | 33,759 | +75% | 0% | $1,491,386 |
| RiverTree Advisors, LLC | 1.4% | 33,212 | +90% | 0.93% | $1,467,223 |
| Cetera Investment Advisers | 1.4% | 32,850 | +2.9% | 0% | $1,451,229 |
| Milestones Private Investment Advisors LLC | 1.2% | 27,583 | +13% | 1.1% | $1,218,548 |
| CWM, LLC | 1.1% | 26,376 | +313% | 0% | $1,165,226 |
| Plus Group Wealth Advisors LLC | 1.1% | 26,046 | +0.46% | 1.3% | $1,150,634 |
| Hershey Financial Advisers, LLC | 1.1% | 24,336 | +3.6% | 0.93% | $1,075,104 |
| D.A. DAVIDSON & CO. | 1.1% | 24,293 | +0.13% | 0.01% | $1,073,204 |
| Tidemark, LLC | 0.98% | 22,546 | 0% | 0.25% | $996,026 |
| STIFEL FINANCIAL CORP | 0.82% | 18,816 | -8.8% | 0% | $831,244 |
| ENVESTNET ASSET MANAGEMENT INC | 0.78% | 18,013 | -20% | 0% | $795,759 |
| OneDigital Investment Advisors LLC | 0.65% | 15,021 | +11% | 0.01% | $663,603 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
42
Latest
Q1 2026
Rows shown
1-25 of 42
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 1,687,742 | $74,593,167 | +$3,696,409 | $44.18 | 63 |
| 2025 Q4 | 1,611,510 | $69,356,643 | +$16,279,118 | $43.03 | 66 |
| 2025 Q3 | 1,200,969 | $51,289,197 | -$11,547,198 | $42.77 | 60 |
| 2025 Q2 | 1,483,231 | $57,560,478 | +$6,429,546 | $38.81 | 55 |
| 2025 Q1 | 1,288,668 | $44,990,591 | -$7,376,567 | $34.91 | 51 |
| 2024 Q4 | 1,492,617 | $54,918,138 | +$8,450,591 | $36.79 | 49 |
| 2024 Q3 | 1,073,912 | $37,349,655 | -$6,462,120 | $35.70 | 41 |
| 2024 Q2 | 1,113,833 | $37,736,195 | +$1,207,026 | $33.88 | 42 |
| 2024 Q1 | 1,156,642 | $39,411,174 | -$17,340,794 | $34.09 | 41 |
| 2023 Q4 | 1,589,933 | $52,991,355 | +$14,635,080 | $33.33 | 47 |
| 2023 Q3 | 1,136,279 | $35,304,373 | -$16,094,928 | $31.07 | 40 |
| 2023 Q2 | 1,648,763 | $53,849,747 | -$8,061,662 | $32.66 | 42 |
| 2023 Q1 | 1,852,539 | $59,110,114 | -$29,807,976 | $31.91 | 45 |
| 2022 Q4 | 2,836,155 | $89,892,695 | -$14,878,340 | $31.69 | 61 |
| 2022 Q3 | 3,259,147 | $101,527,793 | +$5,987,595 | $31.15 | 65 |
| 2022 Q2 | 3,064,325 | $96,864,396 | -$26,173,596 | $31.60 | 67 |
| 2022 Q1 | 3,774,945 | $145,438,729 | +$14,533,499 | $38.75 | 66 |
| 2021 Q4 | 3,118,462 | $129,127,666 | -$24,014,600 | $41.42 | 75 |
| 2021 Q3 | 3,485,603 | $177,161,160 | +$7,318,243 | $50.78 | 73 |
| 2021 Q2 | 3,475,649 | $179,340,550 | +$15,783,943 | $51.60 | 74 |
| 2021 Q1 | 3,178,658 | $160,188,914 | -$15,059,417 | $50.22 | 75 |
| 2020 Q4 | 3,531,742 | $173,334,000 | +$5,669,070 | $48.96 | 71 |
| 2020 Q3 | 2,935,455 | $118,235,304 | +$4,620,265 | $40.31 | 60 |
| 2020 Q2 | 2,814,375 | $100,675,106 | -$14,665,750 | $35.49 | 54 |
| 2020 Q1 | 3,241,828 | $93,926,497 | -$17,166,309 | $28.59 | 45 |