First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2015 to Q4 2025

Type / Class
Equity / First Trust SSI Strategic Convertible Securities ETF
Symbol
FCVT
Shares outstanding
2,300,479
Price per share
$45.45
All holders as of 31 Dec 2025
Q4 2025
Total 13F shares
1,260,786
Total reported value
$54,180,217
% of total 13F portfolios
0%
Share change
+329,140
Value change
+$14,087,613
Number of holders
54
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 8.2% -23% $7,276,429 -$451,902 187,489 -5.8% First Trust Portfolios L.P. 30 Jun 2025

As of 31 Dec 2025, 54 institutional investors reported holding 1,260,786 shares of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT). This represents 55% of the company’s total 2,300,479 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) together control 55% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
Concurrent Investment Advisors, LLC 15% 347,194 +112% 0.17% $14,941,390
LPL Financial LLC 7.2% 164,880 -12% 0% $7,095,554
JANE STREET GROUP, LLC 4.4% 100,672 +11% 0.01% $4,332,389
ROYAL BANK OF CANADA 3.9% 88,861 +50% 0% $3,824,000
Private Advisory Group LLC 3.8% 86,666 0.29% $3,729,645
MORGAN STANLEY 3.7% 85,635 +7.4% 0% $3,685,284
Proactive Wealth Strategies LLC 1.9% 43,047 -0.2% 0.73% $1,852,506
Kestra Advisory Services, LLC 1.8% 42,316 +27% 0.01% $1,821,073
Cambridge Investment Research Advisors, Inc. 1.2% 27,058 +92% 0% $1,164,000
Plus Group Wealth Advisors LLC 1.1% 25,927 0% 1.2% $1,115,763
Milestones Private Investment Advisors LLC 1.1% 24,328 -20% 0.72% $1,046,948
D.A. DAVIDSON & CO. 1.1% 24,262 -6.2% 0.01% $1,044,107
Tidemark, LLC 0.98% 22,546 0% 0.28% $970,261
ENVESTNET ASSET MANAGEMENT INC 0.98% 22,528 +306% 0% $969,484
STIFEL FINANCIAL CORP 0.9% 20,624 +174% 0% $887,546
TRUIST FINANCIAL CORP 0.84% 19,315 0% $831,223
RiverTree Advisors, LLC 0.76% 17,438 +11% 0.48% $750,439
JPMORGAN CHASE & CO 0.68% 15,757 +22% 0% $678,098
Stratos Wealth Partners, LTD. 0.62% 14,300 +3.8% 0.01% $615,428
OneDigital Investment Advisors LLC 0.59% 13,570 -6.7% 0.01% $583,986
Kovack Advisors, Inc. 0.53% 12,138 0.04% $444,883
SkyOak Wealth, LLC 0.5% 11,536 0% 0.09% $496,448
US BANCORP \DE\ 0.47% 10,807 +3246% 0% $465,078
Synergy Asset Management, LLC 0.46% 10,518 -7.9% 0.05% $452,639
COTTONWOOD CAPITAL ADVISORS, LLC 0.42% 9,655 +22% 0.3% $415,485

Institutional Holders of First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF (FCVT) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,260,786 $54,180,217 +$14,087,613 $43.03 54
2025 Q3 1,200,969 $51,289,197 -$11,547,198 $42.77 60
2025 Q2 1,483,231 $57,560,478 +$6,429,546 $38.81 55
2025 Q1 1,288,668 $44,990,591 -$7,376,567 $34.91 51
2024 Q4 1,492,617 $54,918,138 +$8,450,591 $36.79 49
2024 Q3 1,073,912 $37,349,655 -$6,462,120 $35.70 41
2024 Q2 1,113,833 $37,736,195 +$1,207,026 $33.88 42
2024 Q1 1,156,642 $39,411,174 -$17,340,794 $34.09 41
2023 Q4 1,589,933 $52,991,355 +$14,635,080 $33.33 47
2023 Q3 1,136,279 $35,304,373 -$16,094,928 $31.07 40
2023 Q2 1,648,763 $53,849,747 -$8,061,662 $32.66 42
2023 Q1 1,852,539 $59,110,114 -$29,807,976 $31.91 45
2022 Q4 2,836,155 $89,892,695 -$14,878,340 $31.69 61
2022 Q3 3,259,147 $101,527,793 +$5,987,595 $31.15 65
2022 Q2 3,064,325 $96,864,396 -$26,173,596 $31.60 67
2022 Q1 3,774,945 $145,438,729 +$14,533,499 $38.75 66
2021 Q4 3,118,462 $129,127,666 -$24,014,600 $41.42 75
2021 Q3 3,485,603 $177,161,160 +$7,318,243 $50.78 73
2021 Q2 3,475,649 $179,340,550 +$15,783,943 $51.60 74
2021 Q1 3,178,658 $160,188,914 -$15,059,417 $50.22 75
2020 Q4 3,531,742 $173,334,000 +$5,669,070 $48.96 71
2020 Q3 2,935,455 $118,235,304 +$4,620,265 $40.31 60
2020 Q2 2,814,375 $100,675,106 -$14,665,750 $35.49 54
2020 Q1 3,241,828 $93,926,497 -$17,166,309 $28.59 45
2019 Q4 3,767,393 $124,014,080 +$26,379,010 $33.09 55
2019 Q3 2,966,120 $92,538,897 +$574,847 $31.20 52
2019 Q2 2,952,283 $92,575,860 +$3,738,342 $31.35 53
2019 Q1 2,878,824 $87,549,474 +$1,422,294 $30.40 51
2018 Q4 2,844,593 $78,291,606 -$7,980,430 $27.52 45
2018 Q3 2,849,399 $87,640,052 +$6,652 $30.79 47
2018 Q2 2,879,461 $85,667,917 +$21,669,642 $29.76 46
2018 Q1 2,154,669 $62,966,923 +$21,333,494 $29.24 40
2017 Q4 1,380,336 $39,559,706 +$875,386 $28.66 29
2017 Q3 1,347,761 $38,627,159 +$4,802,766 $28.66 25
2017 Q2 1,213,506 $33,601,705 +$9,248,880 $27.69 20
2017 Q1 879,495 $23,732,822 +$7,023,622 $26.98 15
2016 Q4 619,209 $16,101,000 +$11,607,412 $26.00 9
2016 Q3 176,176 $4,493,000 -$84,948 $26.00 5
2016 Q2 179,800 $4,405,000 $0 $24.00 3
2016 Q1 179,771 $4,336,000 -$285,000 $24.06 4
2015 Q4 191,183 $4,693,000 +$4,693,000 $24.55 3