Security Snapshot

First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) Institutional Ownership

CUSIP: 33739Q507

13F Institutional Holders and Ownership History from Q4 2015 to Q1 2026

Latest Period

Q4 2025

Institutions Reporting

66

Shares (Excl. Options)

1,611,510

Price

$43.03

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Type / Class
Equity / First Trust SSI Strategic Convertible Securities ETF
Symbol
FCVT
Shares outstanding
2,300,479
Price per share
$45.62
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,611,510
Total reported value
$69,356,643
% of total 13F portfolios
0%
Share change
+378,253
Value change
+$16,279,118
Number of holders
66
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF is tracked under CUSIP 33739Q507.
  • 66 institutions reported positions in Q4 2025.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 66 to 56 between Q4 2025 and Q1 2026.
  • Reported value moved from $69,356,643 to $59,025,145.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 66 institutions filings for Q4 2025.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 33739Q507?
CUSIP 33739Q507 identifies FCVT - First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q4 2025 holders report and the ownership history table below.

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 8.2% -23% $7,276,429 -$451,902 187,489 -5.8% First Trust Portfolios L.P. 30 Jun 2025

As of 31 Dec 2025, 66 institutional investors reported holding 1,611,510 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT). This represents 70% of the company’s total 2,300,479 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) together control 62% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Concurrent Investment Advisors, LLC 15% 347,194 +112% 0.17% $14,941,390
LPL Financial LLC 7.2% 164,880 -12% 0% $7,095,554
JANE STREET GROUP, LLC 4.4% 100,672 +11% 0.01% $4,332,389
RAYMOND JAMES FINANCIAL INC 4.3% 98,808 +10% 0% $4,252,195
ROYAL BANK OF CANADA 3.9% 88,861 +50% 0% $3,824,000
Private Advisory Group LLC 3.8% 86,666 0.29% $3,729,645
MORGAN STANLEY 3.7% 85,635 +7.4% 0% $3,685,284
Proactive Wealth Strategies LLC 1.9% 43,047 -0.2% 0.73% $1,852,506
Kestra Advisory Services, LLC 1.8% 42,316 +27% 0.01% $1,821,073
BANK OF AMERICA CORP /DE/ 1.8% 40,347 -1.5% 0% $1,736,314
Cetera Investment Advisers 1.4% 31,919 +4.6% 0% $1,373,605
Cambridge Investment Research Advisors, Inc. 1.2% 27,058 +92% 0% $1,164,000
OSAIC HOLDINGS, INC. 1.2% 26,709 -30% 0% $1,149,363
Plus Group Wealth Advisors LLC 1.1% 25,927 0% 1.2% $1,115,763
Milestones Private Investment Advisors LLC 1.1% 24,328 -20% 0.72% $1,046,948
D.A. DAVIDSON & CO. 1.1% 24,262 -6.2% 0.01% $1,044,107
Hershey Financial Advisers, LLC 1% 23,490 0.85% $1,010,885
Tidemark, LLC 0.98% 22,546 0% 0.28% $970,261
ENVESTNET ASSET MANAGEMENT INC 0.98% 22,528 +306% 0% $969,484
STIFEL FINANCIAL CORP 0.9% 20,624 +174% 0% $887,546
TRUIST FINANCIAL CORP 0.84% 19,315 0% $831,223
Elequin Capital, LP 0.76% 17,504 +102% 0.1% $753,279
RiverTree Advisors, LLC 0.76% 17,438 +11% 0.48% $750,439
JPMORGAN CHASE & CO 0.68% 15,757 +22% 0% $678,098
Stratos Wealth Partners, LTD. 0.62% 14,300 +3.8% 0.01% $615,428

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 1,335,362 $59,025,145 +$293,330 $44.18 56
2025 Q4 1,611,510 $69,356,643 +$16,279,118 $43.03 66
2025 Q3 1,200,969 $51,289,197 -$11,547,198 $42.77 60
2025 Q2 1,483,231 $57,560,478 +$6,429,546 $38.81 55
2025 Q1 1,288,668 $44,990,591 -$7,376,567 $34.91 51
2024 Q4 1,492,617 $54,918,138 +$8,450,591 $36.79 49
2024 Q3 1,073,912 $37,349,655 -$6,462,120 $35.70 41
2024 Q2 1,113,833 $37,736,195 +$1,207,026 $33.88 42
2024 Q1 1,156,642 $39,411,174 -$17,340,794 $34.09 41
2023 Q4 1,589,933 $52,991,355 +$14,635,080 $33.33 47
2023 Q3 1,136,279 $35,304,373 -$16,094,928 $31.07 40
2023 Q2 1,648,763 $53,849,747 -$8,061,662 $32.66 42
2023 Q1 1,852,539 $59,110,114 -$29,807,976 $31.91 45
2022 Q4 2,836,155 $89,892,695 -$14,878,340 $31.69 61
2022 Q3 3,259,147 $101,527,793 +$5,987,595 $31.15 65
2022 Q2 3,064,325 $96,864,396 -$26,173,596 $31.60 67
2022 Q1 3,774,945 $145,438,729 +$14,533,499 $38.75 66
2021 Q4 3,118,462 $129,127,666 -$24,014,600 $41.42 75
2021 Q3 3,485,603 $177,161,160 +$7,318,243 $50.78 73
2021 Q2 3,475,649 $179,340,550 +$15,783,943 $51.60 74
2021 Q1 3,178,658 $160,188,914 -$15,059,417 $50.22 75
2020 Q4 3,531,742 $173,334,000 +$5,669,070 $48.96 71
2020 Q3 2,935,455 $118,235,304 +$4,620,265 $40.31 60
2020 Q2 2,814,375 $100,675,106 -$14,665,750 $35.49 54
2020 Q1 3,241,828 $93,926,497 -$17,166,309 $28.59 45
2019 Q4 3,767,393 $124,014,080 +$26,379,010 $33.09 55
2019 Q3 2,966,120 $92,538,897 +$574,847 $31.20 52
2019 Q2 2,952,283 $92,575,860 +$3,738,342 $31.35 53
2019 Q1 2,878,824 $87,549,474 +$1,422,294 $30.40 51
2018 Q4 2,844,593 $78,291,606 -$7,980,430 $27.52 45
2018 Q3 2,849,399 $87,640,052 +$6,652 $30.79 47
2018 Q2 2,879,461 $85,667,917 +$21,669,642 $29.76 46
2018 Q1 2,154,669 $62,966,923 +$21,333,494 $29.24 40
2017 Q4 1,380,336 $39,559,706 +$875,386 $28.66 29
2017 Q3 1,347,761 $38,627,159 +$4,802,766 $28.66 25
2017 Q2 1,213,506 $33,601,705 +$9,248,880 $27.69 20
2017 Q1 879,495 $23,732,822 +$7,023,622 $26.98 15
2016 Q4 619,209 $16,101,000 +$11,607,412 $26.00 9
2016 Q3 176,176 $4,493,000 -$84,948 $26.00 5
2016 Q2 179,800 $4,405,000 $0 $24.00 3
2016 Q1 179,771 $4,336,000 -$285,000 $24.06 4
2015 Q4 191,183 $4,693,000 +$4,693,000 $24.55 3
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