First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2015 to Q4 2025

Type / Class
Equity / First Trust SSI Strategic Convertible Securities ETF
Symbol
FCVT
Shares outstanding
2,300,479
Price per share
$43.03
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
1,200,969
Total reported value
$51,289,197
% of total 13F portfolios
0%
Share change
-282,262
Value change
-$11,547,198
Number of holders
60
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 8.2% -23% $7,276,429 -$451,902 187,489 -5.8% First Trust Portfolios L.P. 30 Jun 2025

As of 30 Sep 2025, 60 institutional investors reported holding 1,200,969 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT). This represents 52% of the company’s total 2,300,479 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) together control 48% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
LPL Financial LLC 8.2% 187,627 +11% 0% $8,024,362
Concurrent Investment Advisors, LLC 7.1% 163,784 -46% 0.12% $7,004,649
JANE STREET GROUP, LLC 3.9% 90,808 -32% 0% $3,883,640
RAYMOND JAMES FINANCIAL INC 3.9% 89,532 +3.3% 0% $3,829,077
MORGAN STANLEY 3.5% 79,731 -0.07% 0% $3,409,917
ROYAL BANK OF CANADA 2.6% 59,271 +0.84% 0% $2,535,000
Proactive Wealth Strategies LLC 1.9% 43,133 +0.9% 0.79% $1,844,713
BANK OF AMERICA CORP /DE/ 1.8% 40,958 +5.6% 0% $1,751,672
OSAIC HOLDINGS, INC. 1.7% 37,996 +143% 0% $1,551,931
Kestra Advisory Services, LLC 1.4% 33,259 -15% 0.01% $1,422,395
Cetera Investment Advisers 1.3% 30,503 -0.01% 0% $1,304,546
Milestones Private Investment Advisors LLC 1.3% 30,234 -5.8% 0.88% $1,293,036
CWM, LLC 1.3% 29,576 -15% 0% $1,265,000
D.A. DAVIDSON & CO. 1.1% 25,858 +6.4% 0.01% $1,105,884
Tidemark, LLC 0.98% 22,546 0% 0.28% $964,239
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.92% 21,243 -23% 0% $908,512
RiverTree Advisors, LLC 0.68% 15,751 0.43% $673,632
OneDigital Investment Advisors LLC 0.63% 14,549 -1.5% 0.01% $622,226
Cambridge Investment Research Advisors, Inc. 0.61% 14,090 -3% 0% $603,000
Stratos Wealth Partners, LTD. 0.6% 13,780 +2.6% 0.01% $589,345
JPMORGAN CHASE & CO 0.56% 12,874 -0.69% 0% $550,590
SkyOak Wealth, LLC 0.5% 11,536 0% 0.09% $493,367
Synergy Asset Management, LLC 0.5% 11,414 0.02% $488,149
Coppell Advisory Solutions LLC 0.47% 10,846 0% 0.05% $463,293
American Financial Advisors, LLC 0.39% 8,862 -2.8% 0.05% $378,988

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 153,956 $6,625,794 +$3,652,268 $43.03 10
2025 Q3 1,200,969 $51,289,197 -$11,547,198 $42.77 60
2025 Q2 1,483,231 $57,560,478 +$6,429,546 $38.81 55
2025 Q1 1,288,668 $44,990,591 -$7,376,567 $34.91 51
2024 Q4 1,492,617 $54,918,138 +$8,450,591 $36.79 49
2024 Q3 1,073,912 $37,349,655 -$6,462,120 $35.70 41
2024 Q2 1,113,833 $37,736,195 +$1,207,026 $33.88 42
2024 Q1 1,156,642 $39,411,174 -$17,340,794 $34.09 41
2023 Q4 1,589,933 $52,991,355 +$14,635,080 $33.33 47
2023 Q3 1,136,279 $35,304,373 -$16,094,928 $31.07 40
2023 Q2 1,648,763 $53,849,747 -$8,061,662 $32.66 42
2023 Q1 1,852,539 $59,110,114 -$29,807,976 $31.91 45
2022 Q4 2,836,155 $89,892,695 -$14,878,340 $31.69 61
2022 Q3 3,259,147 $101,527,793 +$5,987,595 $31.15 65
2022 Q2 3,064,325 $96,864,396 -$26,173,596 $31.60 67
2022 Q1 3,774,945 $145,438,729 +$14,533,499 $38.75 66
2021 Q4 3,118,462 $129,127,666 -$24,014,600 $41.42 75
2021 Q3 3,485,603 $177,161,160 +$7,318,243 $50.78 73
2021 Q2 3,475,649 $179,340,550 +$15,783,943 $51.60 74
2021 Q1 3,178,658 $160,188,914 -$15,059,417 $50.22 75
2020 Q4 3,531,742 $173,334,000 +$5,669,070 $48.96 71
2020 Q3 2,935,455 $118,235,304 +$4,620,265 $40.31 60
2020 Q2 2,814,375 $100,675,106 -$14,665,750 $35.49 54
2020 Q1 3,241,828 $93,926,497 -$17,166,309 $28.59 45
2019 Q4 3,767,393 $124,014,080 +$26,379,010 $33.09 55
2019 Q3 2,966,120 $92,538,897 +$574,847 $31.20 52
2019 Q2 2,952,283 $92,575,860 +$3,738,342 $31.35 53
2019 Q1 2,878,824 $87,549,474 +$1,422,294 $30.40 51
2018 Q4 2,844,593 $78,291,606 -$7,980,430 $27.52 45
2018 Q3 2,849,399 $87,640,052 +$6,652 $30.79 47
2018 Q2 2,879,461 $85,667,917 +$21,669,642 $29.76 46
2018 Q1 2,154,669 $62,966,923 +$21,333,494 $29.24 40
2017 Q4 1,380,336 $39,559,706 +$875,386 $28.66 29
2017 Q3 1,347,761 $38,627,159 +$4,802,766 $28.66 25
2017 Q2 1,213,506 $33,601,705 +$9,248,880 $27.69 20
2017 Q1 879,495 $23,732,822 +$7,023,622 $26.98 15
2016 Q4 619,209 $16,101,000 +$11,607,412 $26.00 9
2016 Q3 176,176 $4,493,000 -$84,948 $26.00 5
2016 Q2 179,800 $4,405,000 $0 $24.00 3
2016 Q1 179,771 $4,336,000 -$285,000 $24.06 4
2015 Q4 191,183 $4,693,000 +$4,693,000 $24.55 3